We are live on
!
Find out more
SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
(+14%)
Cap. Flow
+$149M
Cap. Flow
% of AUM
6.27%
Top 10 Holdings %
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core Dividend Growth ETF
DGRO
|
+$7.45M |
| 2 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$6.06M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$6.01M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$5.52M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.67M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$6.41M |
| 2 |
NextEra Energy
NEE
|
+$5.94M |
| 3 |
Chipotle Mexican Grill
CMG
|
+$5.85M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$5.59M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$4.89M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.36% |
| 2 | Financials | 4.5% |
| 3 | Healthcare | 4.01% |
| 4 | Industrials | 3.83% |
| 5 | Consumer Discretionary | 3.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Phillips 66
PSX
$82.9B
| $2.13M | 0.09% |
19,159
-249
| -1% | -$28K |
|
|
PHK
227
PIMCO High Income Fund
PHK
$861M
| $2.12M | 0.09% |
281,846
-20,545
| -7% | -$157K |
|
228
Qualcomm
QCOM
$176B
| $2.11M | 0.09% |
23,934
-1,866
| -7% | -$156K |
|
229
Delta Air Lines
DAL
$55.9B
| $2.11M | 0.09% |
36,049
-357
| -1% | -$20K |
|
230
W.P. Carey
WPC
$17.1B
| $2.11M | 0.09% |
26,859
-37,820
| -58% | -$3.17M |
|
231
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $2.1M | 0.09% |
25,850
+3,690
| +17% | +$299K |
|
232
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
| $2.08M | 0.09% |
39,202
+19,610
| +100% | +$999K |
|
233
State Street SPDR S&P Dividend ETF
SDY
$21.9B
| $2.08M | 0.09% |
19,294
+43
| +0.2% | +$4.51K |
|
234
US Bancorp
USB
$99.6B
| $2.07M | 0.09% |
34,982
-499
| -1% | -$28.9K |
|
235
Pacer Data & Infrastructure Real Estate ETF
SRVR
$379M
| $2.07M | 0.09% |
63,641
+1,738
| +3% | +$54.9K |
|
236
RTX Corp
RTX
$287B
| $2.07M | 0.09% |
21,985
-1,848
| -8% | -$168K |
|
237
iShares Russell 2000 ETF
IWM
$80.9B
| $2.07M | 0.09% |
12,472
+2,820
| +29% | +$446K |
|
238
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
| $2.04M | 0.09% |
39,872
-1,705
| -4% | -$87.1K |
|
239
Enbridge
ENB
$124B
| $2.03M | 0.09% |
51,128
+6,385
| +14% | +$238K |
|
240
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
| $2.03M | 0.09% |
66,130
+24,456
| +59% | +$722K |
|
241
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$73.9M
| $2.03M | 0.09% |
+91,199
| New | +$2.03M |
|
242
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
| $2M | 0.08% |
110,514
+4,690
| +4% | +$89.8K |
|
243
iShares Russell Top 200 Growth ETF
IWY
$16B
| $1.99M | 0.08% |
20,592
+17,300
| +526% | +$1.58M |
|
244
Iron Mountain
IRM
$38.2B
| $1.98M | 0.08% |
62,219
+11,120
| +22% | +$365K |
|
245
Sherwin-Williams
SHW
$78.3B
| $1.98M | 0.08% |
10,185
+2,193
| +27% | +$418K |
|
246
First Trust Utilities AlphaDEX Fund
FXU
$840M
| $1.97M | 0.08% |
67,287
-3,839
| -5% | -$111K |
|
247
Eli Lilly
LLY
$1.07T
| $1.96M | 0.08% |
14,930
+412
| +3% | +$47.8K |
|
248
Philip Morris
PM
$301B
| $1.95M | 0.08% |
22,871
-3,151
| -12% | -$260K |
|
249
Southwest Airlines
LUV
$22.1B
| $1.94M | 0.08% |
35,862
+2,656
| +8% | +$147K |
|
250
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
| $1.93M | 0.08% |
57,096
+36,880
| +182% | +$1.22M |
|
Similar funds
U
SL
WB
SCM
BPS
VPC
ACM
WWA
Sigma Planning Corp's Q4 2019 Portfolio in Review
As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.
- Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
- Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
- Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
- Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
- Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.