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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.58%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.3M
AUM Growth
-$1.52B
Cap. Flow
-$21.8M
Cap. Flow %
-947.17%
Top 10 Hldgs %
51.05%
Holding
265
New
31
Increased
45
Reduced
65
Closed
22

Top Buys

Rank Stock Value
1
HIO
Western Asset High Income Opportunity Fund
HIO
+$8.28M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$6.91M
3
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$6.89M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.19M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$3.98M

Top Sells

Rank Stock Value
1
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$8.47M
2
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$7.23M
3
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$6.92M
4
FSK icon
FS KKR Capital
FSK
+$5.51M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$5.37M

Sector Composition

Rank Sector Weight
1 Financials 1.91%
2 Consumer Discretionary 0.32%
3 Healthcare 0.25%
4 Energy 0.2%
5 Technology 0.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PACQW
201
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$121 0.01%
112,498
– –
CCC.WS
202
DELISTED
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$119 0.01%
24,999
– –
PACK.WS
203
DELISTED
One Madison Corporation Warrants, each whole warrant is exercisable for one Class A Common Stock at
PACK.WS
$116 0.01%
+96,399
New +$124K
NRCG.WS
204
DELISTED
NRC Group Holdings Corp.
NRCG.WS
$111 ﹤0.01%
67,468
-2,600
-4% -$2.42K
LACQW
205
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$100 ﹤0.01%
153,297
– –
MUDSW
206
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
$98 ﹤0.01%
200,000
– –
GDL
207
GDL Fund
GDL
$92.1M
$96 ﹤0.01%
+10,353
New +$96.7K
NESRW
208
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
$82 ﹤0.01%
96,089
-101,000
-51% -$96.8K
STRDW
209
DELISTED
Sitio Royalties Corp. Warrant
STRDW
$81 ﹤0.01%
85,390
-2,100
-2% -$1.7K
VTIQW
210
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$70 ﹤0.01%
149,999
– –
MMDMR
211
DELISTED
Modern Media Acquisition Corp. Right
MMDMR
$67 ﹤0.01%
230,000
– –
BROGR
212
DELISTED
Twelve Seas Investment Company Rights
BROGR
$65 ﹤0.01%
225,000
– –
LGC.WS
213
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$64 ﹤0.01%
200,000
– –
BFIIW
214
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$63 ﹤0.01%
250,000
– –
GPAQW
215
DELISTED
Gordon Pointe Acquisition Corp. Warrant
GPAQW
$60 ﹤0.01%
175,000
– –
KBLMR
216
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$57 ﹤0.01%
230,000
– –
WRLSR
217
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
$52 ﹤0.01%
349,994
– –
TWLVW
218
DELISTED
Twelve Seas Investment Company Warrant
TWLVW
$50 ﹤0.01%
225,000
– –
BRPAR
219
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$46 ﹤0.01%
239,998
– –
TOTAR
220
DELISTED
Tottenham Acquisition I Limited Right expiring 3/6/2021
TOTAR
$44 ﹤0.01%
118,000
– –
TIBRW
221
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
$44 ﹤0.01%
125,000
– –
BRACR
222
DELISTED
Black Ridge Acquisition Corp. Right
BRACR
$42 ﹤0.01%
100,000
– –
HCCHR
223
DELISTED
HL Acquisitions Corp. Right
HCCHR
$41 ﹤0.01%
125,000
– –
KBLMW
224
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$35 ﹤0.01%
230,000
– –
LSEAW
225
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$34 ﹤0.01%
100,000
– –
7 8
9
10 11

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Rivernorth Capital Management's Q2 2019 Portfolio in Review

As of Q2 2019, Rivernorth Capital Management held 265 positions worth $2.3M, down 100% from $1.52B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Rivernorth Capital Management withdrew a net $21.8M in Q2 2019, closing 22 positions and reducing 65 holdings. Its most notable exit was Ranpak Holdings, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.9% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Rivernorth Capital Management opened a new position in Proficient Alpha Acquisition Corp. Unit worth $3.27K.

  • Rivernorth Capital Management's largest Q2 2019 buy was Proficient Alpha Acquisition Corp. Unit: 325,000 shares worth $3.27K.
  • Rivernorth Capital Management added most to Western Asset High Income Opportunity Fund in Q2 2019, an estimated $8.28M increase.
  • Rivernorth Capital Management's biggest Q2 2019 reduction was Nuveen California Quality Municipal Income Fund, cutting an estimated $8.47M.
  • Rivernorth Capital Management fully exited Ranpak Holdings in Q2 2019, selling an estimated $4.08M.
  • Rivernorth Capital Management's ten largest holdings make up 51% of its $2.3M portfolio in Q2 2019.
  • Rivernorth Capital Management opened 31 new positions and closed 22 in Q2 2019.
  • Rivernorth Capital Management's portfolio value fell 100% quarter-over-quarter to $2.3M.

Based on Rivernorth Capital Management's 13F filing for Q2 2019, filed 14 Aug 2019.