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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$500M
Cap. Flow %
20.19%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

Rank Stock Value
1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$59.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$51.9M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45.7M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$45.3M

Top Sells

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43.9M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

Rank Sector Weight
1 Financials 18.77%
2 Technology 1.7%
3 Healthcare 1.36%
4 Industrials 1.31%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIOT
176
DELISTED
Biotech Acquisition Company Class A Ordinary Shares
BIOT
$2.21M 0.09%
224,998
– –
PACI.U
177
DELISTED
PROOF Acquisition Corp I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PACI.U
$2.2M 0.09%
+220,000
New +$2.21M
SWET
178
DELISTED
Athlon Acquisition Corp. Class A Common stock
SWET
$2.2M 0.09%
224,998
– –
GLLIU
179
DELISTED
Globalink Investment Inc. Unit
GLLIU
$2.19M 0.09%
+213,000
New +$2.17M
MCAGU
180
DELISTED
Mountain Crest Acquisition Corp. V Unit
MCAGU
$2.17M 0.09%
+215,000
New +$2.16M
HCIC
181
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
$2.12M 0.09%
218,036
+100,000
+85% +$987K
EMD
182
Western Asset Emerging Markets Debt Fund
EMD
$609M
$2.09M 0.08%
+163,424
New +$2.17M
SEAH
183
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
$2.08M 0.08%
209,998
– –
NMZ icon
184
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$2.08M 0.08%
+137,644
New +$2.04M
REVB icon
185
Revelation Biosciences
REVB
$4.3M
$2.04M 0.08%
1
– –
ROCLU
186
DELISTED
Roth CH Acquisition V Co. Unit
ROCLU
$2.03M 0.08%
+200,000
New +$2M
NETC.U
187
DELISTED
Nabors Energy Transition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
NETC.U
$2.03M 0.08%
+200,000
New +$2.02M
GEEXU
188
DELISTED
Games & Esports Experience Acquisition Corp. Unit
GEEXU
$2.03M 0.08%
+200,000
New +$2.03M
WEL.U
189
DELISTED
Integrated Wellness Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
WEL.U
$2.02M 0.08%
+200,000
New +$2.02M
GGAAU
190
DELISTED
Genesis Growth Tech Acquisition Corp. Unit
GGAAU
$2.01M 0.08%
+200,000
New +$2.01M
RICO
191
DELISTED
Agrico Acquisition Corp
RICO
$2.01M 0.08%
199,998
+188,800
+1,686% +$1.89M
OTEC
192
DELISTED
OceanTech Acquisitions I Corp. Class A Common Stock
OTEC
$2.01M 0.08%
200,000
– –
NKG
193
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
$2M 0.08%
145,477
-36,573
-20% -$502K
STET.U
194
DELISTED
ST Energy Transition I Ltd. SAIL securities, each consisting of one Class A ordinary share and one-half of one redeemable warrant
STET.U
$2M 0.08%
+200,000
New +$2M
GLSPT
195
DELISTED
Global SPAC Partners Co. Subunit
GLSPT
$2M 0.08%
199,998
– –
GGGV
196
DELISTED
G3 VRM Acquisition Corp. Class A Common Stock
GGGV
$2M 0.08%
+200,000
New +$2M
MEOA
197
DELISTED
Minority Equality Opportunities Acquisition Inc. Class A Common Stock
MEOA
$2M 0.08%
+200,000
New +$1.99M
BSGA
198
DELISTED
Blue Safari Group Acquisition Corp. Class A Ordinary Share
BSGA
$1.99M 0.08%
200,000
– –
GIW
199
DELISTED
GigInternational1, Inc. Common Stock
GIW
$1.99M 0.08%
199,998
– –
PEGRU
200
DELISTED
Project Energy Reimagined Acquisition Corp. Unit
PEGRU
$1.98M 0.08%
+200,000
New +$1.99M
6 7
8
9 10

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Rivernorth Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rivernorth Capital Management held 830 positions worth $2.47B, up 31% from $1.89B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $500M of net new capital in Q4 2021, opening 261 new positions and adding to 95 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI Emerging Markets ETF, an estimated $43.9M trimmed.

  • Rivernorth Capital Management's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.
  • Rivernorth Capital Management added most to BlackRock Capital Allocation Term Trust in Q4 2021, an estimated $80.9M increase.
  • Rivernorth Capital Management's biggest Q4 2021 reduction was Invesco FTSE RAFI Emerging Markets ETF, cutting an estimated $43.9M.
  • Rivernorth Capital Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $32.4M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $2.47B portfolio in Q4 2021.
  • Rivernorth Capital Management opened 261 new positions and closed 112 in Q4 2021.
  • Rivernorth Capital Management's portfolio value rose 31% quarter-over-quarter to $2.47B.

Based on Rivernorth Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.