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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VHAQ
176
DELISTED
Viveon Health Acquisition Corp.
VHAQ
$1.75M 0.09%
175,000
– –
DRAYU
177
DELISTED
Macondray Capital Acquisition Corp. I Unit
DRAYU
$1.75M 0.09%
+175,000
New +$1.74M
MMV
178
DELISTED
MultiMetaVerse Holdings Limited Class A Ordinary Share
MMV
$1.75M 0.09%
+174,996
New +$1.73M
QFTA
179
DELISTED
Quantum FinTech Acquisition Corporation
QFTA
$1.72M 0.09%
+175,000
New +$1.71M
ASAQ
180
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
$1.72M 0.09%
174,998
– –
ORIA
181
DELISTED
Orion Biotech Opportunities Corp. Class A Ordinary Share
ORIA
$1.71M 0.09%
+174,985
New +$1.71M
CORS.U
182
DELISTED
Corsair Partnering Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CORS.U
$1.7M 0.09%
+175,000
New +$1.75M
CLAQU
183
DELISTED
CleanTech Acquisition Corp. Units
CLAQU
$1.69M 0.09%
+164,086
New +$1.68M
NOVVU
184
DELISTED
Nova Vision Acquisition Corp. Unit
NOVVU
$1.69M 0.09%
+165,000
New +$1.68M
SDA icon
185
SunCar Technology Group
SDA
$81.7M
$1.69M 0.09%
+170,000
New +$1.67M
FOXO
186
DELISTED
FOXO TECHNOLOGIES INC A
FOXO
$1.68M 0.09%
+854
New +$1.67M
ASPAU
187
DELISTED
Abri SPAC I Inc Unit
ASPAU
$1.66M 0.09%
+163,588
New +$1.65M
SCOB
188
DELISTED
ScION Tech Growth II Class A Ordinary Shares
SCOB
$1.65M 0.09%
169,395
+65,322
+63% +$634K
PSQH icon
189
PSQ Holdings
PSQH
$13.6M
$1.64M 0.09%
+11,333
New +$1.64M
BWAC
190
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
$1.64M 0.09%
162,690
– –
DKDCU
191
DELISTED
Data Knights Acquisition Corp. Unit
DKDCU
$1.64M 0.09%
150,000
– –
AGBA
192
DELISTED
AGBA Acquisition Ltd
AGBA
$1.62M 0.09%
149,298
– –
DSM
193
BNY Mellon Strategic Municipal Bond Fund
DSM
$290M
$1.62M 0.09%
202,575
+3,906
+2% +$32.6K
PRPC.U
194
DELISTED
CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PRPC.U
$1.62M 0.09%
162,511
+124,080
+323% +$1.24M
ROCGU
195
DELISTED
Roth CH Acquisition IV Co. Unit
ROCGU
$1.61M 0.09%
+160,000
New +$1.61M
SRV
196
NXG Cushing Midstream Energy Fund
SRV
$216M
$1.6M 0.09%
+50,415
New +$1.44M
GPCOU
197
DELISTED
Golden Path Acquisition Corporation Units
GPCOU
$1.57M 0.08%
150,000
– –
HCNEU
198
DELISTED
Jaws Hurricane Acquisition Corp. Unit
HCNEU
$1.56M 0.08%
+156,199
New +$1.56M
WINVU
199
DELISTED
WinVest Acquisition Corp. Unit
WINVU
$1.54M 0.08%
+150,000
New +$1.52M
GIA.U
200
DELISTED
GigCapital 5, Inc. Units, each consisting of one share of common stock and one whole redeemable warrant
GIA.U
$1.54M 0.08%
+150,000
New +$1.53M
6 7
8
9 10

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.