RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+0.75%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$22M
AUM Growth
+$19.7M
Cap. Flow
+$19.8M
Cap. Flow %
90.32%
Top 10 Hldgs %
88.42%
Holding
291
New
48
Increased
64
Reduced
62
Closed
33

Top Buys

1
NTX
Nuveen Texas Quality Municipal Income Fund
NTX
+$4.36M
2
THCAU
Tuscan Holdings Corp. II Unit
THCAU
+$4.02M
3
FLLCU
Fellazo Inc. Unit
FLLCU
+$2.24M
4
SSPKU
Silver Spike Acquisition Corp. Units
SSPKU
+$2.02M
5
NFINU
Netfin Acquisition Corp. Unit
NFINU
+$2.02M

Top Sells

1
GER
Goldman Sachs MLP Energy Renaissance Fund
GER
+$16.9K
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$10.3K
3
EAD
Allspring Income Opportunities Fund
EAD
+$10.3K
4
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$8.43K
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$8.15K

Sector Composition

1 Financials 0.2%
2 Consumer Discretionary 0.03%
3 Communication Services 0.03%
4 Healthcare 0.03%
5 Energy 0.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BRMK
201
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$1K ﹤0.01%
96,000
– –
MNE
202
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$931 ﹤0.01%
63,257
-23,785
-27% -$350
BFY
203
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$881 ﹤0.01%
61,553
+13,620
+28% +$195
FIV
204
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$876 ﹤0.01%
98,986
-44,716
-31% -$396
CRF
205
Cornerstone Total Return Fund
CRF
$1.22B
$829 ﹤0.01%
76,936
-562,266
-88% -$6.06K
MNCLU
206
DELISTED
Monocle Acquisition Corporation Units
MNCLU
$783 ﹤0.01%
75,000
– –
GTEC icon
207
Greenland Technologies Holding Corp
GTEC
$22.1M
$776 ﹤0.01%
75,000
– –
BGY icon
208
BlackRock Enhanced International Dividend Trust
BGY
$523M
$725 ﹤0.01%
+134,102
New +$725
VKI icon
209
Invesco Advantage Municipal Income Trust II
VKI
$381M
$645 ﹤0.01%
+57,411
New +$645
AFT
210
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$572 ﹤0.01%
38,574
-115,263
-75% -$1.71K
BQH
211
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$545 ﹤0.01%
37,044
+23,705
+178% +$349
GB
212
DELISTED
Global Blue Group Holding
GB
$511 ﹤0.01%
49,995
– –
BOE icon
213
BlackRock Enhanced Global Dividend Trust
BOE
$645M
$423 ﹤0.01%
+40,580
New +$423
PDX
214
PIMCO Dynamic Income Strategy Fund
PDX
$1.1B
$412 ﹤0.01%
23,508
-8,958
-28% -$157
EDD
215
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$349M
$400 ﹤0.01%
+60,650
New +$400
ENX
216
Eaton Vance New York Municipal Bond Fund
ENX
$172M
$367 ﹤0.01%
+29,462
New +$367
IGD
217
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$465M
$363 ﹤0.01%
+60,535
New +$363
PHGE icon
218
BiomX
PHGE
$12.9M
$305 ﹤0.01%
+3,000
New +$305
GDL
219
GDL Fund
GDL
$96.3M
$252 ﹤0.01%
27,411
+17,058
+165% +$157
CCH.U
220
DELISTED
Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
CCH.U
$214 ﹤0.01%
20,000
– –
NYV
221
DELISTED
Nuveen New York Municipal Value Fund 2
NYV
$200 ﹤0.01%
+14,134
New +$200
INB
222
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$188 ﹤0.01%
+20,612
New +$188
CHAC.WS
223
DELISTED
Chardan Healthcare Acquisition Corp.
CHAC.WS
$158 ﹤0.01%
+200,000
New +$158
BWMCW
224
DELISTED
Boxwood Merger Corp. Warrant
BWMCW
$140 ﹤0.01%
+200,000
New +$140
PVT.WS
225
DELISTED
Pivotal Acquisition Corp. Redeemable Warrants, exercisable for shares of Class A Common Stock at an
PVT.WS
$134 ﹤0.01%
100,000
– –
7 8
9
10 11