RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+9.45%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.09B
AUM Growth
+$2.09B
Cap. Flow
-$824K
Cap. Flow %
-0.04%
Top 10 Hldgs %
31.09%
Holding
587
New
43
Increased
68
Reduced
80
Closed
98

Top Buys

1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
$53.5M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$23.6M
3
MYD icon
BlackRock MuniYield Fund
MYD
$21.7M
4
NUV icon
Nuveen Municipal Value Fund
NUV
$13.6M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
$12.9M

Top Sells

1
JPS
Nuveen Preferred & Income Securities Fund
JPS
$42M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$30.7M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
$24.6M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$18.6M
5
ZTR
Virtus Total Return Fund
ZTR
$18M

Sector Composition

1 Financials 10.75%
2 Healthcare 0.89%
3 Technology 0.61%
4 Industrials 0.53%
5 Consumer Discretionary 0.23%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MARX
151
DELISTED
Mars Acquisition Corp. Ordinary Shares
MARX
$2.12M 0.1% 199,496 – –
BINC icon
152
BlackRock Flexible Income ETF
BINC
$11.6B
$2.12M 0.1% 40,562 +20,000 +97% +$1.05M
DMYY icon
153
dMY Squared
DMYY
$49.6M
$2.12M 0.1% 199,998 – –
GLQ
154
Clough Global Equity Fund
GLQ
$139M
$2.1M 0.1% 354,470 +50,171 +16% +$298K
IRRX
155
DELISTED
Integrated Rail and Resources Acquisition Corp.
IRRX
$2.07M 0.1% 190,136 – –
BOWN icon
156
Bowen Acquisition Corp
BOWN
$2.06M 0.1% 200,000 – –
BAYAU
157
Bayview Acquisition Corp Unit
BAYAU
$2.02M 0.1% +200,000 New +$2.02M
OCAX
158
DELISTED
OCA Acquisition Corp. Class A Common Stock
OCAX
$1.97M 0.09% 182,474 – –
GBBK
159
DELISTED
Global Blockchain Acquisition Corp. Common Stock
GBBK
$1.93M 0.09% 182,879 – –
DHAI icon
160
DIH Holdings US
DHAI
$12.5M
$1.92M 0.09% 176,404 -72,474 -29% -$791K
KLTO
161
Klotho Neurosciences, Inc. Common Stock
KLTO
$42.6M
$1.92M 0.09% 179,944 – –
VFL
162
abrdn National Municipal Income Fund
VFL
$118M
$1.91M 0.09% 187,326 – –
JFR icon
163
Nuveen Floating Rate Income Fund
JFR
$1.13B
$1.89M 0.09% 230,085 -45,713 -17% -$376K
NCA icon
164
Nuveen California Municipal Value Fund
NCA
$282M
$1.84M 0.09% 205,914 -219,798 -52% -$1.97M
ASCA
165
DELISTED
A SPAC I Acquisition Corp. Class A Ordinary Share
ASCA
$1.83M 0.09% 167,608 -24,388 -13% -$266K
NAN icon
166
Nuveen New York Quality Municipal Income Fund
NAN
$339M
$1.81M 0.09% 164,068 +143,155 +685% +$1.58M
AFJKU
167
DELISTED
Aimei Health Technology Co., Ltd Unit
AFJKU
$1.79M 0.09% +175,000 New +$1.79M
TBMC icon
168
Trailblazer Merger Corp I
TBMC
$52.3M
$1.72M 0.08% 164,022 – –
USAR
169
USA Rare Earth, Inc. Class A Common Stock
USAR
$1.45B
$1.7M 0.08% 164,920 -46,592 -22% -$481K
DMF
170
DELISTED
BNY Mellon Municipal Income
DMF
$1.7M 0.08% +261,296 New +$1.7M
CXH
171
MFS Investment Grade Municipal Trust
CXH
$61.2M
$1.7M 0.08% 224,172 +21,993 +11% +$166K
CURR
172
Currenc Group Inc. Ordinary Shares
CURR
$131M
$1.68M 0.08% 150,000 – –
FPL
173
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$1.67M 0.08% 242,804 -75,100 -24% -$517K
KACL
174
DELISTED
Kairous Acquisition Corp. Limited Ordinary Shares
KACL
$1.67M 0.08% 145,396 -3,240 -2% -$37.2K
WINV
175
DELISTED
WinVest Acquisition Corp. Common Stock
WINV
$1.65M 0.08% 150,000 – –
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