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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.58%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.3M
AUM Growth
-$1.52B
Cap. Flow
-$21.8M
Cap. Flow %
-947.17%
Top 10 Hldgs %
51.05%
Holding
265
New
31
Increased
45
Reduced
65
Closed
22

Top Buys

Rank Stock Value
1
HIO
Western Asset High Income Opportunity Fund
HIO
+$8.28M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$6.91M
3
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$6.89M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.19M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$3.98M

Top Sells

Rank Stock Value
1
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$8.47M
2
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$7.23M
3
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$6.92M
4
FSK icon
FS KKR Capital
FSK
+$5.51M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$5.37M

Sector Composition

Rank Sector Weight
1 Financials 1.91%
2 Consumer Discretionary 0.32%
3 Healthcare 0.25%
4 Energy 0.2%
5 Technology 0.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HNW
151
DELISTED
Pioneer Diversified High Income Fund
HNW
$1.49K 0.06%
+104,135
New +$1.49M
VGM icon
152
Invesco Trust Investment Grade Municipals
VGM
$564M
$1.48K 0.06%
+116,877
New +$1.45M
MXE
153
Mexico Equity and Income Fund
MXE
$59.6M
$1.41K 0.06%
126,685
– –
EFF
154
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$1.39K 0.06%
+92,649
New +$1.4M
TZACU
155
DELISTED
Tenzing Acquisition Corp. Units
TZACU
$1.3K 0.06%
125,000
– –
JEMD
156
DELISTED
Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share
JEMD
$1.29K 0.06%
145,889
-170,518
-54% -$1.49M
FIV
157
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$1.28K 0.06%
143,702
-186,626
-56% -$1.66M
IGIC icon
158
International General Insurance
IGIC
$1.15B
$1.27K 0.06%
125,000
– –
HCCH
159
DELISTED
HL Acquisitions Corp. Ordinary Shares
HCCH
$1.26K 0.06%
125,000
– –
MNE
160
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$1.25K 0.05%
87,042
+28,958
+50% +$408K
CLNN icon
161
Clene
CLNN
$67.5M
$1.2K 0.05%
5,900
– –
PCF
162
High Income Securities Fund
PCF
$99.9M
$1.19K 0.05%
+143,311
New +$1.23M
NQP
163
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$1.16K 0.05%
+85,053
New +$1.14M
ZF
164
DELISTED
Virtus Total Return Fund Inc.
ZF
$1.1K 0.05%
103,965
-359,745
-78% -$3.64M
WIA
165
Western Asset Inflation-Linked Income Fund
WIA
$186M
$1.09K 0.05%
+93,179
New +$1.04M
KTF
166
DWS Municipal Income Trust
KTF
$352M
$1.07K 0.05%
95,099
-28,815
-23% -$321K
HSACU
167
DELISTED
Health Sciences Acquisitions Corporation Units
HSACU
$1.06K 0.05%
+100,000
New +$1.04M
LOACU
168
DELISTED
Longevity Acquisition Corporation Units
LOACU
$1.03K 0.04%
100,000
– –
INSUU
169
DELISTED
Insurance Acquisition Corp. Unit
INSUU
$1.03K 0.04%
100,000
– –
CTACU
170
DELISTED
ChaSerg Technology Acquisition Corp. Unit
CTACU
$1.02K 0.04%
100,000
– –
EDTXU
171
DELISTED
EdtechX Holdings Acquisition Corp. Unit
EDTXU
$1.02K 0.04%
100,000
– –
HYACU
172
DELISTED
Haymaker Acquisition Corp. II Unit
HYACU
$1.02K 0.04%
+100,000
New +$1.01M
LSEA
173
DELISTED
Landsea Homes
LSEA
$1.02K 0.04%
100,000
– –
PVT
174
DELISTED
Pivotal Acquisition Corp.
PVT
$1.01K 0.04%
+100,000
New +$1.01M
ACTTU
175
DELISTED
Act II Global Acquisition Corp Unit
ACTTU
$1.01K 0.04%
+100,000
New +$1.01M
5 6
7
8 9

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Rivernorth Capital Management's Q2 2019 Portfolio in Review

As of Q2 2019, Rivernorth Capital Management held 265 positions worth $2.3M, down 100% from $1.52B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Rivernorth Capital Management withdrew a net $21.8M in Q2 2019, closing 22 positions and reducing 65 holdings. Its most notable exit was Ranpak Holdings, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.9% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Rivernorth Capital Management opened a new position in Proficient Alpha Acquisition Corp. Unit worth $3.27K.

  • Rivernorth Capital Management's largest Q2 2019 buy was Proficient Alpha Acquisition Corp. Unit: 325,000 shares worth $3.27K.
  • Rivernorth Capital Management added most to Western Asset High Income Opportunity Fund in Q2 2019, an estimated $8.28M increase.
  • Rivernorth Capital Management's biggest Q2 2019 reduction was Nuveen California Quality Municipal Income Fund, cutting an estimated $8.47M.
  • Rivernorth Capital Management fully exited Ranpak Holdings in Q2 2019, selling an estimated $4.08M.
  • Rivernorth Capital Management's ten largest holdings make up 51% of its $2.3M portfolio in Q2 2019.
  • Rivernorth Capital Management opened 31 new positions and closed 22 in Q2 2019.
  • Rivernorth Capital Management's portfolio value fell 100% quarter-over-quarter to $2.3M.

Based on Rivernorth Capital Management's 13F filing for Q2 2019, filed 14 Aug 2019.