RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+8.69%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.52B
AUM Growth
-$160M
Cap. Flow
-$291M
Cap. Flow %
-19.15%
Top 10 Hldgs %
30.38%
Holding
315
New
23
Increased
46
Reduced
77
Closed
81

Top Buys

1
EHI
Western Asset Global High Income Fund
EHI
+$10.8M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$10.6M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$8.83M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$7.32M
5
PMO
Putnam Municipal Opportunities Trust
PMO
+$7.07M

Top Sells

1
FSK icon
FS KKR Capital
FSK
+$17M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$15.2M
3
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$15.2M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$14.4M
5
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$13.8M

Sector Composition

1 Financials 3.18%
2 Consumer Discretionary 0.9%
3 Technology 0.54%
4 Communication Services 0.38%
5 Healthcare 0.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IGIC icon
151
International General Insurance
IGIC
$1.03B
$1.26M 0.08%
125,000
– –
HCCH
152
DELISTED
HL Acquisitions Corp. Ordinary Shares
HCCH
$1.25M 0.08%
125,000
– –
CLNN icon
153
Clene
CLNN
$60.2M
$1.19M 0.08%
5,900
– –
MHN icon
154
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$295M
$1.1M 0.07%
85,231
-2,946
-3% -$38.1K
CEV
155
Eaton Vance California Municipal Income Trust
CEV
$67.7M
$1.09M 0.07%
+91,005
New +$1.09M
NUO
156
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$1.09M 0.07%
+75,449
New +$1.09M
PVT.U
157
DELISTED
Pivotal Acquisition Corp.
PVT.U
$1.03M 0.07%
+100,000
New +$1.03M
LOACU
158
DELISTED
Longevity Acquisition Corporation Units
LOACU
$1.03M 0.07%
100,000
– –
EDTXU
159
DELISTED
EdtechX Holdings Acquisition Corp. Unit
EDTXU
$1.02M 0.07%
100,000
– –
HYB
160
DELISTED
New America High Income Fund, Inc.
HYB
$1.01M 0.07%
+119,342
New +$1.01M
INSUU
161
DELISTED
Insurance Acquisition Corp. Unit
INSUU
$1.01M 0.07%
+100,000
New +$1.01M
CTACU
162
DELISTED
ChaSerg Technology Acquisition Corp. Unit
CTACU
$1.01M 0.07%
100,000
– –
LSEA
163
DELISTED
Landsea Homes
LSEA
$1.01M 0.07%
100,000
– –
ALGR
164
DELISTED
Allegro Merger Corp. Common Stock
ALGR
$998K 0.07%
100,000
– –
NKG
165
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
$990K 0.07%
+83,078
New +$990K
BRMK
166
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$981K 0.06%
96,000
– –
EVG
167
Eaton Vance Short Duration Diversified Income Fund
EVG
$153M
$934K 0.06%
+72,000
New +$934K
MNE
168
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$790K 0.05%
+58,084
New +$790K
BFY
169
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$779K 0.05%
57,261
-1,071
-2% -$14.6K
GTEC icon
170
Greenland Technologies Holding Corp
GTEC
$22.4M
$755K 0.05%
75,000
– –
MNCLU
171
DELISTED
Monocle Acquisition Corporation Units
MNCLU
$753K 0.05%
+75,000
New +$753K
CCA
172
DELISTED
MFS California Municipal Fund
CCA
$740K 0.05%
64,990
-33,866
-34% -$386K
NZF icon
173
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$704K 0.05%
46,691
-629,534
-93% -$9.49M
CLVT icon
174
Clarivate
CLVT
$2.96B
$672K 0.04%
+49,998
New +$672K
VKQ icon
175
Invesco Municipal Trust
VKQ
$520M
$587K 0.04%
48,704
-151,448
-76% -$1.83M
5 6
7
8 9