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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+3.94%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.07B
AUM Growth
-$46.1M
Cap. Flow
-$126M
Cap. Flow %
-6.07%
Top 10 Hldgs %
30.91%
Holding
491
New
49
Increased
67
Reduced
60
Closed
103

Top Buys

Rank Stock Value
1
ACP
abrdn Income Credit Strategies Fund
ACP
+$26.9M
2
MHI
Pioneer Municipal High Income Fund
MHI
+$7.96M
3
PCF
High Income Securities Fund
PCF
+$7.68M
4
DMF
BNY Mellon Municipal Income
DMF
+$7.54M
5
OCSL icon
Oaktree Specialty Lending
OCSL
+$6.93M

Top Sells

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$37.8M
2
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$19.8M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$13.1M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$12.6M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$10.7M

Sector Composition

Rank Sector Weight
1 Financials 7.8%
2 Technology 0.67%
3 Consumer Staples 0.25%
4 Consumer Discretionary 0.24%
5 Communication Services 0.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AITR
201
DELISTED
AI Transportation Acquisition Corp
AITR
$282K 0.01%
26,934
– –
NXN
202
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$233K 0.01%
19,152
– –
ALCY
203
DELISTED
Alchemy Investments Acquisition Corp 1
ALCY
$201K 0.01%
18,482
– –
RZLVW
204
Rezolve AI Warrants
RZLVW
$5.85M
$134K 0.01%
+742,500
New +$92.2K
AGD
205
abrdn Global Dynamic Dividend Fund
AGD
$326M
$119K 0.01%
+11,192
New +$113K
DYCQR
206
DELISTED
DT Cloud Acquisition Corp Right
DYCQR
$88K ﹤0.01%
400,000
– –
HUDAR
207
DELISTED
Hudson Acquisition I Corp. Right
HUDAR
$88K ﹤0.01%
400,000
– –
IROHR
208
DELISTED
Iron Horse Acquisitions Corp Right
IROHR
$81.3K ﹤0.01%
508,133
+59,108
+13% +$13.3K
BKHAR
209
Black Hawk Acquisition Corp Rights
BKHAR
$73.1K ﹤0.01%
62,997
+12,603
+25% +$15.8K
JVSAR
210
DELISTED
JV SPAC Acquisition Corp. Right
JVSAR
$66.7K ﹤0.01%
246,818
+41,318
+20% +$13K
AQUNR
211
DELISTED
Aquaron Acquisition Corp. Rights
AQUNR
$64K ﹤0.01%
400,000
– –
LEGT.WS
212
DELISTED
Legato Merger Corp III Warrants
LEGT.WS
$59.9K ﹤0.01%
399,484
+35,586
+10% +$4.51K
KDKRW
213
Kodiak AI Warrants
KDKRW
$58.9K ﹤0.01%
367,930
– –
CRMLW icon
214
Critical Metals Corp Warrants
CRMLW
$21.1M
$53.4K ﹤0.01%
222,499
+1,380
+0.6% +$422
BYNOW
215
DELISTED
byNordic Acquisition Corporation Warrant
BYNOW
$52K ﹤0.01%
742,500
– –
FUFUW icon
216
BitFuFu Inc Warrant
FUFUW
$46.4K ﹤0.01%
124,062
+112
+0.1% +$47
GODNR
217
DELISTED
Golden Star Acquisition Corporation Rights
GODNR
$46.4K ﹤0.01%
132,508
– –
NKGNW
218
DELISTED
NKGen Biotech, Inc. Warrants
NKGNW
$46.1K ﹤0.01%
652,432
– –
MARXR
219
DELISTED
Mars Acquisition Corp. Rights
MARXR
$45.6K ﹤0.01%
198,053
– –
CLBR.WS
220
DELISTED
Colombier Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
CLBR.WS
$42.6K ﹤0.01%
133,112
+4,271
+3% +$1.46K
GLACR
221
DELISTED
Global Lights Acquisition Corp Rights
GLACR
$41.6K ﹤0.01%
+296,802
New +$56.3K
NOVVR
222
DELISTED
Nova Vision Acquisition Corp. Rights
NOVVR
$40.4K ﹤0.01%
165,000
– –
TMTCR
223
DELISTED
TMT Acquisition Corp Rights
TMTCR
$40.1K ﹤0.01%
146,934
– –
AFJKR
224
Aimei Health Technology Co Right
AFJKR
$39.7K ﹤0.01%
172,789
+14,391
+9% +$3.54K
YOTAR
225
DELISTED
Yotta Acquisition Corporation Right
YOTAR
$38.3K ﹤0.01%
425,000
– –
7 8
9
10 11

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Rivernorth Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rivernorth Capital Management held 491 positions worth $2.07B, down 2.2% from $2.12B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management withdrew a net $126M in Q3 2024, closing 103 positions and reducing 60 holdings. Its most notable exit was Nuveen Preferred & Income Opportunities Fund, an estimated $37.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Rivernorth Capital Management opened a new position in abrdn Income Credit Strategies Fund worth $27.3M.

  • Rivernorth Capital Management's largest Q3 2024 buy was abrdn Income Credit Strategies Fund: 4,123,676 shares worth $27.3M.
  • Rivernorth Capital Management added most to Pioneer Municipal High Income Fund in Q3 2024, an estimated $7.96M increase.
  • Rivernorth Capital Management's biggest Q3 2024 reduction was BlackRock Capital Allocation Term Trust, cutting an estimated $19.8M.
  • Rivernorth Capital Management fully exited Nuveen Preferred & Income Opportunities Fund in Q3 2024, selling an estimated $37.8M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $2.07B portfolio in Q3 2024.
  • Rivernorth Capital Management opened 49 new positions and closed 103 in Q3 2024.
  • Rivernorth Capital Management's portfolio value fell 2.2% quarter-over-quarter to $2.07B.

Based on Rivernorth Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.