RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-1.39%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.44B
AUM Growth
+$1.44B
Cap. Flow
+$223M
Cap. Flow %
15.54%
Top 10 Hldgs %
29.86%
Holding
197
New
68
Increased
48
Reduced
28
Closed
27

Top Buys

1
CCT
Corporate Capital Trust, Inc.
CCT
$23M
2
PHK
PIMCO High Income Fund
PHK
$20.3M
3
HFRO
Highland Opportunities and Income Fund
HFRO
$19.7M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$17.6M
5
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$17.1M

Top Sells

1
GLO
Clough Global Opportunities Fund
GLO
$21.9M
2
GLQ
Clough Global Equity Fund
GLQ
$17.7M
3
ADX icon
Adams Diversified Equity Fund
ADX
$12M
4
RVT icon
Royce Value Trust
RVT
$8.75M
5
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
$4.64M

Sector Composition

1 Financials 3.32%
2 Technology 0.69%
3 Consumer Staples 0.52%
4 Energy 0.38%
5 Industrials 0.32%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GCH
176
DELISTED
Aberdeen Greater China Fund, Inc
GCH
– –
-98,208
Closed -$1.15M
ATACU
177
DELISTED
Atlantic Acquisition Corp. Unit
ATACU
– –
-150,000
Closed -$1.55M
OSPRU
178
DELISTED
Osprey Energy Acquisition Corp. Unit
OSPRU
– –
-175,000
Closed -$1.74M
HCAC.U
179
DELISTED
Hennessy Capital Acquisition Corp. III Units, each consisting of one share of Common Stock and one-h
HCAC.U
– –
-225,000
Closed -$2.33M
INDUU
180
DELISTED
Industrea Acquisition Corp. Unit
INDUU
– –
-150,000
Closed -$1.52M
DOTAU
181
DELISTED
Draper Oakwood Technology Acquisition, Inc. Unit
DOTAU
– –
-120,000
Closed -$1.22M
BCACU
182
DELISTED
Bison Capital Acquisition Corp. Unit
BCACU
– –
-125,000
Closed -$1.28M
CNACU
183
DELISTED
Constellation Alpha Capital Corp. Unit
CNACU
– –
-120,000
Closed -$1.22M
MMDMU
184
DELISTED
Modern Media Acquisition Corp. Unit
MMDMU
– –
-230,000
Closed -$2.41M
WRLSU
185
DELISTED
Pensare Acquisition Corp. Unit
WRLSU
– –
-350,000
Closed -$3.59M
KBLMU
186
DELISTED
KBL Merger Corp. IV Unit
KBLMU
– –
-230,000
Closed -$2.33M
MVC
187
DELISTED
MVC Capital, Inc.
MVC
– –
-97,270
Closed -$974K
FAM
188
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
– –
-78,435
Closed -$922K
LGI
189
Lazard Global Total Return & Income Fund
LGI
$229M
– –
-129,941
Closed -$2.19M
GLV
190
Clough Global Dividend & Income Fund
GLV
$71.7M
– –
-137,135
Closed -$1.91M
GECC icon
191
Great Elm Capital Corp
GECC
$130M
– –
-141,656
Closed -$3.55M
GDO
192
Western Asset Global Corporate Defined Opportunity Fund
GDO
$89.5M
– –
-20,249
Closed -$371K
EVG
193
Eaton Vance Short Duration Diversified Income Fund
EVG
$152M
– –
-65,567
Closed -$934K
ERC
194
Allspring Multi-Sector Income Fund
ERC
$266M
– –
-110,653
Closed -$1.48M
CGBD icon
195
Carlyle Secured Lending
CGBD
$1.01B
– –
-75,196
Closed -$1.41M
BOE icon
196
BlackRock Enhanced Global Dividend Trust
BOE
$656M
– –
-343,090
Closed -$4.64M
LAQ
197
DELISTED
Aberdeen Latin America Equity Fund, Inc.
LAQ
– –
-30,392
Closed -$832K
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