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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-6.12%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$631M
AUM Growth
-$93.2M
Cap. Flow
-$43.6M
Cap. Flow %
-6.91%
Top 10 Hldgs %
19.2%
Holding
790
New
84
Increased
251
Reduced
320
Closed
119

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.14M
2
GNL icon
Global Net Lease
GNL
+$3.09M
3
SDS icon
ProShares UltraShort S&P500
SDS
+$2.42M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.23M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.03M

Top Sells

Rank Stock Value
1
VQT
iPath S&P VEQTOR ETN
VQT
+$3.85M
2
AAPL icon
Apple
AAPL
+$3.73M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.09M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.84M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$2.84M

Sector Composition

Rank Sector Weight
1 Healthcare 6.11%
2 Technology 5.58%
3 Consumer Staples 5.25%
4 Financials 4.57%
5 Industrials 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFL icon
226
Aflac
AFL
$63.9B
$661K 0.1%
22,724
+6,114
+37% +$185K
DGRO icon
227
iShares Core Dividend Growth ETF
DGRO
$42.6B
$655K 0.1%
27,007
+1,487
+6% +$37.9K
ETN icon
228
Eaton
ETN
$157B
$655K 0.1%
12,765
-110
-0.9% -$6.5K
WPM icon
229
Wheaton Precious Metals
WPM
$50.6B
$655K 0.1%
54,508
-5,033
-8% -$65.7K
FDN icon
230
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$650K 0.1%
9,843
+6,241
+173% +$433K
PGX icon
231
Invesco Preferred ETF
PGX
$3.84B
$650K 0.1%
44,613
+7,615
+21% +$111K
SWKS icon
232
Skyworks Solutions
SWKS
$9.06B
$648K 0.1%
7,691
-1,031
-12% -$94.3K
IHI icon
233
iShares US Medical Devices ETF
IHI
$3.02B
$647K 0.1%
34,872
-102
-0.3% -$2.05K
TJX icon
234
TJX Companies
TJX
$170B
$645K 0.1%
18,068
+5,464
+43% +$192K
QDEF icon
235
FlexShares Quality Dividend Defensive Index Fund
QDEF
$543M
$639K 0.1%
19,144
+1,824
+11% +$63.8K
ESRX
236
DELISTED
Express Scripts Holding Company
ESRX
$636K 0.1%
7,860
-762
-9% -$66.4K
PBI icon
237
Pitney Bowes
PBI
$2.42B
$633K 0.1%
31,909
+2,659
+9% +$54.6K
BNS icon
238
Scotiabank
BNS
$106B
$630K 0.1%
14,790
+7,989
+117% +$359K
FBT icon
239
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$627K 0.1%
6,187
-607
-9% -$72.2K
NLY icon
240
Annaly Capital Management
NLY
$16.9B
$622K 0.1%
15,746
+555
+4% +$22.2K
CMCSA icon
241
Comcast
CMCSA
$79.1B
$620K 0.1%
21,782
+2,538
+13% +$75.4K
HQH
242
abrdn Healthcare Investors
HQH
$1.23B
$620K 0.1%
22,466
-10,447
-32% -$356K
VBF icon
243
Invesco Bond Fund
VBF
$168M
$612K 0.1%
34,712
-1,550
-4% -$27.2K
DIA icon
244
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$611K 0.1%
3,760
-20
-0.5% -$3.41K
LOW icon
245
Lowe's Companies
LOW
$116B
$611K 0.1%
8,861
+466
+6% +$32K
ED icon
246
Consolidated Edison
ED
$41.6B
$609K 0.1%
9,112
+359
+4% +$22.7K
EEM icon
247
iShares MSCI Emerging Markets ETF
EEM
$28B
$608K 0.1%
18,559
-1,199
-6% -$42.4K
IWR icon
248
iShares Russell Mid-Cap ETF
IWR
$56.8B
$606K 0.1%
15,584
+1,336
+9% +$55.3K
DOC icon
249
Healthpeak Properties
DOC
$15.4B
$602K 0.1%
17,741
+2,438
+16% +$84.3K
IFV icon
250
First Trust Dorsey Wright International Focus 5 ETF
IFV
$226M
$599K 0.09%
35,055
-952
-3% -$17.6K
8 9
10
11 12

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Sigma Planning Corp's Q3 2015 Portfolio in Review

As of Q3 2015, Sigma Planning Corp held 790 positions worth $631M, down 13% from $724M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp withdrew a net $43.6M in Q3 2015, closing 119 positions and reducing 320 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $2.72M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.1% of assets, down from 6.5% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sigma Planning Corp opened a new position in Global Net Lease worth $3.33M.

  • Sigma Planning Corp's largest Q3 2015 buy was Global Net Lease: 120,845 shares worth $3.33M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $7.14M increase.
  • Sigma Planning Corp's biggest Q3 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $3.85M.
  • Sigma Planning Corp fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $631M portfolio in Q3 2015.
  • Sigma Planning Corp opened 84 new positions and closed 119 in Q3 2015.
  • Sigma Planning Corp's portfolio value fell 13% quarter-over-quarter to $631M.

Based on Sigma Planning Corp's 13F filing for Q3 2015, filed 2 Nov 2015.