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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-4.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.23B
AUM Growth
-$240M
Cap. Flow
-$153M
Cap. Flow %
-6.87%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

Rank Stock Value
1
ZTR
Virtus Total Return Fund
ZTR
+$22.4M
2
PAXS
PIMCO Access Income Fund
PAXS
+$16M
3
VVR icon
Invesco Senior Income Trust
VVR
+$9.57M
4
BFK
BlackRock Municipal Income Trust
BFK
+$9.31M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$7.54M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$32.8M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$24.8M

Sector Composition

Rank Sector Weight
1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JUN
201
DELISTED
Juniper II Corp.
JUN
$2.25M 0.1%
+225,000
New +$2.24M
PACI.U
202
DELISTED
PROOF Acquisition Corp I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PACI.U
$2.2M 0.1%
220,000
– –
BIOT
203
DELISTED
Biotech Acquisition Company Class A Ordinary Shares
BIOT
$2.2M 0.1%
221,674
– –
SWET
204
DELISTED
Athlon Acquisition Corp. Class A Common stock
SWET
$2.19M 0.1%
221,642
– –
MCAGU
205
DELISTED
Mountain Crest Acquisition Corp. V Unit
MCAGU
$2.18M 0.1%
215,000
– –
GPACU
206
DELISTED
Global Partner Acquisition Corp II Unit
GPACU
$2.16M 0.1%
+217,311
New +$2.15M
GENQU
207
DELISTED
Genesis Unicorn Capital Corp. Unit
GENQU
$2.16M 0.1%
215,000
-40,000
-16% -$402K
MNP
208
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$2.15M 0.1%
191,855
-1,390
-0.7% -$17.4K
DFLI icon
209
Dragonfly Energy
DFLI
$18.5M
$2.14M 0.1%
2,306
-472
-17% -$435K
RCHG
210
DELISTED
Recharge Acquisition Corp. Class A Common Stock
RCHG
$2.13M 0.1%
210,393
+110,395
+110% +$1.11M
GLLI
211
DELISTED
Globalink Investment Inc. Common Stock
GLLI
$2.13M 0.1%
213,000
– –
EAC
212
DELISTED
Edify Acquisition Corp. Class A Common Stock
EAC
$2.11M 0.09%
213,098
+108,100
+103% +$1.07M
LGV.U
213
DELISTED
Longview Acquisition Corp. II Units, each consisting of one share of Class A Common Stock and one-fifth of one redeemable Warrant
LGV.U
$2.06M 0.09%
209,336
– –
CXH
214
DELISTED
MFS Investment Grade Municipal Trust
CXH
$2.04M 0.09%
303,431
-99,146
-25% -$758K
LDTC
215
DELISTED
LeddarTech
LDTC
$2.04M 0.09%
409,696
– –
LBBB
216
DELISTED
Lakeshore Acquisition II Corp. Ordinary Shares
LBBB
$2.03M 0.09%
+202,370
New +$2.03M
GSD
217
DELISTED
Global Systems Dynamics Inc. Class A Common Stock
GSD
$2.03M 0.09%
200,000
– –
MEOA
218
DELISTED
Minority Equality Opportunities Acquisition Inc. Class A Common Stock
MEOA
$2.03M 0.09%
200,000
– –
GEEXU
219
DELISTED
Games & Esports Experience Acquisition Corp. Unit
GEEXU
$2.03M 0.09%
198,715
– –
POW
220
DELISTED
Powered Brands Class A Ordinary Shares
POW
$2.02M 0.09%
203,500
– –
GGAA
221
DELISTED
Genesis Growth Tech Acquisition Corp. Class A Ordinary Shares
GGAA
$2.02M 0.09%
+199,998
New +$2.01M
BSGA
222
DELISTED
Blue Safari Group Acquisition Corp. Class A Ordinary Share
BSGA
$2.02M 0.09%
196,630
– –
WEL
223
DELISTED
Integrated Wellness Acquisition Corp
WEL
$2.02M 0.09%
199,998
– –
AIBBU
224
DELISTED
AIB Acquisition Corp Unit
AIBBU
$2.02M 0.09%
200,000
– –
MURFU
225
DELISTED
Murphy Canyon Acquisition Corp. Unit
MURFU
$2.02M 0.09%
200,000
– –
7 8
9
10 11

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Rivernorth Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rivernorth Capital Management held 940 positions worth $2.23B, down 9.7% from $2.47B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rivernorth Capital Management withdrew a net $153M in Q3 2022, closing 68 positions and reducing 85 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $41.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Virtus Total Return Fund worth $17.8M.

  • Rivernorth Capital Management's largest Q3 2022 buy was Virtus Total Return Fund: 2,860,573 shares worth $17.8M.
  • Rivernorth Capital Management added most to PIMCO Access Income Fund in Q3 2022, an estimated $16M increase.
  • Rivernorth Capital Management's biggest Q3 2022 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $32.8M.
  • Rivernorth Capital Management fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $41.6M.
  • Rivernorth Capital Management's ten largest holdings make up 22% of its $2.23B portfolio in Q3 2022.
  • Rivernorth Capital Management opened 121 new positions and closed 68 in Q3 2022.
  • Rivernorth Capital Management's portfolio value fell 9.7% quarter-over-quarter to $2.23B.

Based on Rivernorth Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.