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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+0.81%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$22M
AUM Growth
+$19.7M
Cap. Flow
+$203M
Cap. Flow %
924.46%
Top 10 Hldgs %
88.42%
Holding
291
New
48
Increased
64
Reduced
62
Closed
33

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$29.4M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.2M
3
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$17.9M
4
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$17.8M
5
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$13.7M

Top Sells

Rank Stock Value
1
EAD
Allspring Income Opportunities Fund
EAD
+$10.3M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$10.2M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$8.55M
4
CLM icon
Cornerstone Strategic Value Fund
CLM
+$8.33M
5
CRF
Cornerstone Total Return Fund
CRF
+$6.24M

Sector Composition

Rank Sector Weight
1 Financials 0.2%
2 Consumer Discretionary 0.03%
3 Communication Services 0.03%
4 Healthcare 0.03%
5 Energy 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRMK
201
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$1K ﹤0.01%
96,000
– –
MNE
202
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$931 ﹤0.01%
63,257
-23,785
-27% -$347K
BFY
203
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$881 ﹤0.01%
61,553
+13,620
+28% +$193K
FIV
204
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$876 ﹤0.01%
98,986
-44,716
-31% -$399K
CRF
205
Cornerstone Total Return Fund
CRF
$1.17B
$829 ﹤0.01%
76,936
-562,266
-88% -$6.24M
MNCLU
206
DELISTED
Monocle Acquisition Corporation Units
MNCLU
$783 ﹤0.01%
75,000
– –
GTEC icon
207
Greenland Technologies Holding
GTEC
$14.3M
$776 ﹤0.01%
75,000
– –
BGY icon
208
BlackRock Enhanced International Dividend Trust
BGY
$533M
$725 ﹤0.01%
+134,102
New +$734K
VKI icon
209
Invesco Advantage Municipal Income Trust II
VKI
$399M
$645 ﹤0.01%
+57,411
New +$650K
AFT
210
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$572 ﹤0.01%
38,574
-115,263
-75% -$1.71M
BQH
211
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$545 ﹤0.01%
37,044
+23,705
+178% +$351K
GB
212
DELISTED
Global Blue Group Holding
GB
$511 ﹤0.01%
49,995
– –
BOE icon
213
BlackRock Enhanced Global Dividend Trust
BOE
$691M
$423 ﹤0.01%
+40,580
New +$423K
PDX
214
PIMCO Dynamic Income Strategy Fund
PDX
$961M
$412 ﹤0.01%
23,508
-8,958
-28% -$169K
EDD
215
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$385M
$400 ﹤0.01%
+60,650
New +$412K
ENX
216
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$367 ﹤0.01%
+29,462
New +$359K
IGD
217
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$522M
$363 ﹤0.01%
+60,535
New +$388K
PHGE icon
218
BiomX
PHGE
$1.78M
$305 ﹤0.01%
+158
New +$309K
GDL
219
GDL Fund
GDL
$91.9M
$252 ﹤0.01%
27,411
+17,058
+165% +$159K
CCH.U
220
DELISTED
Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
CCH.U
$214 ﹤0.01%
20,000
– –
NYV
221
DELISTED
Nuveen New York Municipal Value Fund 2
NYV
$200 ﹤0.01%
+14,134
New +$205K
INB
222
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$188 ﹤0.01%
+20,612
New +$185K
CHAC.WS
223
DELISTED
Chardan Healthcare Acquisition Corp.
CHAC.WS
$158 ﹤0.01%
+200,000
New +$159K
BWMCW
224
DELISTED
Boxwood Merger Corp. Warrant
BWMCW
$140 ﹤0.01%
+200,000
New +$129K
PVT.WS
225
DELISTED
Pivotal Acquisition Corp. Redeemable Warrants, exercisable for shares of Class A Common Stock at an
PVT.WS
$134 ﹤0.01%
100,000
– –
7 8
9
10 11

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Rivernorth Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rivernorth Capital Management held 291 positions worth $22M, up 856% from $2.3M the previous quarter. Its ten largest holdings account for 88% of the portfolio.

Rivernorth Capital Management deployed $203M of net new capital in Q3 2019, opening 48 new positions and adding to 64 existing holdings. Its largest new stake was abrdn Total Dynamic Dividend Fund: 2,174,846 shares worth $18.1K.

By sector, the portfolio is most concentrated in Financials at 0.2% of assets, down from 1.9% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Allspring Income Opportunities Fund, an estimated $10.3M trimmed.

  • Rivernorth Capital Management's largest Q3 2019 buy was abrdn Total Dynamic Dividend Fund: 2,174,846 shares worth $18.1K.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q3 2019, an estimated $29.4M increase.
  • Rivernorth Capital Management's biggest Q3 2019 reduction was Allspring Income Opportunities Fund, cutting an estimated $10.3M.
  • Rivernorth Capital Management fully exited Goldman Sachs MLP Energy Renaissance Fund in Q3 2019, selling an estimated $16.9K.
  • Rivernorth Capital Management's ten largest holdings make up 88% of its $22M portfolio in Q3 2019.
  • Rivernorth Capital Management opened 48 new positions and closed 33 in Q3 2019.
  • Rivernorth Capital Management's portfolio value rose 856% quarter-over-quarter to $22M.

Based on Rivernorth Capital Management's 13F filing for Q3 2019, filed 14 Nov 2019.