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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+9.45%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.09B
AUM Growth
+$159M
Cap. Flow
-$8M
Cap. Flow %
-0.38%
Top 10 Hldgs %
31.09%
Holding
587
New
43
Increased
68
Reduced
80
Closed
98

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$50.4M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$21.8M
3
MYD
BlackRock MuniYield Fund
MYD
+$19.7M
4
NUV icon
Nuveen Municipal Value Fund
NUV
+$13.2M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$12.5M

Top Sells

Rank Stock Value
1
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$42M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$28.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$23.2M
4
ZTR
Virtus Total Return Fund
ZTR
+$18M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 10.43%
2 Technology 0.93%
3 Healthcare 0.8%
4 Industrials 0.53%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MARX
151
DELISTED
Mars Acquisition Corp. Ordinary Shares
MARX
$2.12M 0.1%
199,496
– –
BINC icon
152
BlackRock Flexible Income ETF
BINC
$16.3B
$2.12M 0.1%
40,562
+20,000
+97% +$1.02M
DMYY
153
DELISTED
dMY Squared
DMYY
$2.12M 0.1%
199,998
– –
GLQ
154
Clough Global Equity Fund
GLQ
$157M
$2.1M 0.1%
354,470
+50,171
+16% +$283K
IRRX
155
DELISTED
Integrated Rail and Resources Acquisition Corp.
IRRX
$2.07M 0.1%
190,136
– –
BOWN
156
DELISTED
Bowen Acquisition Corp
BOWN
$2.06M 0.1%
200,000
– –
BAYAU
157
DELISTED
Bayview Acquisition Corp Unit
BAYAU
$2.02M 0.1%
+200,000
New +$2.02M
OCAX
158
DELISTED
OCA Acquisition Corp. Class A Common Stock
OCAX
$1.97M 0.09%
182,474
– –
GBBK
159
DELISTED
Global Blockchain Acquisition Corp. Common Stock
GBBK
$1.93M 0.09%
182,879
– –
DHAI
160
DELISTED
DIH Holdings US
DHAI
$1.92M 0.09%
7,056
-2,899
-29% -$691K
GRML
161
Greenland Mines Ltd
GRML
$31.5M
$1.92M 0.09%
179,944
– –
VFL
162
DELISTED
abrdn National Municipal Income Fund
VFL
$1.91M 0.09%
187,326
– –
JFR icon
163
Nuveen Floating Rate Income Fund
JFR
$1.26B
$1.89M 0.09%
230,085
-45,713
-17% -$365K
NCA icon
164
Nuveen California Municipal Value Fund
NCA
$304M
$1.84M 0.09%
205,914
-219,798
-52% -$1.84M
ASCA
165
DELISTED
A SPAC I Acquisition Corp. Class A Ordinary Share
ASCA
$1.83M 0.09%
167,608
-24,388
-13% -$265K
NAN icon
166
Nuveen New York Quality Municipal Income Fund
NAN
$371M
$1.81M 0.09%
164,068
+143,155
+685% +$1.43M
AFJKU
167
Aimei Health Technology Co Unit
AFJKU
$1.78M 0.09%
+175,000
New +$1.78M
TBMC
168
DELISTED
Trailblazer Merger Corp I
TBMC
$1.72M 0.08%
164,022
– –
USAR
169
USA Rare Earth Inc
USAR
$4.63B
$1.7M 0.08%
164,920
-46,592
-22% -$479K
DMF
170
DELISTED
BNY Mellon Municipal Income
DMF
$1.7M 0.08%
+261,296
New +$1.56M
CXH
171
DELISTED
MFS Investment Grade Municipal Trust
CXH
$1.7M 0.08%
224,172
+21,993
+11% +$156K
CURR
172
Currenc Group
CURR
$418M
$1.68M 0.08%
150,000
– –
FPL
173
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$1.67M 0.08%
242,804
-75,100
-24% -$502K
KACL
174
DELISTED
Kairous Acquisition Corp. Limited Ordinary Shares
KACL
$1.67M 0.08%
145,396
-3,240
-2% -$36.9K
WINV
175
DELISTED
WinVest Acquisition Corp. Common Stock
WINV
$1.65M 0.08%
150,000
– –
5 6
7
8 9

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Rivernorth Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rivernorth Capital Management held 587 positions worth $2.09B, up 8.3% from $1.93B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management's Q4 2023 filing shows 43 new, 68 increased, 80 reduced and 98 closed positions. Its largest new stake was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M. The largest sale was Nuveen Preferred & Income Securities Fund, an estimated $42M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 12% a quarter earlier, followed by Technology and Healthcare.

  • Rivernorth Capital Management's largest Q4 2023 buy was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M.
  • Rivernorth Capital Management added most to Nuveen Preferred & Income Opportunities Fund in Q4 2023, an estimated $50.4M increase.
  • Rivernorth Capital Management's biggest Q4 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $28.5M.
  • Rivernorth Capital Management fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $42M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $2.09B portfolio in Q4 2023.
  • Rivernorth Capital Management opened 43 new positions and closed 98 in Q4 2023.
  • Rivernorth Capital Management's portfolio value rose 8.3% quarter-over-quarter to $2.09B.

Based on Rivernorth Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.