RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+4.75%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.75B
AUM Growth
+$87.6M
Cap. Flow
-$42.7M
Cap. Flow %
-2.43%
Top 10 Hldgs %
28.42%
Holding
554
New
96
Increased
63
Reduced
100
Closed
67

Top Buys

1
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$15.5M
4
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$15.1M
5
MUB icon
iShares National Muni Bond ETF
MUB
+$11.4M

Top Sells

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$28.3M
2
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$21.8M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$19.4M
4
EFF
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
+$17M
5
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$15.1M

Sector Composition

1 Financials 10.58%
2 Healthcare 1.14%
3 Industrials 1.11%
4 Technology 0.64%
5 Consumer Discretionary 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ACP
201
abrdn Income Credit Strategies Fund
ACP
$742M
$1.17M 0.07%
+105,358
New +$1.17M
ESSC
202
DELISTED
East Stone Acquisition Corporation Ordinary Shares
ESSC
$1.14M 0.07%
113,093
– –
MNP
203
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$1.13M 0.06%
68,581
+39,424
+135% +$649K
VENAU
204
DELISTED
Venus Acquisition Corporation Units
VENAU
$1.08M 0.06%
100,000
– –
NGCAU
205
DELISTED
NextGen Acquisition Corp. II Units
NGCAU
$1.08M 0.06%
100,000
– –
TTP
206
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$1.07M 0.06%
+44,856
New +$1.07M
ACBAU
207
DELISTED
Ace Global Business Acquisition Limited Unit
ACBAU
$1.03M 0.06%
+100,000
New +$1.03M
RDW icon
208
Redwire
RDW
$1.21B
$1.03M 0.06%
99,996
– –
ACKIU
209
DELISTED
Ackrell SPAC Partners I Co. Units
ACKIU
$1.02M 0.06%
100,000
– –
SPAQ
210
DELISTED
Spartan Acquisition Corp. III
SPAQ
$1.01M 0.06%
+103,520
New +$1.01M
SCOB
211
DELISTED
ScION Tech Growth II Class A Ordinary Shares
SCOB
$1.01M 0.06%
+104,073
New +$1.01M
KSICU
212
DELISTED
Kadem Sustainable Impact Corporation Unit
KSICU
$1.01M 0.06%
100,875
– –
YSAC
213
DELISTED
Yellowstone Acquisition Company
YSAC
$1.01M 0.06%
99,998
– –
BREZ
214
DELISTED
Breeze Holdings Acquisition Corp. Common Stock
BREZ
$1M 0.06%
100,000
– –
EOCW.U
215
DELISTED
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
$1M 0.06%
+100,000
New +$1M
GSQB.U
216
DELISTED
G Squared Ascend II Inc. Units, each consisting of one Class A ordinary share and one-third of a redeemable Warrant to acquire one Class A ordinary shares
GSQB.U
$1M 0.06%
+100,000
New +$1M
IRNT
217
DELISTED
IronNet, Inc.
IRNT
$999K 0.06%
100,000
– –
GACQU
218
DELISTED
Global Consumer Acquisition Corp. Unit
GACQU
$999K 0.06%
+100,000
New +$999K
SHQAU
219
DELISTED
Shelter Acquisition Corporation I Units
SHQAU
$999K 0.06%
+100,000
New +$999K
BSKYU
220
DELISTED
Big Sky Growth Partners, Inc. Unit
BSKYU
$999K 0.06%
+100,000
New +$999K
VMAC
221
DELISTED
Vistas Media Acquisition Company Inc. Class A Common Stock
VMAC
$999K 0.06%
100,000
– –
OWLT icon
222
Owlet
OWLT
$120M
$998K 0.06%
7,143
– –
ZFOX
223
DELISTED
ZeroFox Holdings, Inc. Common Stock
ZFOX
$998K 0.06%
100,000
– –
TETCU
224
DELISTED
Tech and Energy Transition Corporation Unit
TETCU
$998K 0.06%
100,000
– –
SABS icon
225
SAB Biotherapeutics
SABS
$21.9M
$996K 0.06%
10,000
– –
7 8
9
10 11