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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.58%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.3M
AUM Growth
-$1.52B
Cap. Flow
-$21.8M
Cap. Flow %
-947.17%
Top 10 Hldgs %
51.05%
Holding
265
New
31
Increased
45
Reduced
65
Closed
22

Top Buys

Rank Stock Value
1
HIO
Western Asset High Income Opportunity Fund
HIO
+$8.28M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$6.91M
3
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$6.89M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.19M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$3.98M

Top Sells

Rank Stock Value
1
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$8.47M
2
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$7.23M
3
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$6.92M
4
FSK icon
FS KKR Capital
FSK
+$5.51M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$5.37M

Sector Composition

Rank Sector Weight
1 Financials 1.91%
2 Consumer Discretionary 0.32%
3 Healthcare 0.25%
4 Energy 0.2%
5 Technology 0.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALGR
176
DELISTED
Allegro Merger Corp
ALGR
$1K 0.04%
100,000
– –
BRMK
177
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$989 0.04%
96,000
– –
CCA
178
DELISTED
MFS California Municipal Fund
CCA
$874 0.04%
73,226
+8,236
+13% +$96K
SOR
179
Source Capital
SOR
$385M
$830 0.04%
+22,709
New +$824K
HGLB
180
Highland Global Allocation Fund
HGLB
$177M
$819 0.04%
72,858
+53,457
+276% +$639K
USA icon
181
Liberty All-Star Equity Fund
USA
$1.85B
$818 0.04%
127,564
-213,300
-63% -$1.33M
MNCLU
182
DELISTED
Monocle Acquisition Corporation Units
MNCLU
$772 0.03%
75,000
– –
GTEC icon
183
Greenland Technologies Holding
GTEC
$14.3M
$762 0.03%
75,000
– –
IHD
184
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
$694 0.03%
89,448
+55,187
+161% +$425K
RMT
185
Royce Micro-Cap Trust
RMT
$761M
$678 0.03%
+82,506
New +$682K
BFY
186
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$662 0.03%
47,933
-9,328
-16% -$129K
PDX
187
PIMCO Dynamic Income Strategy Fund
PDX
$965M
$637 0.03%
+32,466
New +$660K
VKQ icon
188
Invesco Municipal Trust
VKQ
$551M
$600 0.03%
48,704
– –
MUI
189
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$573 0.03%
40,795
-53,373
-57% -$741K
GB
190
DELISTED
Global Blue Group Holding
GB
$509 0.02%
49,995
– –
NCA icon
191
Nuveen California Municipal Value Fund
NCA
$302M
$427 0.02%
42,316
-168,420
-80% -$1.66M
FT
192
Franklin Universal Trust
FT
$197M
$424 0.02%
+58,214
New +$410K
MQT
193
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$336 0.01%
26,725
– –
NXC
194
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$331 0.01%
+22,376
New +$319K
TBRGW
195
DELISTED
Thunder Bridge Acquisition, Ltd. Warrant
TBRGW
$303 0.01%
150,000
– –
CCH.U
196
DELISTED
Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
CCH.U
$212 0.01%
20,000
– –
BQH
197
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$197 0.01%
+13,339
New +$194K
KERNW
198
DELISTED
Akerna Corp Warrant
KERNW
$145 0.01%
+48,610
New +$137K
PVT.WS
199
DELISTED
Pivotal Acquisition Corp. Redeemable Warrants, exercisable for shares of Class A Common Stock at an
PVT.WS
$135 0.01%
+100,000
New +$101K
BRACW
200
DELISTED
Black Ridge Acquisition Corp. Warrant
BRACW
$123 0.01%
300,000
– –
6 7
8
9 10

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Rivernorth Capital Management's Q2 2019 Portfolio in Review

As of Q2 2019, Rivernorth Capital Management held 265 positions worth $2.3M, down 100% from $1.52B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Rivernorth Capital Management withdrew a net $21.8M in Q2 2019, closing 22 positions and reducing 65 holdings. Its most notable exit was Ranpak Holdings, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.9% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Rivernorth Capital Management opened a new position in Proficient Alpha Acquisition Corp. Unit worth $3.27K.

  • Rivernorth Capital Management's largest Q2 2019 buy was Proficient Alpha Acquisition Corp. Unit: 325,000 shares worth $3.27K.
  • Rivernorth Capital Management added most to Western Asset High Income Opportunity Fund in Q2 2019, an estimated $8.28M increase.
  • Rivernorth Capital Management's biggest Q2 2019 reduction was Nuveen California Quality Municipal Income Fund, cutting an estimated $8.47M.
  • Rivernorth Capital Management fully exited Ranpak Holdings in Q2 2019, selling an estimated $4.08M.
  • Rivernorth Capital Management's ten largest holdings make up 51% of its $2.3M portfolio in Q2 2019.
  • Rivernorth Capital Management opened 31 new positions and closed 22 in Q2 2019.
  • Rivernorth Capital Management's portfolio value fell 100% quarter-over-quarter to $2.3M.

Based on Rivernorth Capital Management's 13F filing for Q2 2019, filed 14 Aug 2019.