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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+16.1%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.76B
AUM Growth
+$266M
Cap. Flow
+$63.5M
Cap. Flow %
3.61%
Top 10 Hldgs %
29.9%
Holding
338
New
64
Increased
73
Reduced
91
Closed
78

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.2M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$15.9M
3
GBDC icon
Golub Capital BDC
GBDC
+$15.4M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$15.3M
5
FEI
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
+$10.7M

Top Sells

Rank Stock Value
1
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$18.2M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$15.2M
3
ARCC icon
Ares Capital
ARCC
+$13.1M
4
MYN icon
BlackRock MuniYield New York Quality Fund
MYN
+$13M
5
RQI icon
Cohen & Steers Quality Income Realty Fund
RQI
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 5.67%
2 Technology 0.24%
3 Consumer Staples 0.2%
4 Healthcare 0.17%
5 Industrials 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGROU
151
DELISTED
Collective Growth Corporation Unit
CGROU
$1.9M 0.11%
+200,000
New +$1.99M
NYV
152
DELISTED
Nuveen New York Municipal Value Fund 2
NYV
$1.86M 0.11%
136,597
+26,213
+24% +$352K
FTACU
153
DELISTED
FinTech Acquisition Corp. III Unit
FTACU
$1.84M 0.1%
146,765
-3,235
-2% -$35.1K
ESSCU
154
DELISTED
East Stone Acquisition Corporation Unit
ESSCU
$1.68M 0.1%
165,000
– –
EMO
155
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.04B
$1.62M 0.09%
+137,645
New +$1.6M
CPZ
156
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$268M
$1.62M 0.09%
104,389
+17,409
+20% +$264K
ORSNU
157
DELISTED
Orisun Acquisition Corp. Unit
ORSNU
$1.61M 0.09%
160,000
– –
VWO icon
158
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$1.58M 0.09%
40,000
-30,000
-43% -$1.11M
RPLA.U
159
DELISTED
Replay Acquisition Corp.
RPLA.U
$1.55M 0.09%
145,910
-4,090
-3% -$42.1K
LATNU
160
DELISTED
Union Acquisition Corp. II Units containing one ordinary share and one redeemable warrant
LATNU
$1.53M 0.09%
150,000
– –
NBACU
161
DELISTED
Newborn Acquisition Corp. Unit
NBACU
$1.51M 0.09%
146,208
-3,792
-3% -$37.7K
INSUU
162
DELISTED
Insurance Acquisition Corp. Unit
INSUU
$1.48M 0.08%
98,794
-1,206
-1% -$14.1K
MUS
163
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$1.45M 0.08%
119,163
– –
NPAUU
164
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
$1.42M 0.08%
135,000
– –
FEAC.U
165
DELISTED
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
$1.4M 0.08%
120,000
– –
KTF
166
DWS Municipal Income Trust
KTF
$352M
$1.36M 0.08%
125,699
+53,008
+73% +$558K
CEM
167
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$1.3M 0.07%
+81,647
New +$1.31M
EVY
168
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
$1.25M 0.07%
98,686
+18,635
+23% +$230K
MCI
169
Barings Corporate Investors
MCI
$341M
$1.22M 0.07%
90,537
+79,787
+742% +$1.06M
NML
170
Neuberger Energy Infrastructure and Income Fund Inc
NML
$589M
$1.16M 0.07%
+395,011
New +$1.1M
FVAC.U
171
DELISTED
Fortress Value Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FVAC.U
$1.11M 0.06%
+108,200
New +$1.09M
LSACU
172
DELISTED
LifeSci Acquisition Corp. Unit 1 COM & 1 WT
LSACU
$1.1M 0.06%
100,000
– –
LSEA
173
DELISTED
Landsea Homes
LSEA
$1.07M 0.06%
100,000
– –
HYACU
174
DELISTED
Haymaker Acquisition Corp. II Unit
HYACU
$1.06M 0.06%
96,904
-3,096
-3% -$32.9K
DFNS.U
175
DELISTED
LGL Systems Acquisition Corp. Units
DFNS.U
$1.02M 0.06%
+100,000
New +$1M
5 6
7
8 9

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Rivernorth Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Rivernorth Capital Management held 338 positions worth $1.76B, up 18% from $1.49B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Rivernorth Capital Management deployed $63.5M of net new capital in Q2 2020, opening 64 new positions and adding to 73 existing holdings. Its largest new stake was FIRST TRUST MLP AND ENERGY INCOME FUND: 1,863,762 shares worth $10.5M.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, up from 5.1% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Duff & Phelps Utility & Corporate Bond Trust, an estimated $18.2M trimmed.

  • Rivernorth Capital Management's largest Q2 2020 buy was FIRST TRUST MLP AND ENERGY INCOME FUND: 1,863,762 shares worth $10.5M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q2 2020, an estimated $36.2M increase.
  • Rivernorth Capital Management's biggest Q2 2020 reduction was Duff & Phelps Utility & Corporate Bond Trust, cutting an estimated $18.2M.
  • Rivernorth Capital Management fully exited BlackRock Credit Allocation Income Trust in Q2 2020, selling an estimated $15.2M.
  • Rivernorth Capital Management's ten largest holdings make up 30% of its $1.76B portfolio in Q2 2020.
  • Rivernorth Capital Management opened 64 new positions and closed 78 in Q2 2020.
  • Rivernorth Capital Management's portfolio value rose 18% quarter-over-quarter to $1.76B.

Based on Rivernorth Capital Management's 13F filing for Q2 2020, filed 14 Aug 2020.