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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+16.1%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.76B
AUM Growth
+$266M
Cap. Flow
+$63.5M
Cap. Flow %
3.61%
Top 10 Hldgs %
29.9%
Holding
338
New
64
Increased
73
Reduced
91
Closed
78

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.2M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$15.9M
3
GBDC icon
Golub Capital BDC
GBDC
+$15.4M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$15.3M
5
FEI
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
+$10.7M

Top Sells

Rank Stock Value
1
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$18.2M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$15.2M
3
ARCC icon
Ares Capital
ARCC
+$13.1M
4
MYN icon
BlackRock MuniYield New York Quality Fund
MYN
+$13M
5
RQI icon
Cohen & Steers Quality Income Realty Fund
RQI
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 5.67%
2 Technology 0.24%
3 Consumer Staples 0.2%
4 Healthcare 0.17%
5 Industrials 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTACU
176
DELISTED
PropTech Acquisition Corporation Unit
PTACU
$1.02M 0.06%
96,602
-3,398
-3% -$34.3K
PCF
177
High Income Securities Fund
PCF
$101M
$1.02M 0.06%
133,764
-64,645
-33% -$475K
EXPCU
178
DELISTED
Experience Investment Corp. Unit
EXPCU
$1.02M 0.06%
+100,000
New +$1M
ROCHU
179
DELISTED
Roth CH Acquisition I Co. Unit
ROCHU
$1M 0.06%
+100,000
New +$1M
BFIIW
180
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$1M 0.06%
244,677
-5,323
-2% -$5.98K
NCB
181
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$987K 0.06%
68,414
+52,281
+324% +$743K
FIV
182
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$922K 0.05%
111,655
-57,457
-34% -$462K
MCACU
183
DELISTED
Mountain Crest Acquisition Corp Unit
MCACU
$853K 0.05%
+85,000
New +$855K
KCAC.U
184
DELISTED
Kensington Capital Acquisition Corp.Units, each consisting of one share of Class A common stock and
KCAC.U
$802K 0.05%
+80,000
New +$803K
THBRU
185
DELISTED
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$788K 0.04%
75,000
– –
RMG.U
186
DELISTED
RMG Acquisition Corp.
RMG.U
$786K 0.04%
+75,000
New +$773K
ASLE icon
187
AerSale
ASLE
$276M
$756K 0.04%
73,609
-1,391
-2% -$14.2K
SRACU
188
DELISTED
Stable Road Acquisition Corp. Unit
SRACU
$673K 0.04%
65,707
-1,793
-3% -$17.9K
GRAF.WS
189
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
$671K 0.04%
+294,385
New +$192K
BRLIU
190
DELISTED
Brilliant Acquisition Corporation Unit
BRLIU
$602K 0.03%
+60,000
New +$602K
APXTU
191
DELISTED
Apex Technology Acquisition Corporation Unit
APXTU
$574K 0.03%
50,000
– –
IHD
192
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
$571K 0.03%
91,903
-15,100
-14% -$89.6K
HERZ
193
Herzfeld Credit Income Fund
HERZ
$32.6M
$558K 0.03%
19,450
-26,021
-57% -$748K
MAV
194
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$548K 0.03%
+52,157
New +$540K
MYC
195
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$523K 0.03%
+37,509
New +$503K
HCCOU
196
DELISTED
Healthcare Merger Corp. Units
HCCOU
$501K 0.03%
48,653
-1,347
-3% -$13.9K
GB
197
DELISTED
Global Blue Group Holding
GB
$489K 0.03%
47,727
-2,268
-5% -$23.2K
IID
198
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
$459K 0.03%
+111,065
New +$450K
BOE icon
199
BlackRock Enhanced Global Dividend Trust
BOE
$691M
$444K 0.03%
47,118
-241,714
-84% -$2.2M
MCA
200
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$441K 0.03%
+31,782
New +$426K
6 7
8
9 10

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Rivernorth Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Rivernorth Capital Management held 338 positions worth $1.76B, up 18% from $1.49B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Rivernorth Capital Management deployed $63.5M of net new capital in Q2 2020, opening 64 new positions and adding to 73 existing holdings. Its largest new stake was FIRST TRUST MLP AND ENERGY INCOME FUND: 1,863,762 shares worth $10.5M.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, up from 5.1% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Duff & Phelps Utility & Corporate Bond Trust, an estimated $18.2M trimmed.

  • Rivernorth Capital Management's largest Q2 2020 buy was FIRST TRUST MLP AND ENERGY INCOME FUND: 1,863,762 shares worth $10.5M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q2 2020, an estimated $36.2M increase.
  • Rivernorth Capital Management's biggest Q2 2020 reduction was Duff & Phelps Utility & Corporate Bond Trust, cutting an estimated $18.2M.
  • Rivernorth Capital Management fully exited BlackRock Credit Allocation Income Trust in Q2 2020, selling an estimated $15.2M.
  • Rivernorth Capital Management's ten largest holdings make up 30% of its $1.76B portfolio in Q2 2020.
  • Rivernorth Capital Management opened 64 new positions and closed 78 in Q2 2020.
  • Rivernorth Capital Management's portfolio value rose 18% quarter-over-quarter to $1.76B.

Based on Rivernorth Capital Management's 13F filing for Q2 2020, filed 14 Aug 2020.