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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+2.06%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.67B
AUM Growth
-$17.3M
Cap. Flow
-$148M
Cap. Flow %
-8.89%
Top 10 Hldgs %
31.26%
Holding
591
New
236
Increased
60
Reduced
68
Closed
132

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$46.7M
2
MHD icon
BlackRock MuniHoldings Fund
MHD
+$14.7M
3
HIO
Western Asset High Income Opportunity Fund
HIO
+$10.6M
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$8.71M
5
EIM
Eaton Vance Municipal Bond Fund
EIM
+$8.12M

Top Sells

Rank Stock Value
1
OBDC icon
Blue Owl Capital
OBDC
+$36.1M
2
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
+$26.9M
3
BCSF icon
Bain Capital Specialty
BCSF
+$26.5M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$20.3M
5
NUM
Nuveen Michigan Quality Municipal Income Fund
NUM
+$16.9M

Sector Composition

Rank Sector Weight
1 Financials 8%
2 Healthcare 0.99%
3 Consumer Discretionary 0.78%
4 Technology 0.76%
5 Industrials 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KWAC
176
DELISTED
Kingswood Acquisition Corp.
KWAC
$1.24M 0.07%
+124,992
New +$1.26M
GCACU
177
DELISTED
Growth Capital Acquisition Corp. Unit
GCACU
$1.24M 0.07%
+125,000
New +$1.26M
OCA
178
DELISTED
Omnichannel Acquisition Corp.
OCA
$1.22M 0.07%
+124,998
New +$1.27M
NBW
179
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$1.2M 0.07%
+88,423
New +$1.19M
HCICU
180
DELISTED
Hennessy Capital Investment Corp. V Units
HCICU
$1.2M 0.07%
+118,048
New +$1.3M
DDMX
181
DELISTED
DD3 Acquisition Corp. II Class A Common Stock
DDMX
$1.17M 0.07%
+119,998
New +$1.21M
ESSC
182
DELISTED
East Stone Acquisition Corporation Ordinary Shares
ESSC
$1.13M 0.07%
113,093
– –
CMU
183
DELISTED
MFS High Yield Municipal Trust
CMU
$1.12M 0.07%
+250,393
New +$1.12M
BSTZ icon
184
BlackRock Science and Technology Term Trust
BSTZ
$2.06B
$1.06M 0.06%
+29,678
New +$1.08M
RDW icon
185
Redwire
RDW
$3.38B
$1.05M 0.06%
+99,996
New +$1.04M
EACPU
186
DELISTED
Edify Acquisition Corp. Units
EACPU
$1.04M 0.06%
+105,000
New +$1.07M
NUO
187
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$1.03M 0.06%
+66,108
New +$1.03M
FMO
188
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$1.03M 0.06%
104,266
-293,462
-74% -$2.42M
ACKIU
189
DELISTED
Ackrell SPAC Partners I Co Units
ACKIU
$1.01M 0.06%
100,000
– –
DMF
190
DELISTED
BNY Mellon Municipal Income
DMF
$1.01M 0.06%
+115,328
New +$1.02M
VENAU
191
DELISTED
Venus Acquisition Corporation Units
VENAU
$1.01M 0.06%
+100,000
New +$1.02M
TETCU
192
DELISTED
Tech and Energy Transition Corporation Unit
TETCU
$1M 0.06%
+100,000
New +$995K
DHCAU
193
DELISTED
DHC Acquisition Corp. Unit
DHCAU
$999K 0.06%
+100,000
New +$996K
AMAOU
194
DELISTED
American Acquisition Opportunity Inc. Units
AMAOU
$998K 0.06%
+100,000
New +$995K
EUCR
195
DELISTED
Eucrates Biomedical Acquisition Corp. Ordinary Shares
EUCR
$998K 0.06%
+99,996
New +$1.03M
YSAC
196
DELISTED
Yellowstone Acquisition Company
YSAC
$998K 0.06%
+99,998
New +$1.02M
KSICU
197
DELISTED
Kadem Sustainable Impact Corporation Unit
KSICU
$997K 0.06%
+100,875
New +$997K
LVRAU
198
DELISTED
Levere Holdings Corp. Unit
LVRAU
$996K 0.06%
+100,000
New +$1M
BREZ
199
DELISTED
Breeze Holdings Acquisition Corp. Common Stock
BREZ
$995K 0.06%
100,000
– –
FZT.U
200
DELISTED
FAST Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
FZT.U
$994K 0.06%
+100,000
New +$994K
6 7
8
9 10

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Rivernorth Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rivernorth Capital Management held 591 positions worth $1.67B, down 1% from $1.68B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management withdrew a net $148M in Q1 2021, closing 132 positions and reducing 68 holdings. Its most notable exit was Nuveen Municipal Credit Opportunities Fund, an estimated $26.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Rivernorth Capital Management opened a new position in BlackRock MuniHoldings Fund worth $14.6M.

  • Rivernorth Capital Management's largest Q1 2021 buy was BlackRock MuniHoldings Fund: 911,692 shares worth $14.6M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q1 2021, an estimated $46.7M increase.
  • Rivernorth Capital Management's biggest Q1 2021 reduction was Blue Owl Capital, cutting an estimated $36.1M.
  • Rivernorth Capital Management fully exited Nuveen Municipal Credit Opportunities Fund in Q1 2021, selling an estimated $26.9M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.67B portfolio in Q1 2021.
  • Rivernorth Capital Management opened 236 new positions and closed 132 in Q1 2021.
  • Rivernorth Capital Management's portfolio value fell 1% quarter-over-quarter to $1.67B.

Based on Rivernorth Capital Management's 13F filing for Q1 2021, filed 17 May 2021.