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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-4.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.23B
AUM Growth
-$240M
Cap. Flow
-$153M
Cap. Flow %
-6.87%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

Rank Stock Value
1
ZTR
Virtus Total Return Fund
ZTR
+$22.4M
2
PAXS
PIMCO Access Income Fund
PAXS
+$16M
3
VVR icon
Invesco Senior Income Trust
VVR
+$9.57M
4
BFK
BlackRock Municipal Income Trust
BFK
+$9.31M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$7.54M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$32.8M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$24.8M

Sector Composition

Rank Sector Weight
1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZVSA
176
DELISTED
ZyVersa Therapeutics
ZVSA
$2.75M 0.12%
+786
New +$2.74M
ITAQU
177
DELISTED
Industrial Tech Acquisitions II, Inc. Unit
ITAQU
$2.75M 0.12%
275,000
– –
SVFB
178
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
$2.69M 0.12%
271,082
– –
CVIIU
179
DELISTED
Churchill Capital Corp VII Units
CVIIU
$2.67M 0.12%
271,600
+69,100
+34% +$680K
IRRX
180
DELISTED
Integrated Rail and Resources Acquisition Corp.
IRRX
$2.65M 0.12%
263,390
+13,394
+5% +$134K
SRSA
181
DELISTED
Sarissa Capital Acquisition Corp. Class A Ordinary Shares
SRSA
$2.63M 0.12%
+263,500
New +$2.62M
RONI.U
182
DELISTED
Rice Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
RONI.U
$2.63M 0.12%
265,104
– –
AERT
183
Aeries Technology
AERT
$39.8M
$2.57M 0.12%
32,122
– –
CMU
184
DELISTED
MFS High Yield Municipal Trust
CMU
$2.56M 0.11%
848,986
– –
MBTC
185
DELISTED
Nocturne Acquisition Corporation Ordinary Shares
MBTC
$2.54M 0.11%
246,352
+96,352
+64% +$990K
SHUAU
186
DELISTED
SHUAA Partners Acquisition Corp I Unit
SHUAU
$2.54M 0.11%
250,000
– –
BFAC.U
187
DELISTED
Battery Future Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
BFAC.U
$2.53M 0.11%
250,000
– –
BPACU
188
DELISTED
Bullpen Parlay Acquisition Company Unit
BPACU
$2.52M 0.11%
249,388
– –
EVE.U
189
DELISTED
EVe Mobility Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
EVE.U
$2.52M 0.11%
250,000
– –
CCTS
190
DELISTED
Cactus Acquisition Corp. 1 Limited Class A Ordinary Share
CCTS
$2.52M 0.11%
249,998
– –
HMACU
191
DELISTED
Hainan Manaslu Acquisition Corp. Unit
HMACU
$2.51M 0.11%
+250,000
New +$2.51M
BYN.U
192
DELISTED
Banyan Acquisition Corporation Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
BYN.U
$2.5M 0.11%
250,000
– –
MPRA
193
DELISTED
Mercato Partners Acquisition Corporation Class A Common Stock
MPRA
$2.5M 0.11%
249,998
– –
QOMOU
194
DELISTED
Qomolangma Acquisition Corp. Unit
QOMOU
$2.5M 0.11%
+250,000
New +$2.5M
NVAC
195
DELISTED
NorthView Acquisition Corporation Common Stock
NVAC
$2.48M 0.11%
250,000
– –
DSU icon
196
BlackRock Debt Strategies Fund
DSU
$600M
$2.4M 0.11%
268,443
+400
+0.1% +$3.8K
VFL
197
DELISTED
abrdn National Municipal Income Fund
VFL
$2.34M 0.11%
214,919
+174,809
+436% +$2.09M
LGV
198
DELISTED
Longview Acquisition Corp. II
LGV
$2.28M 0.1%
231,845
+217,000
+1,462% +$2.13M
RNER
199
DELISTED
Mount Rainier Acquisition Corp. Common Stock
RNER
$2.27M 0.1%
225,000
– –
LQD icon
200
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$2.25M 0.1%
+22,000
New +$2.42M
6 7
8
9 10

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Rivernorth Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rivernorth Capital Management held 940 positions worth $2.23B, down 9.7% from $2.47B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rivernorth Capital Management withdrew a net $153M in Q3 2022, closing 68 positions and reducing 85 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $41.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Virtus Total Return Fund worth $17.8M.

  • Rivernorth Capital Management's largest Q3 2022 buy was Virtus Total Return Fund: 2,860,573 shares worth $17.8M.
  • Rivernorth Capital Management added most to PIMCO Access Income Fund in Q3 2022, an estimated $16M increase.
  • Rivernorth Capital Management's biggest Q3 2022 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $32.8M.
  • Rivernorth Capital Management fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $41.6M.
  • Rivernorth Capital Management's ten largest holdings make up 22% of its $2.23B portfolio in Q3 2022.
  • Rivernorth Capital Management opened 121 new positions and closed 68 in Q3 2022.
  • Rivernorth Capital Management's portfolio value fell 9.7% quarter-over-quarter to $2.23B.

Based on Rivernorth Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.