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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$500M
Cap. Flow %
20.19%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

Rank Stock Value
1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$59.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$51.9M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45.7M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$45.3M

Top Sells

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43.9M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

Rank Sector Weight
1 Financials 18.77%
2 Technology 1.7%
3 Healthcare 1.36%
4 Industrials 1.31%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSD
201
DELISTED
Global Systems Dynamics Inc. Class A Common Stock
GSD
$1.98M 0.08%
+200,000
New +$1.99M
TRON
202
DELISTED
Corner Growth Acquisition Corp. 2 Class A Ordinary Share
TRON
$1.98M 0.08%
+199,998
New +$1.98M
PMGM
203
DELISTED
Priveterra Acquisition Corp. II Class A Common Stock
PMGM
$1.98M 0.08%
199,998
– –
MCAE
204
DELISTED
Mountain Crest Acquisition Corp. III Common Stock
MCAE
$1.98M 0.08%
200,000
– –
MOBX icon
205
Mobix Labs
MOBX
$25.4M
$1.97M 0.08%
20,000
+18,883
+1,691% +$1.86M
ISLE
206
DELISTED
Isleworth Healthcare Acquisition Corporation Common stock
ISLE
$1.97M 0.08%
200,000
– –
BYM
207
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$1.96M 0.08%
125,742
-43,234
-26% -$666K
IGAC
208
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
$1.96M 0.08%
199,998
– –
DILA
209
DELISTED
DILA Capital Acquisition Corp. Class A Common Stock
DILA
$1.95M 0.08%
+200,000
New +$1.95M
SNRH
210
DELISTED
Senior Connect Acquisition Corp. I Class A Common Stock
SNRH
$1.95M 0.08%
199,996
– –
DSM
211
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
$1.95M 0.08%
232,953
+30,378
+15% +$249K
ACRO
212
DELISTED
Acropolis Infrastructure Acquisition Corp
ACRO
$1.94M 0.08%
199,998
+189,150
+1,744% +$1.84M
AFAQ
213
DELISTED
AF Acquisition Corp
AFAQ
$1.94M 0.08%
199,998
– –
NBST
214
DELISTED
Newbury Street Acquisition Corporation Common Stock
NBST
$1.94M 0.08%
200,000
– –
NKGN
215
DELISTED
NKGen Biotech, Inc. Common Stock
NKGN
$1.94M 0.08%
199,990
– –
OSI
216
DELISTED
Osiris Acquisition Corp.
OSI
$1.94M 0.08%
199,998
– –
FICV
217
DELISTED
Frontier Investment Corp Class A Ordinary Shares
FICV
$1.93M 0.08%
+199,998
New +$1.94M
SBI
218
Western Asset Intermediate Muni Fund
SBI
$108M
$1.93M 0.08%
200,386
+7,040
+4% +$68.2K
NBO
219
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$1.91M 0.08%
147,250
– –
VFL
220
DELISTED
abrdn National Municipal Income Fund
VFL
$1.91M 0.08%
135,037
– –
PRST
221
DELISTED
Presto Technologies, Inc. Common Stock
PRST
$1.9M 0.08%
190,000
– –
SPK
222
DELISTED
SPK Acquisition Corp. Common Stock
SPK
$1.89M 0.08%
+190,000
New +$1.88M
VGAS icon
223
Verde Clean Fuels
VGAS
$28M
$1.89M 0.08%
+190,239
New +$1.88M
LAXXU
224
DELISTED
8i Acquisition 2 Corp Unit
LAXXU
$1.8M 0.07%
+175,000
New +$1.79M
SHFS icon
225
SHF Holdings
SHFS
$1.15M
$1.76M 0.07%
+8,750
New +$1.76M
7 8
9
10 11

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Rivernorth Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rivernorth Capital Management held 830 positions worth $2.47B, up 31% from $1.89B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $500M of net new capital in Q4 2021, opening 261 new positions and adding to 95 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI Emerging Markets ETF, an estimated $43.9M trimmed.

  • Rivernorth Capital Management's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.
  • Rivernorth Capital Management added most to BlackRock Capital Allocation Term Trust in Q4 2021, an estimated $80.9M increase.
  • Rivernorth Capital Management's biggest Q4 2021 reduction was Invesco FTSE RAFI Emerging Markets ETF, cutting an estimated $43.9M.
  • Rivernorth Capital Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $32.4M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $2.47B portfolio in Q4 2021.
  • Rivernorth Capital Management opened 261 new positions and closed 112 in Q4 2021.
  • Rivernorth Capital Management's portfolio value rose 31% quarter-over-quarter to $2.47B.

Based on Rivernorth Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.