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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCA
201
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$1.54M 0.08%
96,775
-189,242
-66% -$3.01M
REVEU
202
DELISTED
Alpine Acquisition Corp Unit
REVEU
$1.52M 0.08%
+150,000
New +$1.51M
OTRA
203
DELISTED
OTR Acquisition Corp. Class A Common Stock
OTRA
$1.51M 0.08%
149,998
– –
GLAQ
204
DELISTED
Globis Acquisition Corp. common stock
GLAQ
$1.51M 0.08%
150,000
– –
ICU icon
205
SeaStar Medical
ICU
$14.7M
$1.51M 0.08%
+600
New +$1.49M
MBTC
206
DELISTED
Nocturne Acquisition Corporation Ordinary Shares
MBTC
$1.5M 0.08%
150,000
+60,341
+67% +$598K
LUCK
207
Lucky Strike Entertainment
LUCK
$897M
$1.49M 0.08%
+149,727
New +$1.48M
ZSQR
208
Z Squared Inc
ZSQR
$204M
$1.49M 0.08%
7,500
– –
ITAC
209
DELISTED
Industrial Tech Acquisitions, Inc. Class A common stock
ITAC
$1.49M 0.08%
150,000
– –
SYM icon
210
Symbotic
SYM
$5.41B
$1.48M 0.08%
151,000
– –
SVOK
211
DELISTED
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
$1.45M 0.08%
145,998
– –
MNP
212
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$1.44M 0.08%
91,752
+23,171
+34% +$377K
ZGYH
213
DELISTED
Yunhong International Class A Ordinary Shares
ZGYH
$1.36M 0.07%
132,011
– –
CEV
214
Eaton Vance California Municipal Income Trust
CEV
$74.6M
$1.34M 0.07%
98,701
-9,228
-9% -$129K
JGH icon
215
Nuveen Global High Income Fund
JGH
$356M
$1.3M 0.07%
80,898
-159,780
-66% -$2.57M
VPV icon
216
Invesco Pennsylvania Value Municipal Income Trust
VPV
$201M
$1.29M 0.07%
97,115
+47,008
+94% +$633K
KWAC
217
DELISTED
Kingswood Acquisition Corp.
KWAC
$1.26M 0.07%
124,992
– –
DSAQ.U
218
DELISTED
Direct Selling Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of redeemable warrant
DSAQ.U
$1.26M 0.07%
+125,000
New +$1.26M
PEAR
219
DELISTED
Pear Therapeutics, Inc. Class A Common Stock
PEAR
$1.25M 0.07%
+126,267
New +$1.25M
RAM
220
DELISTED
Aries I Acquisition Corporation Class A Ordinary Share
RAM
$1.25M 0.07%
+124,992
New +$1.23M
BTTX
221
DELISTED
Better Therapeutics, Inc. Common Stock
BTTX
$1.25M 0.07%
125,000
+40,149
+47% +$399K
JUGGU
222
DELISTED
Jaws Juggernaut Acquisition Corporation Unit
JUGGU
$1.24M 0.07%
+124,000
New +$1.24M
OCA
223
DELISTED
Omnichannel Acquisition Corp.
OCA
$1.24M 0.07%
124,998
– –
GCAC
224
DELISTED
Growth Capital Acquisition Corp. Class A Common Stock
GCAC
$1.24M 0.07%
+124,998
New +$1.23M
SVFAU
225
DELISTED
SVF Investment Corp. Unit
SVFAU
$1.19M 0.06%
+119,575
New +$1.2M
7 8
9
10 11

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.