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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$755M
AUM Growth
-$1.57M
Cap. Flow
-$8.75M
Cap. Flow %
-1.16%
Top 10 Hldgs %
17.02%
Holding
817
New
100
Increased
305
Reduced
321
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.56M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.33M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.97M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.74M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.73M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$9.97M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$4.82M
3
ETP
Energy Transfer Partners, L.P.
ETP
+$4.39M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$4.18M
5
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$4.04M

Sector Composition

Rank Sector Weight
1 Technology 6.63%
2 Healthcare 6.21%
3 Energy 5.64%
4 Industrials 4.87%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWX icon
226
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$832K 0.11%
19,211
+2,308
+14% +$100K
EQL icon
227
ALPS Equal Sector Weight ETF
EQL
$753M
$826K 0.11%
43,623
-9,402
-18% -$178K
IHI icon
228
iShares US Medical Devices ETF
IHI
$3.02B
$816K 0.11%
40,692
-2,370
-6% -$46.3K
ETN icon
229
Eaton
ETN
$157B
$814K 0.11%
11,978
-598
-5% -$40.7K
IYJ icon
230
iShares US Industrials ETF
IYJ
$1.98B
$812K 0.11%
15,062
+9,562
+174% +$512K
PPL
231
PPL Corp
PPL
$27.3B
$807K 0.11%
25,755
-11,848
-32% -$381K
SNY icon
232
Sanofi
SNY
$104B
$800K 0.11%
16,178
+1,171
+8% +$56K
BCE icon
233
BCE
BCE
$19.9B
$796K 0.11%
18,779
+3,636
+24% +$162K
IWO icon
234
iShares Russell 2000 Growth ETF
IWO
$14.5B
$793K 0.11%
+5,234
New +$763K
FBT icon
235
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$790K 0.1%
6,678
-4,638
-41% -$524K
CVRR
236
DELISTED
CVR Refining, LP
CVRR
$786K 0.1%
37,902
+1,740
+5% +$31.9K
ESRX
237
DELISTED
Express Scripts Holding Company
ESRX
$785K 0.1%
9,049
-1,364
-13% -$114K
SPHD icon
238
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$784K 0.1%
23,825
+2,927
+14% +$96.5K
ITA icon
239
iShares US Aerospace & Defense ETF
ITA
$14.2B
$779K 0.1%
+12,584
New +$753K
ETP
240
DELISTED
Energy Transfer Partners L.p.
ETP
$764K 0.1%
13,699
-1,267
-8% -$75.1K
FNCL icon
241
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
$754K 0.1%
26,222
-4,894
-16% -$140K
SYK icon
242
Stryker
SYK
$127B
$751K 0.1%
8,137
+224
+3% +$20.9K
DBC icon
243
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$750K 0.1%
43,945
-4,734
-10% -$83.3K
AFL icon
244
Aflac
AFL
$63.9B
$747K 0.1%
23,338
-10
-0% -$305
NLY icon
245
Annaly Capital Management
NLY
$16.9B
$742K 0.1%
17,839
-1,524
-8% -$64.8K
VB icon
246
Vanguard Small-Cap ETF
VB
$79.5B
$738K 0.1%
6,019
+668
+12% +$79.1K
IYW icon
247
iShares US Technology ETF
IYW
$23.7B
$736K 0.1%
+28,060
New +$737K
EPAM icon
248
EPAM Systems
EPAM
$4.69B
$733K 0.1%
+11,961
New +$649K
MTUM icon
249
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$730K 0.1%
10,384
+854
+9% +$59.6K
VOD icon
250
Vodafone
VOD
$34.9B
$728K 0.1%
22,286
+15,147
+212% +$521K
8 9
10
11 12

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Sigma Planning Corp's Q1 2015 Portfolio in Review

As of Q1 2015, Sigma Planning Corp held 817 positions worth $755M, down 0.21% from $756M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp's Q1 2015 filing shows 100 new, 305 increased, 321 reduced and 66 closed positions. Its largest new stake was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $9.97M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 7% a quarter earlier, followed by Healthcare and Energy.

  • Sigma Planning Corp's largest Q1 2015 buy was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $4.56M increase.
  • Sigma Planning Corp's biggest Q1 2015 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $9.97M.
  • Sigma Planning Corp fully exited Energy Transfer Partners, L.P. in Q1 2015, selling an estimated $4.39M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $755M portfolio in Q1 2015.
  • Sigma Planning Corp opened 100 new positions and closed 66 in Q1 2015.
  • Sigma Planning Corp's portfolio value fell 0.21% quarter-over-quarter to $755M.

Based on Sigma Planning Corp's 13F filing for Q1 2015, filed 23 Apr 2015.