RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+1.59%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.3M
AUM Growth
-$1.52B
Cap. Flow
-$21M
Cap. Flow %
-914.93%
Top 10 Hldgs %
51.05%
Holding
265
New
31
Increased
45
Reduced
65
Closed
22

Top Buys

1
HIO
Western Asset High Income Opportunity Fund
HIO
+$8.54K
2
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$6.95K
3
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$6.93K
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.32K
5
HYB
New America High Income Fund, Inc.
HYB
+$3.93K

Top Sells

1
PACK icon
Ranpak Holdings
PACK
+$4.08M
2
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
+$4.01M
3
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$2.3M
4
ASG
Liberty All-Star Growth Fund
ASG
+$2.27M
5
KXIN icon
Kaixin Holdings
KXIN
+$2.19M

Sector Composition

1 Financials 1.91%
2 Consumer Discretionary 0.32%
3 Communication Services 0.25%
4 Healthcare 0.25%
5 Energy 0.2%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ALGR
176
DELISTED
Allegro Merger Corp. Common Stock
ALGR
$1K 0.04%
100,000
– –
BRMK
177
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$989 0.04%
96,000
– –
CCA
178
DELISTED
MFS California Municipal Fund
CCA
$874 0.04%
73,226
+8,236
+13% +$98
SOR
179
Source Capital
SOR
$369M
$830 0.04%
+22,709
New +$830
HGLB
180
Highland Global Allocation Fund
HGLB
$206M
$819 0.04%
72,858
+53,457
+276% +$601
USA icon
181
Liberty All-Star Equity Fund
USA
$1.94B
$818 0.04%
127,564
-213,300
-63% -$1.37K
MNCLU
182
DELISTED
Monocle Acquisition Corporation Units
MNCLU
$772 0.03%
75,000
– –
GTEC icon
183
Greenland Technologies Holding Corp
GTEC
$22.1M
$762 0.03%
75,000
– –
IHD
184
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$106M
$694 0.03%
89,448
+55,187
+161% +$428
RMT
185
Royce Micro-Cap Trust
RMT
$541M
$678 0.03%
+82,506
New +$678
BFY
186
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$662 0.03%
47,933
-9,328
-16% -$129
PDX
187
PIMCO Dynamic Income Strategy Fund
PDX
$1.11B
$637 0.03%
+32,466
New +$637
VKQ icon
188
Invesco Municipal Trust
VKQ
$521M
$600 0.03%
48,704
– –
MUI
189
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$573 0.03%
40,795
-53,373
-57% -$750
GB
190
DELISTED
Global Blue Group Holding
GB
$509 0.02%
49,995
– –
NCA icon
191
Nuveen California Municipal Value Fund
NCA
$286M
$427 0.02%
42,316
-168,420
-80% -$1.7K
FT
192
Franklin Universal Trust
FT
$198M
$424 0.02%
+58,214
New +$424
MQT icon
193
BlackRock MuniYield Quality Fund II
MQT
$219M
$336 0.01%
26,725
– –
NXC icon
194
Nuveen CA Select Tax-Free Income Portfolio
NXC
$83.2M
$331 0.01%
+22,376
New +$331
TBRGW
195
DELISTED
Thunder Bridge Acquisition, Ltd. Warrant
TBRGW
$303 0.01%
150,000
– –
CCH.U
196
DELISTED
Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
CCH.U
$212 0.01%
20,000
– –
BQH
197
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$197 0.01%
+13,339
New +$197
KERNW
198
DELISTED
Akerna Corp Warrant
KERNW
$145 0.01%
+48,610
New +$145
PVT.WS
199
DELISTED
Pivotal Acquisition Corp. Redeemable Warrants, exercisable for shares of Class A Common Stock at an
PVT.WS
$135 0.01%
+100,000
New +$135
BRACW
200
DELISTED
Black Ridge Acquisition Corp. Warrant
BRACW
$123 0.01%
300,000
– –
6 7
8
9 10