RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-16.64%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.49B
AUM Growth
-$173M
Cap. Flow
+$114M
Cap. Flow %
7.65%
Top 10 Hldgs %
27.23%
Holding
322
New
59
Increased
70
Reduced
57
Closed
50

Top Buys

1
EIM
Eaton Vance Municipal Bond Fund
EIM
+$18M
2
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$16.7M
3
GBDC icon
Golub Capital BDC
GBDC
+$16M
4
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$14.5M
5
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$13.3M

Top Sells

1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$22.5M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$19.2M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$12.8M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$12.8M
5
GLO
Clough Global Opportunities Fund
GLO
+$11.5M

Sector Composition

1 Financials 5.06%
2 Technology 0.39%
3 Communication Services 0.38%
4 Healthcare 0.29%
5 Industrials 0.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JPT
201
DELISTED
Nuveen Preferred and Income Fund
JPT
$868K 0.06%
+45,446
New +$868K
ALGR
202
DELISTED
Allegro Merger Corp. Common Stock
ALGR
$850K 0.06%
75,351
-24,649
-25% -$278K
MFL
203
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$794K 0.05%
60,721
-130,673
-68% -$1.71M
PCI
204
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$789K 0.05%
+46,928
New +$789K
KTF
205
DWS Municipal Income Trust
KTF
$364M
$784K 0.05%
72,691
-187,991
-72% -$2.03M
PKO
206
DELISTED
Pimco Income Opportunity Fund
PKO
$772K 0.05%
+38,196
New +$772K
THBRU
207
DELISTED
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$764K 0.05%
75,000
– –
ASLE icon
208
AerSale
ASLE
$401M
$754K 0.05%
75,000
– –
EHT
209
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
$739K 0.05%
+83,907
New +$739K
SRACU
210
DELISTED
Stable Road Acquisition Corp. Unit
SRACU
$678K 0.05%
67,500
– –
CLM icon
211
Cornerstone Strategic Value Fund
CLM
$2.36B
$650K 0.04%
81,338
-92,174
-53% -$737K
CRF
212
Cornerstone Total Return Fund
CRF
$1.23B
$648K 0.04%
83,078
+64,973
+359% +$507K
IHD
213
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$109M
$624K 0.04%
107,003
-100,956
-49% -$589K
HCCOU
214
DELISTED
Healthcare Merger Corp. Units
HCCOU
$515K 0.03%
50,000
– –
APXTU
215
DELISTED
Apex Technology Acquisition Corporation Unit
APXTU
$508K 0.03%
50,000
– –
GB
216
DELISTED
Global Blue Group Holding
GB
$506K 0.03%
49,995
– –
BSTZ icon
217
BlackRock Science and Technology Term Trust
BSTZ
$1.53B
$402K 0.03%
24,107
-90,316
-79% -$1.51M
JHY
218
DELISTED
Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest
JHY
$391K 0.03%
+44,284
New +$391K
NHA
219
DELISTED
Nuveen Municipal 2021 Target Term Fund
NHA
$387K 0.03%
+40,999
New +$387K
BFO
220
DELISTED
Blackrock Florida Municipal 2020 Term Trust
BFO
$340K 0.02%
+23,538
New +$340K
EMF
221
Templeton Emerging Markets Fund
EMF
$242M
$295K 0.02%
+26,457
New +$295K
VTIQW
222
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$292K 0.02%
149,999
– –
PCM
223
PCM Fund
PCM
$79.9M
$274K 0.02%
+34,461
New +$274K
PFL
224
PIMCO Income Strategy Fund
PFL
$386M
$267K 0.02%
+31,655
New +$267K
AGD
225
abrdn Global Dynamic Dividend Fund
AGD
$317M
$265K 0.02%
+36,137
New +$265K
7 8
9
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