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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+16.1%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.76B
AUM Growth
+$266M
Cap. Flow
+$63.5M
Cap. Flow %
3.61%
Top 10 Hldgs %
29.9%
Holding
338
New
64
Increased
73
Reduced
91
Closed
78

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.2M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$15.9M
3
GBDC icon
Golub Capital BDC
GBDC
+$15.4M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$15.3M
5
FEI
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
+$10.7M

Top Sells

Rank Stock Value
1
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$18.2M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$15.2M
3
ARCC icon
Ares Capital
ARCC
+$13.1M
4
MYN icon
BlackRock MuniYield New York Quality Fund
MYN
+$13M
5
RQI icon
Cohen & Steers Quality Income Realty Fund
RQI
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 5.67%
2 Technology 0.24%
3 Consumer Staples 0.2%
4 Healthcare 0.17%
5 Industrials 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MYD
201
DELISTED
BlackRock MuniYield Fund
MYD
$415K 0.02%
+30,522
New +$392K
TTCF
202
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$411K 0.02%
+25,000
New +$307K
SAMAW
203
DELISTED
Schultze Special Purpose Acquisition Corp. Warrant
SAMAW
$380K 0.02%
+294,494
New +$239K
MPV
204
Barings Participation Investors
MPV
$175M
$360K 0.02%
+28,241
New +$341K
GPAQW
205
DELISTED
Gordon Pointe Acquisition Corp. Warrant
GPAQW
$348K 0.02%
159,798
-15,202
-9% -$10K
MEN
206
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$337K 0.02%
+30,782
New +$323K
MHI
207
DELISTED
Pioneer Municipal High Income Fund
MHI
$327K 0.02%
+28,953
New +$323K
FPL
208
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$311K 0.02%
+72,229
New +$324K
AFT
209
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$307K 0.02%
+24,681
New +$298K
HTY
210
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$305K 0.02%
58,151
-179,253
-76% -$935K
CCH.U
211
DELISTED
Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
CCH.U
$300K 0.02%
20,000
– –
DUC
212
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$286K 0.02%
30,621
-1,998,239
-98% -$18.2M
HCCHW
213
DELISTED
HL Acquisitions Corp. Warrant
HCCHW
$283K 0.02%
125,000
– –
FUSE.U
214
DELISTED
Fusion Acquisition Corp. Units, each consisting of one share of Class A common stock, $0.0001 par va
FUSE.U
$279K 0.02%
+27,500
New +$279K
BKK
215
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$265K 0.02%
17,655
-161,912
-90% -$2.41M
SCPE.U
216
DELISTED
SC Health Corporation Units, each consisting of one Class A ordinary share, $0.0001 par value, and o
SCPE.U
$260K 0.01%
25,000
– –
RGT
217
Royce Global Value Trust
RGT
$102M
$254K 0.01%
21,923
-341,801
-94% -$3.51M
HYMCW
218
DELISTED
Hycroft Mining Holding Corporation Warrant
HYMCW
$239K 0.01%
+191,189
New +$208K
GFY
219
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$214K 0.01%
+13,648
New +$205K
JRS icon
220
Nuveen Real Estate Income Fund
JRS
$242M
$192K 0.01%
+25,705
New +$187K
VCV icon
221
Invesco California Value Municipal Income Trust
VCV
$526M
$175K 0.01%
+15,000
New +$171K
ENX
222
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$163K 0.01%
13,958
+1,432
+11% +$16.2K
CFFAW
223
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
$149K 0.01%
+110,147
New +$83K
LACQW
224
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$140K 0.01%
150,075
-3,222
-2% -$1.32K
SNAXW
225
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$127K 0.01%
+294,410
New +$59.5K
7 8
9
10 11

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Rivernorth Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Rivernorth Capital Management held 338 positions worth $1.76B, up 18% from $1.49B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Rivernorth Capital Management deployed $63.5M of net new capital in Q2 2020, opening 64 new positions and adding to 73 existing holdings. Its largest new stake was FIRST TRUST MLP AND ENERGY INCOME FUND: 1,863,762 shares worth $10.5M.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, up from 5.1% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Duff & Phelps Utility & Corporate Bond Trust, an estimated $18.2M trimmed.

  • Rivernorth Capital Management's largest Q2 2020 buy was FIRST TRUST MLP AND ENERGY INCOME FUND: 1,863,762 shares worth $10.5M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q2 2020, an estimated $36.2M increase.
  • Rivernorth Capital Management's biggest Q2 2020 reduction was Duff & Phelps Utility & Corporate Bond Trust, cutting an estimated $18.2M.
  • Rivernorth Capital Management fully exited BlackRock Credit Allocation Income Trust in Q2 2020, selling an estimated $15.2M.
  • Rivernorth Capital Management's ten largest holdings make up 30% of its $1.76B portfolio in Q2 2020.
  • Rivernorth Capital Management opened 64 new positions and closed 78 in Q2 2020.
  • Rivernorth Capital Management's portfolio value rose 18% quarter-over-quarter to $1.76B.

Based on Rivernorth Capital Management's 13F filing for Q2 2020, filed 14 Aug 2020.