RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-1.28%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$485M
Cap. Flow %
19.6%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
$52.2M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
$50M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$45M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
$44.9M

Top Sells

1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
$43M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
$24.4M

Sector Composition

1 Financials 18.77%
2 Technology 1.66%
3 Healthcare 1.42%
4 Industrials 1.29%
5 Consumer Discretionary 0.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BIOT
176
DELISTED
Biotech Acquisition Company Class A Ordinary Shares
BIOT
$2.21M 0.09%
224,998
– –
PACI.U
177
DELISTED
PROOF Acquisition Corp I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PACI.U
$2.2M 0.09%
+220,000
New +$2.2M
SWET
178
DELISTED
Athlon Acquisition Corp. Class A Common stock
SWET
$2.2M 0.09%
224,998
– –
GLLIU
179
DELISTED
Globalink Investment Inc. Unit
GLLIU
$2.19M 0.09%
+213,000
New +$2.19M
MCAGU
180
DELISTED
Mountain Crest Acquisition Corp. V Unit
MCAGU
$2.17M 0.09%
+215,000
New +$2.17M
HCIC
181
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
$2.12M 0.09%
218,036
+100,000
+85% +$974K
EMD
182
Western Asset Emerging Markets Debt Fund
EMD
$607M
$2.09M 0.08%
+163,424
New +$2.09M
SEAH
183
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
$2.08M 0.08%
209,998
– –
NMZ icon
184
Nuveen Municipal High Income Opportunity Fund
NMZ
$1.18B
$2.08M 0.08%
+137,644
New +$2.08M
REVB icon
185
Revelation Biosciences
REVB
$4.88M
$2.04M 0.08%
4
– –
ROCLU
186
DELISTED
Roth CH Acquisition V Co. Unit
ROCLU
$2.03M 0.08%
+200,000
New +$2.03M
NETC.U
187
DELISTED
Nabors Energy Transition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
NETC.U
$2.03M 0.08%
+200,000
New +$2.03M
GEEXU
188
DELISTED
Games & Esports Experience Acquisition Corp. Unit
GEEXU
$2.03M 0.08%
+200,000
New +$2.03M
WEL.U
189
DELISTED
Integrated Wellness Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
WEL.U
$2.02M 0.08%
+200,000
New +$2.02M
GGAAU
190
DELISTED
Genesis Growth Tech Acquisition Corp. Unit
GGAAU
$2.01M 0.08%
+200,000
New +$2.01M
RICO
191
DELISTED
Agrico Acquisition Corp. Class A Ordinary Shares
RICO
$2.01M 0.08%
199,998
+188,800
+1,686% +$1.9M
OTEC
192
DELISTED
OceanTech Acquisitions I Corp. Class A Common Stock
OTEC
$2.01M 0.08%
200,000
– –
NKG
193
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
$2.01M 0.08%
145,477
-36,573
-20% -$504K
STET.U
194
DELISTED
ST Energy Transition I Ltd. SAIL securities, each consisting of one Class A ordinary share and one-half of one redeemable warrant
STET.U
$2M 0.08%
+200,000
New +$2M
GLSPT
195
DELISTED
Global SPAC Partners Co. Subunit
GLSPT
$2M 0.08%
199,998
– –
GGGV
196
DELISTED
G3 VRM Acquisition Corp. Class A Common Stock
GGGV
$2M 0.08%
+200,000
New +$2M
MEOA
197
DELISTED
Minority Equality Opportunities Acquisition Inc. Class A Common Stock
MEOA
$2M 0.08%
+200,000
New +$2M
BSGA
198
DELISTED
Blue Safari Group Acquisition Corp. Class A Ordinary Share
BSGA
$1.99M 0.08%
200,000
– –
GIW
199
DELISTED
GigInternational1, Inc. Common Stock
GIW
$1.99M 0.08%
199,998
– –
PEGRU
200
DELISTED
Project Energy Reimagined Acquisition Corp. Unit
PEGRU
$1.98M 0.08%
+200,000
New +$1.98M
6 7
8
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