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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+1.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.08B
AUM Growth
+$143M
(+7.3%)
Cap. Flow
+$123M
Cap. Flow
% of AUM
5.9%
Top 10 Holdings %
Top 10 Hldgs %
20.64%
Holding
1,098
New
109
Increased
483
Reduced
383
Closed
98
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Information Technology ETF
VGT
|
+$11.9M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$8.9M |
| 3 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$8.48M |
| 4 |
Invesco S&P MidCap Low Volatility ETF
XMLV
|
+$7.6M |
| 5 |
iShares S&P 500 Value ETF
IVE
|
+$7.12M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$9.05M |
| 2 |
iShares MBS ETF
MBB
|
+$7.28M |
| 3 |
Vanguard Total World Stock ETF
VT
|
+$4.1M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$4.02M |
| 5 |
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.08% |
| 2 | Financials | 4.39% |
| 3 | Consumer Discretionary | 4.39% |
| 4 | Industrials | 4.11% |
| 5 | Healthcare | 3.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Phillips 66
PSX
$82.9B
| $1.99M | 0.1% |
19,408
+873
| +5% | +$87.5K |
|
227
Becton Dickinson
BDX
$43.1B
| $1.98M | 0.1% |
8,024
+411
| +5% | +$101K |
|
228
Vanguard Health Care ETF
VHT
$18.2B
| $1.98M | 0.1% |
11,804
+1,141
| +11% | +$195K |
|
229
Eaton
ETN
$157B
| $1.98M | 0.09% |
23,759
+1,304
| +6% | +$106K |
|
230
Philip Morris
PM
$301B
| $1.98M | 0.09% |
26,022
+548
| +2% | +$43.4K |
|
231
State Street SPDR S&P Dividend ETF
SDY
$21.9B
| $1.98M | 0.09% |
19,251
+145
| +0.8% | +$14.6K |
|
232
Qualcomm
QCOM
$176B
| $1.97M | 0.09% |
25,800
-1,021
| -4% | -$76.8K |
|
233
US Bancorp
USB
$99.6B
| $1.96M | 0.09% |
35,481
+778
| +2% | +$42K |
|
234
PIMCO Dynamic Income Fund
PDI
$7.4B
| $1.93M | 0.09% |
59,405
+16,762
| +39% | +$534K |
|
235
Dollar General
DG
$25.9B
| $1.91M | 0.09% |
12,009
+619
| +5% | +$89.5K |
|
236
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
| $1.91M | 0.09% |
44,783
-681
| -1% | -$28.4K |
|
237
Bristol-Myers Squibb
BMY
$127B
| $1.91M | 0.09% |
37,583
+6,185
| +20% | +$291K |
|
238
iShares MSCI EAFE ETF
EFA
$76.4B
| $1.9M | 0.09% |
29,141
-1,746
| -6% | -$113K |
|
239
Innovator US Equity Buffer ETF October
BOCT
$283M
| $1.89M | 0.09% |
+76,091
| New | +$1.9M |
|
240
JPMorgan Ultra-Short Income ETF
JPST
$40B
| $1.89M | 0.09% |
37,473
+3,991
| +12% | +$201K |
|
241
Medtronic
MDT
$107B
| $1.85M | 0.09% |
16,998
+2,854
| +20% | +$298K |
|
242
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
| $1.82M | 0.09% |
27,426
+4,641
| +20% | +$311K |
|
243
American Tower
AMT
$77.7B
| $1.8M | 0.09% |
8,147
+3,286
| +68% | +$717K |
|
244
iShares US Technology ETF
IYW
$23.7B
| $1.8M | 0.09% |
35,240
+5,480
| +18% | +$278K |
|
245
Invesco Preferred ETF
PGX
$3.84B
| $1.8M | 0.09% |
119,764
+15,685
| +15% | +$233K |
|
246
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $1.8M | 0.09% |
22,160
-440
| -2% | -$35.6K |
|
247
Southwest Airlines
LUV
$22.1B
| $1.79M | 0.09% |
33,206
+10,737
| +48% | +$562K |
|
248
Fidelity Momentum Factor ETF
FDMO
$934M
| $1.77M | 0.09% |
50,639
-31,459
| -38% | -$1.12M |
|
249
Fidelity MSCI Materials Index ETF
FMAT
$585M
| $1.77M | 0.08% |
54,736
-4,389
| -7% | -$141K |
|
250
Accenture
ACN
$89.9B
| $1.76M | 0.08% |
9,165
+285
| +3% | +$55.2K |
|
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Sigma Planning Corp's Q3 2019 Portfolio in Review
As of Q3 2019, Sigma Planning Corp held 1,098 positions worth $2.08B, up 7.3% from $1.94B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp deployed $123M of net new capital in Q3 2019, opening 109 new positions and adding to 483 existing holdings. Its largest new stake was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $9.05M trimmed.
- Sigma Planning Corp's largest Q3 2019 buy was Chipotle Mexican Grill: 389,450 shares worth $6.55M.
- Sigma Planning Corp added most to Vanguard Information Technology ETF in Q3 2019, an estimated $11.9M increase.
- Sigma Planning Corp's biggest Q3 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $9.05M.
- Sigma Planning Corp fully exited Vanguard Total World Stock ETF in Q3 2019, selling an estimated $4.1M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $2.08B portfolio in Q3 2019.
- Sigma Planning Corp opened 109 new positions and closed 98 in Q3 2019.
- Sigma Planning Corp's portfolio value rose 7.3% quarter-over-quarter to $2.08B.
Based on Sigma Planning Corp's 13F filing for Q3 2019, filed 1 Nov 2019.