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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+2.31%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$915M
AUM Growth
+$71.4M
(+8.5%)
Cap. Flow
+$59.7M
Cap. Flow
% of AUM
6.52%
Top 10 Holdings %
Top 10 Hldgs %
17.37%
Holding
832
New
89
Increased
316
Reduced
308
Closed
97
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P US Value ETF
IUSV
|
+$8.45M |
| 2 |
iShares Core Dividend Growth ETF
DGRO
|
+$7.41M |
| 3 |
HDV
iShares Core High Dividend ETF
HDV
|
+$7.4M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$6.26M |
| 5 |
iShares Core S&P US Growth ETF
IUSG
|
+$5.04M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$4.63M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$3.97M |
| 3 |
iShares MSCI Global Gold Miners ETF
RING
|
+$3.6M |
| 4 |
iShares US Real Estate ETF
IYR
|
+$1.86M |
| 5 |
iShares S&P Mid-Cap 400 Value ETF
IJJ
|
+$1.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.02% |
| 2 | Consumer Staples | 4.87% |
| 3 | Financials | 4.78% |
| 4 | Industrials | 4.53% |
| 5 | Healthcare | 4.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Sanofi
SNY
$104B
| $902K | 0.1% |
22,313
+12,522
| +128% | +$493K |
|
227
Flowers Foods
FLO
$1.64B
| $887K | 0.1% |
+44,434
| New | +$731K |
|
228
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
| $876K | 0.1% |
52,415
-835
| -2% | -$13.9K |
|
|
AXAS
229
DELISTED
Abraxas Petroleum Corp
AXAS
| $876K | 0.1% |
17,053
+218
| +1% | +$8.59K |
|
230
State Street Technology Select Sector SPDR ETF
XLK
$115B
| $872K | 0.1% |
36,068
+4,370
| +14% | +$104K |
|
231
Travelers Companies
TRV
$80.8B
| $868K | 0.09% |
7,092
+255
| +4% | +$29.1K |
|
|
VER
232
DELISTED
VEREIT, Inc.
VER
| $867K | 0.09% |
20,485
-6,252
| -23% | -$277K |
|
233
iShares US Industrials ETF
IYJ
$1.98B
| $861K | 0.09% |
14,276
-3,812
| -21% | -$223K |
|
234
Oracle
ORCL
$331B
| $853K | 0.09% |
22,188
+188
| +0.9% | +$7.35K |
|
235
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
| $847K | 0.09% |
17,326
-2,966
| -15% | -$152K |
|
|
WBA
236
DELISTED
Walgreens Boots Alliance
WBA
| $847K | 0.09% |
10,234
+527
| +5% | +$43.6K |
|
237
Teva Pharmaceuticals
TEVA
$35.9B
| $843K | 0.09% |
23,255
+12,551
| +117% | +$501K |
|
238
Duke Energy
DUK
$102B
| $839K | 0.09% |
10,808
-157
| -1% | -$12K |
|
239
Qualcomm
QCOM
$176B
| $837K | 0.09% |
12,842
-250
| -2% | -$16.8K |
|
240
iShares US Consumer Discretionary ETF
IYC
$1.12B
| $835K | 0.09% |
+22,128
| New | +$823K |
|
241
Comcast
CMCSA
$79.1B
| $831K | 0.09% |
24,060
+378
| +2% | +$12.6K |
|
242
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
| $831K | 0.09% |
10,337
+626
| +6% | +$48.8K |
|
|
BSCJ
243
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
| $823K | 0.09% |
38,919
+5,273
| +16% | +$112K |
|
244
iShares Russell Mid-Cap ETF
IWR
$56.8B
| $819K | 0.09% |
18,312
-476
| -3% | -$20.8K |
|
245
Vanguard Small-Cap ETF
VB
$79.5B
| $819K | 0.09% |
6,353
-2,385
| -27% | -$296K |
|
|
RAI
246
DELISTED
Reynolds American Inc
RAI
| $813K | 0.09% |
14,505
-1,940
| -12% | -$103K |
|
247
Citigroup
C
$222B
| $806K | 0.09% |
13,567
+3,122
| +30% | +$168K |
|
248
iShares US Basic Materials ETF
IYM
$1.16B
| $804K | 0.09% |
9,663
-10,468
| -52% | -$847K |
|
249
American Electric Power
AEP
$73.7B
| $799K | 0.09% |
12,683
+562
| +5% | +$34.7K |
|
250
Ventas
VTR
$48.9B
| $798K | 0.09% |
12,770
-1,294
| -9% | -$81.9K |
|
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Sigma Planning Corp's Q4 2016 Portfolio in Review
As of Q4 2016, Sigma Planning Corp held 832 positions worth $915M, up 8.5% from $843M the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Sigma Planning Corp deployed $59.7M of net new capital in Q4 2016, opening 89 new positions and adding to 316 existing holdings. Its largest new stake was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.9% a quarter earlier, followed by Consumer Staples and Financials.
On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $4.63M trimmed.
- Sigma Planning Corp's largest Q4 2016 buy was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
- Sigma Planning Corp added most to iShares Core S&P US Value ETF in Q4 2016, an estimated $8.45M increase.
- Sigma Planning Corp's biggest Q4 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $4.63M.
- Sigma Planning Corp fully exited Guggenheim BulletShares 2016 High Yield Corporate Bond ETF in Q4 2016, selling an estimated $1.25M.
- Sigma Planning Corp's ten largest holdings make up 17% of its $915M portfolio in Q4 2016.
- Sigma Planning Corp opened 89 new positions and closed 97 in Q4 2016.
- Sigma Planning Corp's portfolio value rose 8.5% quarter-over-quarter to $915M.
Based on Sigma Planning Corp's 13F filing for Q4 2016, filed 23 Jan 2017.