RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+1.59%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.3M
AUM Growth
-$1.52B
Cap. Flow
-$21M
Cap. Flow %
-914.93%
Top 10 Hldgs %
51.05%
Holding
265
New
31
Increased
45
Reduced
65
Closed
22

Top Buys

1
HIO
Western Asset High Income Opportunity Fund
HIO
+$8.54K
2
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$6.95K
3
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$6.93K
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.32K
5
HYB
New America High Income Fund, Inc.
HYB
+$3.93K

Top Sells

1
PACK icon
Ranpak Holdings
PACK
+$4.08M
2
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
+$4.01M
3
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$2.3M
4
ASG
Liberty All-Star Growth Fund
ASG
+$2.27M
5
KXIN icon
Kaixin Holdings
KXIN
+$2.19M

Sector Composition

1 Financials 1.91%
2 Consumer Discretionary 0.32%
3 Communication Services 0.25%
4 Healthcare 0.25%
5 Energy 0.2%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PACQW
201
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$121 0.01%
112,498
– –
CCC.WS
202
DELISTED
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$119 0.01%
24,999
– –
PACK.WS
203
DELISTED
One Madison Corporation Warrants, each whole warrant is exercisable for one Class A Common Stock at
PACK.WS
$116 0.01%
+96,399
New +$116
NRCG.WS
204
DELISTED
NRC Group Holdings Corp.
NRCG.WS
$111 ﹤0.01%
67,468
-2,600
-4% -$4
LACQW
205
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$100 ﹤0.01%
153,297
– –
MUDSW
206
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
$98 ﹤0.01%
200,000
– –
GDL
207
GDL Fund
GDL
$96.3M
$96 ﹤0.01%
+10,353
New +$96
NESRW
208
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
$82 ﹤0.01%
96,089
-101,000
-51% -$86
STRDW
209
DELISTED
Sitio Royalties Corp. Warrant
STRDW
$81 ﹤0.01%
85,390
-2,100
-2% -$2
VTIQW
210
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$70 ﹤0.01%
149,999
– –
MMDMR
211
DELISTED
Modern Media Acquisition Corp. Right
MMDMR
$67 ﹤0.01%
230,000
– –
BROGR
212
DELISTED
Twelve Seas Investment Company Rights
BROGR
$65 ﹤0.01%
225,000
– –
LGC.WS
213
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$64 ﹤0.01%
200,000
– –
BFIIW
214
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$63 ﹤0.01%
250,000
– –
GPAQW
215
DELISTED
Gordon Pointe Acquisition Corp. Warrant
GPAQW
$60 ﹤0.01%
175,000
– –
KBLMR
216
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$57 ﹤0.01%
230,000
– –
WRLSR
217
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
$52 ﹤0.01%
349,994
– –
TWLVW
218
DELISTED
Twelve Seas Investment Company Warrant
TWLVW
$50 ﹤0.01%
225,000
– –
BRPAR
219
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$46 ﹤0.01%
239,998
– –
TOTAR
220
DELISTED
Tottenham Acquisition I Limited Right expiring 3/6/2021
TOTAR
$44 ﹤0.01%
118,000
– –
TIBRW
221
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
$44 ﹤0.01%
125,000
– –
BRACR
222
DELISTED
Black Ridge Acquisition Corp. Right
BRACR
$42 ﹤0.01%
100,000
– –
HCCHR
223
DELISTED
HL Acquisitions Corp. Right
HCCHR
$41 ﹤0.01%
125,000
– –
KBLMW
224
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$35 ﹤0.01%
230,000
– –
LSEAW
225
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$34 ﹤0.01%
100,000
– –
7 8
9
10 11