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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.21B
AUM Growth
+$148M
(+14%)
Cap. Flow
+$110M
Cap. Flow
% of AUM
9.07%
Top 10 Holdings %
Top 10 Hldgs %
19.82%
Holding
899
New
109
Increased
447
Reduced
277
Closed
52
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$15M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$9.39M |
| 3 |
iShares Core S&P US Value ETF
IUSV
|
+$6.58M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.08M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.82M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$8.5M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$7.19M |
| 3 |
iShares Core S&P US Growth ETF
IUSG
|
+$4.35M |
| 4 |
Fidelity MSCI Energy Index ETF
FENY
|
+$3.23M |
| 5 |
DuPont de Nemours
DD
|
+$2.81M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.02% |
| 2 | Healthcare | 4.77% |
| 3 | Financials | 4.73% |
| 4 | Industrials | 4.48% |
| 5 | Consumer Staples | 4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Blackstone Mortgage Trust
BXMT
$2.82B
| $1.21M | 0.1% |
39,024
+2,394
| +7% | +$74.4K |
|
227
Citigroup
C
$222B
| $1.21M | 0.1% |
16,597
+1,642
| +11% | +$112K |
|
|
CIK
228
Credit Suisse Asset Management Income Fund
CIK
$133M
| $1.21M | 0.1% |
356,114
+109,916
| +45% | +$370K |
|
229
Vanguard Materials ETF
VAW
$3B
| $1.19M | 0.1% |
9,283
+2,033
| +28% | +$253K |
|
230
Fidelity Corporate Bond ETF
FCOR
$352M
| $1.18M | 0.1% |
23,256
+5,948
| +34% | +$302K |
|
231
Annaly Capital Management
NLY
$16.9B
| $1.14M | 0.09% |
23,365
+2,533
| +12% | +$124K |
|
232
MetLife
MET
$61B
| $1.13M | 0.09% |
21,726
+1,496
| +7% | +$72.9K |
|
|
RTN
233
DELISTED
Raytheon Company
RTN
| $1.12M | 0.09% |
6,015
+682
| +13% | +$120K |
|
234
ConocoPhillips
COP
$147B
| $1.12M | 0.09% |
22,293
-707
| -3% | -$31.8K |
|
235
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
| $1.11M | 0.09% |
30,514
-12,846
| -30% | -$452K |
|
236
Eaton
ETN
$157B
| $1.11M | 0.09% |
14,438
-26,321
| -65% | -$1.99M |
|
237
iShares Russell 2000 ETF
IWM
$80.9B
| $1.11M | 0.09% |
7,477
-27
| -0.4% | -$3.8K |
|
238
Archer Daniels Midland
ADM
$41.4B
| $1.1M | 0.09% |
25,903
+7,082
| +38% | +$298K |
|
239
First Trust Senior Loan Fund ETF
FTSL
$2.31B
| $1.1M | 0.09% |
22,845
-937
| -4% | -$45.4K |
|
240
Travelers Companies
TRV
$80.8B
| $1.1M | 0.09% |
8,984
+1,840
| +26% | +$230K |
|
241
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
| $1.09M | 0.09% |
12,864
-457
| -3% | -$38.3K |
|
|
AXAS
242
DELISTED
Abraxas Petroleum Corp
AXAS
| $1.09M | 0.09% |
28,885
+1,175
| +4% | +$40K |
|
243
iShares National Muni Bond ETF
MUB
$45.1B
| $1.08M | 0.09% |
9,714
+711
| +8% | +$78.9K |
|
|
CALD
244
DELISTED
Callidus Software, Inc.
CALD
| $1.05M | 0.09% |
42,779
-236
| -0.5% | -$5.74K |
|
245
Phillips 66
PSX
$82.9B
| $1.05M | 0.09% |
11,469
+134
| +1% | +$11.3K |
|
|
CHI
246
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
| $1.04M | 0.09% |
90,172
+8,763
| +11% | +$99.7K |
|
|
ETP
247
DELISTED
Energy Transfer Partners, L.P.
ETP
| $1.04M | 0.09% |
56,701
+2,575
| +5% | +$50K |
|
248
iShares MBS ETF
MBB
$39B
| $1.02M | 0.08% |
9,543
-24,657
| -72% | -$2.64M |
|
249
Nike
NKE
$61.9B
| $1.01M | 0.08% |
19,560
-1,583
| -7% | -$88.9K |
|
250
iShares Russell Mid-Cap ETF
IWR
$56.8B
| $1.01M | 0.08% |
20,460
-48
| -0.2% | -$2.32K |
|
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Sigma Planning Corp's Q3 2017 Portfolio in Review
As of Q3 2017, Sigma Planning Corp held 899 positions worth $1.21B, up 14% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp deployed $110M of net new capital in Q3 2017, opening 109 new positions and adding to 447 existing holdings. Its largest new stake was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.7% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $8.5M trimmed.
- Sigma Planning Corp's largest Q3 2017 buy was Invesco Dorsey Wright SmallCap Momentum ETF: 40,931 shares worth $1.94M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2017, an estimated $15M increase.
- Sigma Planning Corp's biggest Q3 2017 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.5M.
- Sigma Planning Corp fully exited DuPont de Nemours in Q3 2017, selling an estimated $2.81M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $1.21B portfolio in Q3 2017.
- Sigma Planning Corp opened 109 new positions and closed 52 in Q3 2017.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.21B.
Based on Sigma Planning Corp's 13F filing for Q3 2017, filed 6 Nov 2017.