RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+2.63%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.62B
AUM Growth
-$143M
Cap. Flow
-$275M
Cap. Flow %
-17.02%
Top 10 Hldgs %
30.32%
Holding
425
New
161
Increased
45
Reduced
86
Closed
91

Top Buys

1
HIX
Western Asset High Income Fund II
HIX
+$16.2M
2
OCSL icon
Oaktree Specialty Lending
OCSL
+$13.9M
3
BCSF icon
Bain Capital Specialty
BCSF
+$10.7M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$9.15M
5
PHD
Pioneer Floating Rate Fund
PHD
+$8.23M

Top Sells

1
GBDC icon
Golub Capital BDC
GBDC
+$33.2M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$26M
3
HFRO
Highland Opportunities and Income Fund
HFRO
+$18.2M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$17.2M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$14.8M

Sector Composition

1 Financials 8%
2 Technology 1.39%
3 Consumer Discretionary 1%
4 Industrials 0.94%
5 Healthcare 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EQOS
176
DELISTED
EQONEX LIMITED Ordinary Shares
EQOS
$1.07M 0.07%
104,017
-131,479
-56% -$1.35M
NCB
177
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$1.07M 0.07%
68,414
– –
DFNS.U
178
DELISTED
LGL Systems Acquisition Corp. Units
DFNS.U
$1.04M 0.06%
100,000
– –
VMACU
179
DELISTED
Vistas Media Acquisition Company Inc. Unit
VMACU
$1.01M 0.06%
+100,000
New +$1.01M
SRTA
180
Strata Critical Medical, Inc. Class A Common Stock
SRTA
$324M
$1.01M 0.06%
+100,000
New +$1.01M
BTAQU
181
DELISTED
Burgundy Technology Acquisition Corporation Unit
BTAQU
$996K 0.06%
+100,000
New +$996K
ROCH
182
DELISTED
Roth CH Acquisition I Co. Common Stock
ROCH
$995K 0.06%
+99,990
New +$995K
ARKO icon
183
ARKO Corp
ARKO
$558M
$969K 0.06%
+96,902
New +$969K
FIF
184
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$952K 0.06%
+106,368
New +$952K
AIF
185
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$878K 0.05%
+69,090
New +$878K
PLBY icon
186
Playboy, Inc. Common Stock
PLBY
$193M
$863K 0.05%
+85,000
New +$863K
BGT icon
187
BlackRock Floating Rate Income Trust
BGT
$342M
$856K 0.05%
76,208
-235,865
-76% -$2.65M
RBAC.U
188
DELISTED
RedBall Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one
RBAC.U
$793K 0.05%
+75,000
New +$793K
THBR
189
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$765K 0.05%
+75,000
New +$765K
SVACU
190
DELISTED
Starboard Value Acquisition Corp. Unit
SVACU
$758K 0.05%
+75,000
New +$758K
ASLE icon
191
AerSale
ASLE
$395M
$754K 0.05%
73,609
– –
IID
192
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
$747K 0.05%
168,576
+57,511
+52% +$255K
PXH icon
193
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.62B
$666K 0.04%
37,953
-80,800
-68% -$1.42M
MNTS icon
194
Momentus
MNTS
$13.6M
$662K 0.04%
+94
New +$662K
EVG
195
Eaton Vance Short Duration Diversified Income Fund
EVG
$154M
$651K 0.04%
+56,849
New +$651K
DEX
196
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$639K 0.04%
72,048
-213,801
-75% -$1.9M
CHY
197
Calamos Convertible and High Income Fund
CHY
$886M
$619K 0.04%
+53,007
New +$619K
APPHW
198
DELISTED
AppHarvest, Inc. Warrants
APPHW
$603K 0.04%
+216,072
New +$603K
IHD
199
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$107M
$589K 0.04%
89,083
-2,820
-3% -$18.6K
NUKK icon
200
Nukkleus
NUKK
$32.9M
$585K 0.04%
+10,500
New +$585K
6 7
8
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