RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+8.69%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.52B
AUM Growth
-$160M
Cap. Flow
-$291M
Cap. Flow %
-19.15%
Top 10 Hldgs %
30.38%
Holding
315
New
23
Increased
46
Reduced
77
Closed
81

Top Buys

1
EHI
Western Asset Global High Income Fund
EHI
+$10.8M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$10.6M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$8.83M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$7.32M
5
PMO
Putnam Municipal Opportunities Trust
PMO
+$7.07M

Top Sells

1
FSK icon
FS KKR Capital
FSK
+$17M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$15.2M
3
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$15.2M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$14.4M
5
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$13.8M

Sector Composition

1 Financials 3.18%
2 Consumer Discretionary 0.9%
3 Technology 0.54%
4 Communication Services 0.38%
5 Healthcare 0.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BROGR
201
DELISTED
Twelve Seas Investment Company Rights
BROGR
$61K ﹤0.01%
225,000
– –
MMDMR
202
DELISTED
Modern Media Acquisition Corp. Right
MMDMR
$61K ﹤0.01%
230,000
– –
BFIIW
203
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$60K ﹤0.01%
250,000
– –
LGC.WS
204
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$60K ﹤0.01%
200,000
– –
TWLVW
205
DELISTED
Twelve Seas Investment Company Warrant
TWLVW
$59K ﹤0.01%
225,000
– –
TIBRW
206
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
$55K ﹤0.01%
125,000
– –
BIOX.WS
207
DELISTED
Bioceres Crop Solutions Corp Warrants, exercisable for ordinary shares
BIOX.WS
$54K ﹤0.01%
+200,000
New +$54K
KBLMR
208
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$53K ﹤0.01%
230,000
– –
BCACR
209
DELISTED
Bison Capital Acquistion Corp Rights
BCACR
$44K ﹤0.01%
125,000
– –
HCCHR
210
DELISTED
HL Acquisitions Corp. Right
HCCHR
$41K ﹤0.01%
125,000
– –
MMDMW
211
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$40K ﹤0.01%
115,000
– –
LSEAW
212
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$39K ﹤0.01%
100,000
– –
TOTAR
213
DELISTED
Tottenham Acquisition I Limited Right expiring 3/6/2021
TOTAR
$38K ﹤0.01%
118,000
– –
HUNTW
214
DELISTED
Hunter Maritime Acquisition Corp. Warrant
HUNTW
$38K ﹤0.01%
75,001
– –
WRLSW
215
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
$35K ﹤0.01%
174,997
-214,997
-55% -$43K
BRACR
216
DELISTED
Black Ridge Acquisition Corp. Right
BRACR
$35K ﹤0.01%
100,000
– –
TMCXW
217
DELISTED
Trinity Merger Corp. Warrant
TMCXW
$32K ﹤0.01%
96,000
– –
HCCHW
218
DELISTED
HL Acquisitions Corp. Warrant
HCCHW
$31K ﹤0.01%
125,000
– –
ALGRR
219
DELISTED
Allegro Merger Corp. Right
ALGRR
$31K ﹤0.01%
100,000
– –
ALGRW
220
DELISTED
Allegro Merger Corp. Warrant
ALGRW
$27K ﹤0.01%
100,000
– –
CMSSW
221
DELISTED
CM Seven Star Acquisition Corporation Warrant
CMSSW
$27K ﹤0.01%
150,000
– –
KBLMW
222
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$26K ﹤0.01%
230,000
– –
FPAC.WS
223
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
$23K ﹤0.01%
16,665
– –
NRXPW icon
224
NRX Pharmaceuticals, Inc. Warrant
NRXPW
$1.19M
$22K ﹤0.01%
119,999
– –
LTRYW icon
225
Lottery.com, Inc. Warrants
LTRYW
$266K
$20K ﹤0.01%
150,000
– –
7 8
9
10 11