RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+1.99%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.07B
AUM Growth
-$154M
Cap. Flow
-$185M
Cap. Flow %
-8.94%
Top 10 Hldgs %
28.76%
Holding
850
New
133
Increased
85
Reduced
77
Closed
212

Top Buys

1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$25.1M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
$18.1M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
$16.1M
4
PHK
PIMCO High Income Fund
PHK
$12.4M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$11.7M

Top Sells

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$29.6M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$18.1M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
$13.4M
4
PEPL
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
$13.1M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
$12.4M

Sector Composition

1 Financials 17.27%
2 Industrials 1.55%
3 Technology 1.3%
4 Healthcare 0.95%
5 Consumer Discretionary 0.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GDNR
176
DELISTED
Gardiner Healthcare Acquisitions Corp. Common Stock
GDNR
$2.09M 0.1%
200,000
– –
HMA.U
177
DELISTED
Heartland Media Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
HMA.U
$2.09M 0.1%
200,000
– –
ATMCU icon
178
AlphaTime Acquisition Corp Unit
ATMCU
$79.1M
$2.08M 0.1%
200,000
– –
DMYY.U icon
179
dMY Squared Technology Group, Inc. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
DMYY.U
$2.08M 0.1%
200,000
– –
STET.U
180
DELISTED
ST Energy Transition I Ltd. SAIL securities, each consisting of one Class A ordinary share and one-half of one redeemable warrant
STET.U
$2.07M 0.1%
198,716
– –
BWAQU
181
DELISTED
Blue World Acquisition Corporation Unit
BWAQU
$2.07M 0.1%
200,000
– –
MARXU
182
DELISTED
Mars Acquisition Corp. Unit
MARXU
$2.07M 0.1%
+200,000
New +$2.07M
ROCL
183
DELISTED
Roth CH Acquisition V Co. Common Stock
ROCL
$2.06M 0.1%
199,998
– –
KRNL
184
DELISTED
Kernel Group Holdings, Inc. Class A Ordinary Shares
KRNL
$2.06M 0.1%
200,000
+150,000
+300% +$1.55M
ISRLU icon
185
Israel Acquisitions Corp Unit
ISRLU
$2.06M 0.1%
+200,000
New +$2.06M
FICV
186
DELISTED
Frontier Investment Corp Class A Ordinary Shares
FICV
$2.04M 0.1%
199,998
– –
PEGR
187
DELISTED
Project Energy Reimagined Acquisition Corp. Class A Ordinary Share
PEGR
$2.04M 0.1%
199,996
– –
PEPL
188
DELISTED
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
$2.04M 0.1%
200,000
-1,285,000
-87% -$13.1M
ACRO
189
DELISTED
Acropolis Infrastructure Acquisition Corp.
ACRO
$2.03M 0.1%
199,998
– –
CMU
190
MFS High Yield Municipal Trust
CMU
$85.9M
$2.02M 0.1%
628,463
+169,957
+37% +$546K
ASCA
191
DELISTED
A SPAC I Acquisition Corp. Class A Ordinary Share
ASCA
$2.02M 0.1%
+191,996
New +$2.02M
EFT
192
Eaton Vance Floating-Rate Income Trust
EFT
$320M
$2.01M 0.1%
174,273
-69,595
-29% -$801K
GENQ
193
DELISTED
Genesis Unicorn Capital Corp. Class A Common Stock
GENQ
$1.98M 0.1%
+187,688
New +$1.98M
GDSTU
194
DELISTED
Goldenstone Acquisition Limited Units
GDSTU
$1.94M 0.09%
185,000
– –
QFTA
195
DELISTED
Quantum FinTech Acquisition Corporation
QFTA
$1.94M 0.09%
190,000
+15,000
+9% +$153K
MPRA
196
DELISTED
Mercato Partners Acquisition Corporation Class A Common Stock
MPRA
$1.93M 0.09%
184,828
-65,170
-26% -$679K
OCAX
197
DELISTED
OCA Acquisition Corp. Class A Common Stock
OCAX
$1.91M 0.09%
183,745
– –
ACP
198
abrdn Income Credit Strategies Fund
ACP
$742M
$1.91M 0.09%
+291,831
New +$1.91M
FPL
199
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$1.9M 0.09%
317,804
– –
ROCLU
200
DELISTED
Roth CH Acquisition V Co. Unit
ROCLU
$1.88M 0.09%
182,280
– –
6 7
8
9 10