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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$62.5M
Cap. Flow %
2.64%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.92%
2 Technology 7.36%
3 Financials 4.51%
4 Healthcare 4.09%
5 Industrials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSX icon
226
Phillips 66
PSX
$108B
$2.13M 0.09%
19,159
-249
-1% -$28K
PHK
227
PIMCO High Income Fund
PHK
$809M
$2.12M 0.09%
281,846
-20,545
-7% -$157K
QCOM icon
228
Qualcomm
QCOM
$204B
$2.11M 0.09%
23,934
-1,866
-7% -$156K
DAL icon
229
Delta Air Lines
DAL
$52.2B
$2.11M 0.09%
36,049
-357
-1% -$20K
WPC icon
230
W.P. Carey
WPC
$15.2B
$2.11M 0.09%
26,859
-37,820
-58% -$3.17M
VCSH icon
231
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.4B
$2.1M 0.09%
25,850
+3,690
+17% +$299K
DLN icon
232
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
$2.08M 0.09%
39,202
+19,610
+100% +$999K
SDY icon
233
State Street SPDR S&P Dividend ETF
SDY
$21.2B
$2.08M 0.09%
19,294
+43
+0.2% +$4.51K
USB icon
234
US Bancorp
USB
$94.3B
$2.07M 0.09%
34,982
-499
-1% -$28.9K
SRVR icon
235
Pacer Data & Infrastructure Real Estate ETF
SRVR
$336M
$2.07M 0.09%
63,641
+1,738
+3% +$54.9K
RTX icon
236
RTX Corp
RTX
$260B
$2.07M 0.09%
21,985
-1,848
-8% -$168K
IWM icon
237
iShares Russell 2000 ETF
IWM
$77.3B
$2.07M 0.09%
12,472
+2,820
+29% +$446K
SLQD icon
238
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.43B
$2.04M 0.09%
39,872
-1,705
-4% -$87.1K
ENB icon
239
Enbridge
ENB
$106B
$2.03M 0.09%
51,128
+6,385
+14% +$238K
XLB icon
240
State Street Materials Select Sector SPDR ETF
XLB
$8.4B
$2.03M 0.09%
66,130
+24,456
+59% +$722K
DVOL icon
241
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$71.2M
$2.03M 0.09%
+91,199
New +$2.03M
GOF icon
242
Guggenheim Strategic Opportunities Fund
GOF
$1.93B
$2M 0.08%
110,514
+4,690
+4% +$89.8K
IWY icon
243
iShares Russell Top 200 Growth ETF
IWY
$15.8B
$1.99M 0.08%
20,592
+17,300
+526% +$1.58M
IRM icon
244
Iron Mountain
IRM
$34B
$1.98M 0.08%
62,219
+11,120
+22% +$365K
SHW icon
245
Sherwin-Williams
SHW
$78.1B
$1.98M 0.08%
10,185
+2,193
+27% +$418K
FXU icon
246
First Trust Utilities AlphaDEX Fund
FXU
$771M
$1.97M 0.08%
67,287
-3,839
-5% -$111K
LLY icon
247
Eli Lilly
LLY
$1.02T
$1.96M 0.08%
14,930
+412
+3% +$47.8K
PM icon
248
Philip Morris
PM
$295B
$1.95M 0.08%
22,871
-3,151
-12% -$260K
LUV icon
249
Southwest Airlines
LUV
$19.8B
$1.94M 0.08%
35,862
+2,656
+8% +$147K
DBEF icon
250
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.3B
$1.93M 0.08%
57,096
+36,880
+182% +$1.22M
8 9
10
11 12

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AIM
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DAM
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RPGK
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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q4 2019 filing shows 143 new, 513 increased, 371 reduced and 92 closed positions. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M. The largest sale was iShares Core S&P 500 ETF, an estimated $6.41M.

By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, up from 62% a quarter earlier, followed by Technology and Financials.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.