We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$714M
AUM Growth
+$83.2M
Cap. Flow
+$65.6M
Cap. Flow %
9.18%
Top 10 Hldgs %
18.43%
Holding
772
New
101
Increased
311
Reduced
267
Closed
74

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.66M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.86M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.7M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.54M
5
MBB icon
iShares MBS ETF
MBB
+$5.52M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.45M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$3.13M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$2.43M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$2.35M
5
SCI icon
Service Corp International
SCI
+$2.25M

Sector Composition

Rank Sector Weight
1 Healthcare 5.8%
2 Technology 5.68%
3 Consumer Staples 5.32%
4 Industrials 4.77%
5 Financials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWS icon
226
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$746K 0.1%
10,867
-216
-2% -$15.2K
PGX icon
227
Invesco Preferred ETF
PGX
$3.84B
$725K 0.1%
48,524
+3,911
+9% +$57.7K
IXUS icon
228
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$724K 0.1%
14,623
+949
+7% +$48.4K
APO icon
229
Apollo Global Management
APO
$70.7B
$722K 0.1%
47,590
+1,525
+3% +$26.1K
IFLN
230
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
$721K 0.1%
41,361
-1,696
-4% -$30.4K
JNK icon
231
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$720K 0.1%
7,077
-1,187
-14% -$126K
D icon
232
Dominion Energy
D
$62.5B
$715K 0.1%
10,564
-10,839
-51% -$749K
FIT
233
DELISTED
Fitbit, Inc. Class A common stock
FIT
$710K 0.1%
24,003
+11,722
+95% +$387K
HDV
234
iShares Core High Dividend ETF
HDV
$14.4B
$706K 0.1%
48,050
-2,225
-4% -$32.9K
CVRR
235
DELISTED
CVR Refining, LP
CVRR
$702K 0.1%
37,089
+1,300
+4% +$26.7K
VBR icon
236
Vanguard Small-Cap Value ETF
VBR
$37.1B
$700K 0.1%
7,089
-307
-4% -$31.3K
IAU icon
237
iShares Gold Trust
IAU
$63B
$692K 0.1%
33,802
-5,560
-14% -$119K
IEMG icon
238
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$688K 0.1%
17,465
+9,213
+112% +$384K
TWTR
239
DELISTED
Twitter, Inc.
TWTR
$686K 0.1%
29,641
+3,754
+15% +$100K
THQ
240
abrdn Healthcare Opportunities Fund
THQ
$769M
$684K 0.1%
+39,321
New +$675K
ETN icon
241
Eaton
ETN
$157B
$679K 0.1%
13,056
+291
+2% +$15.8K
SPY icon
242
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$673K 0.09%
3,300
+800
+32% +$164K
BMS
243
DELISTED
Bemis
BMS
$666K 0.09%
14,893
+645
+5% +$28.8K
IHI icon
244
iShares US Medical Devices ETF
IHI
$3.02B
$665K 0.09%
32,556
-2,316
-7% -$46.3K
NVS icon
245
Novartis
NVS
$295B
$660K 0.09%
8,561
-938
-10% -$74.5K
WPM icon
246
Wheaton Precious Metals
WPM
$50.6B
$655K 0.09%
52,713
-1,795
-3% -$23.7K
LOW icon
247
Lowe's Companies
LOW
$116B
$650K 0.09%
8,552
-309
-3% -$22.9K
DOC icon
248
Healthpeak Properties
DOC
$15.4B
$648K 0.09%
18,614
+873
+5% +$29.2K
IWR icon
249
iShares Russell Mid-Cap ETF
IWR
$56.8B
$648K 0.09%
16,172
+588
+4% +$24K
IFV icon
250
First Trust Dorsey Wright International Focus 5 ETF
IFV
$226M
$647K 0.09%
36,166
+1,111
+3% +$20K
8 9
10
11 12

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q4 2015 Portfolio in Review

As of Q4 2015, Sigma Planning Corp held 772 positions worth $714M, up 13% from $631M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $65.6M of net new capital in Q4 2015, opening 101 new positions and adding to 311 existing holdings. Its largest new stake was ProShares Ultra S&P500: 473,608 shares worth $3.73M.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 6.1% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $7.45M trimmed.

  • Sigma Planning Corp's largest Q4 2015 buy was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q4 2015, an estimated $8.66M increase.
  • Sigma Planning Corp's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.45M.
  • Sigma Planning Corp fully exited Service Corp International in Q4 2015, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $714M portfolio in Q4 2015.
  • Sigma Planning Corp opened 101 new positions and closed 74 in Q4 2015.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $714M.

Based on Sigma Planning Corp's 13F filing for Q4 2015, filed 20 Jan 2016.