RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+0.95%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.12B
AUM Growth
+$47.9M
Cap. Flow
+$30.7M
Cap. Flow %
1.45%
Top 10 Hldgs %
31.35%
Holding
494
New
31
Increased
59
Reduced
72
Closed
52

Top Buys

1
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
$21.9M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$14M
3
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
$8.9M
4
MIO
Pioneer Municipal High Income Opportunities Fund
MIO
$8.8M
5
LEGT
Legato Merger Corp III
LEGT
$7.36M

Top Sells

1
PDI icon
PIMCO Dynamic Income Fund
PDI
$16.1M
2
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
$14.8M
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
$10.1M
4
PORT
Southport Acquisition Corporation
PORT
$7.56M
5
LEGT.U
Legato Merger Corp III Units, each consisting of one Ordinary Share and one-half of one warrant
LEGT.U
$7.41M

Sector Composition

1 Financials 8.95%
2 Healthcare 0.44%
3 Technology 0.34%
4 Consumer Discretionary 0.24%
5 Industrials 0.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AEF
176
abrdn Emerging Markets Equity Income Fund
AEF
$251M
$1.47M 0.07%
+277,709
New +$1.47M
GODN
177
DELISTED
Golden Star Acquisition Corporation Ordinary Shares
GODN
$1.41M 0.07%
130,819
– –
ABP
178
Abpro Holdings, Inc Common Stock
ABP
$17.2M
$1.4M 0.07%
122,500
– –
BENF icon
179
Beneficient
BENF
$3.57M
$1.37M 0.06%
614,947
+583,904
+1,881% +$1.3M
IHD
180
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$106M
$1.35M 0.06%
+250,000
New +$1.35M
IBAC
181
IB Acquisition Corp
IBAC
$166M
$1.34M 0.06%
+134,730
New +$1.34M
GDST
182
DELISTED
Goldenstone Acquisition Limited Common Stock
GDST
$1.34M 0.06%
119,167
– –
NDP
183
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$1.3M 0.06%
36,045
+26,534
+279% +$960K
AVHI
184
DELISTED
Achari Ventures Holdings Corp. I Common Stock
AVHI
$1.24M 0.06%
110,056
– –
MNTN
185
DELISTED
Everest Consolidator Acquisition Corporation
MNTN
$1.16M 0.05%
102,842
– –
PMO
186
Putnam Municipal Opportunities Trust
PMO
$281M
$1.14M 0.05%
+111,315
New +$1.14M
ALSA
187
DELISTED
Alpha Star Acquisition Corporation Ordinary Shares
ALSA
$1.14M 0.05%
98,841
– –
PXH icon
188
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.58B
$1.13M 0.05%
55,600
-12,827
-19% -$260K
CYCU
189
Cycurion, Inc. Common Stock
CYCU
$9.27M
$1.11M 0.05%
99,800
– –
VGI
190
Virtus Global Multi-Sector Income Fund
VGI
$90.8M
$1.1M 0.05%
145,887
– –
SCRM
191
DELISTED
Screaming Eagle Acquisition Corp. Class A Ordinary Shares
SCRM
$1.07M 0.05%
105,114
-105,163
-50% -$1.07M
PCEF icon
192
Invesco CEF Income Composite ETF
PCEF
$840M
$1.01M 0.05%
53,463
– –
RFAIU
193
RF Acquisition Corp II Unit
RFAIU
$1.01M 0.05%
+100,000
New +$1.01M
SPKL
194
Spark I Acquisition Corp
SPKL
$94.8M
$1M 0.05%
96,930
– –
QETA icon
195
Quetta Acquisition Corp
QETA
$1M 0.05%
96,914
– –
SPMC
196
Sound Point Meridian Capital, Inc.
SPMC
$1M 0.05%
+50,000
New +$1M
FTII
197
DELISTED
FutureTech II Acquisition Corp. Class A Common Stock
FTII
$984K 0.05%
89,320
– –
HYB
198
DELISTED
New America High Income Fund, Inc.
HYB
$980K 0.05%
133,765
+22,266
+20% +$163K
NQP icon
199
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$413M
$971K 0.05%
79,613
-31,244
-28% -$381K
JPST icon
200
JPMorgan Ultra-Short Income ETF
JPST
$33B
$934K 0.04%
18,500
– –
6 7
8
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