RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+15.99%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.76B
AUM Growth
+$266M
Cap. Flow
+$75.3M
Cap. Flow %
4.28%
Top 10 Hldgs %
29.9%
Holding
338
New
64
Increased
73
Reduced
91
Closed
78

Top Buys

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$37.3M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$16.2M
3
GBDC icon
Golub Capital BDC
GBDC
+$15.9M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$15.8M
5
BCSF icon
Bain Capital Specialty
BCSF
+$10.8M

Top Sells

1
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$18.7M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$15.2M
3
MYN icon
BlackRock MuniYield New York Quality Fund
MYN
+$13.4M
4
ARCC icon
Ares Capital
ARCC
+$13.1M
5
RQI icon
Cohen & Steers Quality Income Realty Fund
RQI
+$12.2M

Sector Composition

1 Financials 5.67%
2 Technology 0.24%
3 Consumer Staples 0.2%
4 Healthcare 0.17%
5 Industrials 0.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MYD icon
201
BlackRock MuniYield Fund
MYD
$475M
$415K 0.02%
+30,522
New +$415K
TTCF
202
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$411K 0.02%
+25,000
New +$411K
SAMAW
203
DELISTED
Schultze Special Purpose Acquisition Corp. Warrant
SAMAW
$380K 0.02%
+294,494
New +$380K
MPV
204
Barings Participation Investors
MPV
$208M
$360K 0.02%
+28,241
New +$360K
GPAQW
205
DELISTED
Gordon Pointe Acquisition Corp. Warrant
GPAQW
$348K 0.02%
159,798
-15,202
-9% -$33.1K
MEN
206
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$337K 0.02%
+30,782
New +$337K
MHI
207
DELISTED
Pioneer Municipal High Income Fund
MHI
$327K 0.02%
+28,953
New +$327K
FPL
208
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$311K 0.02%
+72,229
New +$311K
AFT
209
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$307K 0.02%
+24,681
New +$307K
HTY
210
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$305K 0.02%
58,151
-179,253
-76% -$940K
CCH.U
211
DELISTED
Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
CCH.U
$300K 0.02%
20,000
– –
DUC
212
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$286K 0.02%
30,621
-1,998,239
-98% -$18.7M
HCCHW
213
DELISTED
HL Acquisitions Corp. Warrant
HCCHW
$283K 0.02%
125,000
– –
FUSE.U
214
DELISTED
Fusion Acquisition Corp. Units, each consisting of one share of Class A common stock, $0.0001 par va
FUSE.U
$279K 0.02%
+27,500
New +$279K
BKK
215
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$265K 0.02%
17,655
-161,912
-90% -$2.43M
SCPE.U
216
DELISTED
SC Health Corporation Units, each consisting of one Class A ordinary share, $0.0001 par value, and o
SCPE.U
$260K 0.01%
25,000
– –
RGT
217
Royce Global Value Trust
RGT
$83.5M
$254K 0.01%
21,923
-341,801
-94% -$3.96M
HYMCW
218
DELISTED
Hycroft Mining Holding Corporation Warrant
HYMCW
$239K 0.01%
+191,189
New +$239K
GFY
219
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$214K 0.01%
+13,648
New +$214K
JRS icon
220
Nuveen Real Estate Income Fund
JRS
$236M
$192K 0.01%
+25,705
New +$192K
VCV icon
221
Invesco California Value Municipal Income Trust
VCV
$501M
$175K 0.01%
+15,000
New +$175K
ENX
222
Eaton Vance New York Municipal Bond Fund
ENX
$172M
$163K 0.01%
13,958
+1,432
+11% +$16.7K
CFFAW
223
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
$149K 0.01%
+110,147
New +$149K
LACQW
224
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$140K 0.01%
150,075
-3,222
-2% -$3.01K
SNAXW
225
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$127K 0.01%
+294,410
New +$127K
7 8
9
10 11