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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.07B
AUM Growth
-$154M
Cap. Flow
-$183M
Cap. Flow %
-8.88%
Top 10 Hldgs %
28.76%
Holding
850
New
133
Increased
85
Reduced
77
Closed
212

Top Buys

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$25.5M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$19.8M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$17.5M
4
PHK
PIMCO High Income Fund
PHK
+$13M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$11.9M

Top Sells

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$29.7M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.2M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$14.6M
4
PEPL
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
+$13.1M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$12.4M

Sector Composition

Rank Sector Weight
1 Financials 17.27%
2 Industrials 1.55%
3 Technology 1.3%
4 Healthcare 0.84%
5 Consumer Discretionary 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAUD
201
DELISTED
Collective Audience, Inc.. Common Stock
CAUD
$1.83M 0.09%
175,000
– –
SDA icon
202
SunCar Technology Group
SDA
$81.7M
$1.82M 0.09%
170,000
– –
CSLMU
203
DELISTED
CSLM Acquisition Corp. Unit
CSLMU
$1.82M 0.09%
175,000
– –
ENER
204
DELISTED
Accretion Acquisition Corp
ENER
$1.81M 0.09%
174,998
– –
CORS
205
DELISTED
Corsair Partnering Corporation
CORS
$1.79M 0.09%
174,996
– –
ORIA
206
DELISTED
Orion Biotech Opportunities Corp. Class A Ordinary Share
ORIA
$1.76M 0.09%
172,050
– –
CLRC
207
DELISTED
ClimateRock Class A Ordinary Shares
CLRC
$1.75M 0.09%
169,230
– –
CCV
208
DELISTED
Churchill Capital Corp V
CCV
$1.71M 0.08%
169,674
-35,459
-17% -$356K
PSQH icon
209
PSQ Holdings
PSQH
$13.5M
$1.69M 0.08%
11,142
– –
TBMCU
210
DELISTED
Trailblazer Merger Corporation I Unit
TBMCU
$1.66M 0.08%
+165,000
New +$1.67M
LQD icon
211
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$1.64M 0.08%
15,000
-11,000
-42% -$1.19M
PTHRU
212
DELISTED
Pono Capital Three, Inc. Unit
PTHRU
$1.64M 0.08%
+160,000
New +$1.63M
PORT.U
213
DELISTED
Southport Acquisition Corporation Units, each consisting of one share of Class A common stock, and one-half of one warrant
PORT.U
$1.63M 0.08%
149,900
– –
DECA
214
DELISTED
Denali Capital Acquisition Corp. Class A Ordinary Shares
DECA
$1.63M 0.08%
+154,800
New +$1.61M
MNP
215
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$1.62M 0.08%
134,241
-49,273
-27% -$600K
TTP
216
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$1.61M 0.08%
63,382
– –
GLQ
217
Clough Global Equity Fund
GLQ
$157M
$1.59M 0.08%
+263,140
New +$1.62M
JTAI icon
218
Jet.AI
JTAI
$2.6M
$1.59M 0.08%
3
– –
WINV
219
DELISTED
WinVest Acquisition Corp. Common Stock
WINV
$1.59M 0.08%
150,000
– –
KACL
220
DELISTED
Kairous Acquisition Corp. Limited Ordinary Shares
KACL
$1.58M 0.08%
148,636
– –
JWAC
221
DELISTED
Jupiter Wellness Acquisition Corp. Class A Common Stock
JWAC
$1.58M 0.08%
150,000
– –
FIF
222
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$1.58M 0.08%
110,321
+1,800
+2% +$26.3K
ICNC
223
DELISTED
Iconic Sports Acquisition Corp.
ICNC
$1.57M 0.08%
+150,000
New +$1.56M
SCUA.U
224
DELISTED
Sculptor Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
SCUA.U
$1.57M 0.08%
150,000
– –
GLLI
225
DELISTED
Globalink Investment Inc. Common Stock
GLLI
$1.56M 0.08%
150,172
-62,828
-29% -$647K
7 8
9
10 11

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Rivernorth Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rivernorth Capital Management held 850 positions worth $2.07B, down 7% from $2.22B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $183M in Q1 2023, closing 212 positions and reducing 77 holdings. Its most notable exit was Jaws Mustang Acquisition Corp., an estimated $12.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 20% a quarter earlier, followed by Industrials and Technology.

Against the trend, Rivernorth Capital Management opened a new position in PIMCO Income Strategy Fund II worth $7.72M.

  • Rivernorth Capital Management's largest Q1 2023 buy was PIMCO Income Strategy Fund II: 1,077,061 shares worth $7.72M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Municipal Credit Income Fund in Q1 2023, an estimated $25.5M increase.
  • Rivernorth Capital Management's biggest Q1 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $29.7M.
  • Rivernorth Capital Management fully exited Jaws Mustang Acquisition Corp. in Q1 2023, selling an estimated $12.4M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $2.07B portfolio in Q1 2023.
  • Rivernorth Capital Management opened 133 new positions and closed 212 in Q1 2023.
  • Rivernorth Capital Management's portfolio value fell 7% quarter-over-quarter to $2.07B.

Based on Rivernorth Capital Management's 13F filing for Q1 2023, filed 15 May 2023.