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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$500M
Cap. Flow %
20.19%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

Rank Stock Value
1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$59.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$51.9M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45.7M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$45.3M

Top Sells

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43.9M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

Rank Sector Weight
1 Financials 18.77%
2 Technology 1.7%
3 Healthcare 1.36%
4 Industrials 1.31%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSPRU
151
DELISTED
Larkspur Health Acquisition Corp. Unit
LSPRU
$2.76M 0.11%
+275,000
New +$2.75M
CMU
152
DELISTED
MFS High Yield Municipal Trust
CMU
$2.74M 0.11%
606,015
+403,051
+199% +$1.82M
CXH
153
DELISTED
MFS Investment Grade Municipal Trust
CXH
$2.72M 0.11%
263,847
+11,938
+5% +$118K
MNP
154
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$2.7M 0.11%
173,400
+81,648
+89% +$1.28M
FDEU
155
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$2.67M 0.11%
200,686
+144,041
+254% +$1.86M
HERA
156
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
$2.64M 0.11%
270,000
+170,000
+170% +$1.66M
INTEU
157
DELISTED
Integral Acquisition Corporation 1 Unit
INTEU
$2.57M 0.1%
+256,062
New +$2.57M
WWACU
158
DELISTED
Worldwide Webb Acquisition Corp. Unit
WWACU
$2.56M 0.1%
+256,977
New +$2.56M
NUW icon
159
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
$2.56M 0.1%
154,307
+5,669
+4% +$94.7K
BPACU
160
DELISTED
Bullpen Parlay Acquisition Company Unit
BPACU
$2.55M 0.1%
+251,000
New +$2.52M
CCTSU
161
DELISTED
Cactus Acquisition Corp. 1 Limited Unit
CCTSU
$2.51M 0.1%
+250,000
New +$2.52M
IRRX.U
162
DELISTED
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
$2.51M 0.1%
+250,000
New +$2.51M
SCLX icon
163
Scilex Holding
SCLX
$47.1M
$2.51M 0.1%
7,143
– –
MPRAU
164
DELISTED
Mercato Partners Acquisition Corporation Unit
MPRAU
$2.51M 0.1%
+250,000
New +$2.51M
NVACU
165
DELISTED
NorthView Acquisition Corporation Unit
NVACU
$2.5M 0.1%
+250,000
New +$2.51M
EVE.U
166
DELISTED
EVe Mobility Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
EVE.U
$2.5M 0.1%
+250,000
New +$2.5M
BFAC.U
167
DELISTED
Battery Future Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
BFAC.U
$2.5M 0.1%
+250,000
New +$2.5M
DFLI icon
168
Dragonfly Energy
DFLI
$18.8M
$2.49M 0.1%
2,778
+2,640
+1,913% +$2.37M
MSPR
169
DELISTED
MSP Recovery Inc
MSPR
$2.49M 0.1%
57
– –
IMAQ
170
DELISTED
International Media Acquisition Corp. Class A Common Stock
IMAQ
$2.46M 0.1%
250,000
+237,586
+1,914% +$2.34M
NOAC
171
DELISTED
Natural Order Acquisition Corp. Common Stock
NOAC
$2.45M 0.1%
250,000
– –
SVFB
172
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
$2.45M 0.1%
+246,082
New +$2.44M
DMF
173
DELISTED
BNY Mellon Municipal Income
DMF
$2.38M 0.1%
+274,975
New +$2.46M
RNERU
174
DELISTED
Mount Rainier Acquisition Corp. Unit
RNERU
$2.29M 0.09%
+225,000
New +$2.28M
FRA icon
175
BlackRock Floating Rate Income Strategies Fund
FRA
$388M
$2.21M 0.09%
164,823
-321,633
-66% -$4.35M
5 6
7
8 9

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Rivernorth Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rivernorth Capital Management held 830 positions worth $2.47B, up 31% from $1.89B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $500M of net new capital in Q4 2021, opening 261 new positions and adding to 95 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI Emerging Markets ETF, an estimated $43.9M trimmed.

  • Rivernorth Capital Management's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.
  • Rivernorth Capital Management added most to BlackRock Capital Allocation Term Trust in Q4 2021, an estimated $80.9M increase.
  • Rivernorth Capital Management's biggest Q4 2021 reduction was Invesco FTSE RAFI Emerging Markets ETF, cutting an estimated $43.9M.
  • Rivernorth Capital Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $32.4M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $2.47B portfolio in Q4 2021.
  • Rivernorth Capital Management opened 261 new positions and closed 112 in Q4 2021.
  • Rivernorth Capital Management's portfolio value rose 31% quarter-over-quarter to $2.47B.

Based on Rivernorth Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.