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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.35%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.44B
AUM Growth
+$213M
Cap. Flow
+$227M
Cap. Flow %
15.78%
Top 10 Hldgs %
29.86%
Holding
197
New
68
Increased
48
Reduced
28
Closed
27

Top Buys

Rank Stock Value
1
CCT
Corporate Capital Trust, Inc.
CCT
+$25.2M
2
PHK
PIMCO High Income Fund
PHK
+$20.9M
3
HFRO
Highland Opportunities and Income Fund
HFRO
+$19.5M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$17.7M
5
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$17.5M

Top Sells

Rank Stock Value
1
GLO
Clough Global Opportunities Fund
GLO
+$22.4M
2
GLQ
Clough Global Equity Fund
GLQ
+$17.8M
3
ADX icon
Adams Diversified Equity Fund
ADX
+$12.2M
4
RVT icon
Royce Value Trust
RVT
+$8.6M
5
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
+$4.64M

Sector Composition

Rank Sector Weight
1 Financials 3.89%
2 Technology 0.98%
3 Consumer Staples 0.52%
4 Energy 0.38%
5 Industrials 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNTEW
151
DELISTED
FinTech Acquisition Corp. II Warrant
FNTEW
$86K 0.01%
62,501
– –
FMCIW
152
DELISTED
Forum Merger Corporation Warrant
FMCIW
$68K ﹤0.01%
100,000
– –
KBLMR
153
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$67K ﹤0.01%
+230,000
New +$67.7K
MMDMW
154
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$63K ﹤0.01%
+115,000
New +$58.2K
INDUW
155
DELISTED
Industrea Acquisition Corp. Warrant
INDUW
$63K ﹤0.01%
+150,000
New +$60.3K
MPACW
156
DELISTED
Matlin & Partners Acquisition Corporation
MPACW
$63K ﹤0.01%
150,000
– –
STLRW
157
DELISTED
Stellar Acquisition III Inc. Warrants
STLRW
$62K ﹤0.01%
200,000
– –
OSPRW
158
DELISTED
Osprey Energy Acquisition Corp. Warrant
OSPRW
$61K ﹤0.01%
+87,500
New +$65.3K
DOTAR
159
DELISTED
Draper Oakwood Technology Acquisition, Inc. Rights
DOTAR
$60K ﹤0.01%
+120,000
New +$54.2K
IAMXW
160
DELISTED
I-AM Capital Acquisition Company Warrant
IAMXW
$50K ﹤0.01%
+150,000
New +$41.4K
BCACR
161
DELISTED
Bison Capital Acquistion Corp Rights
BCACR
$47K ﹤0.01%
+125,000
New +$38.5K
KBLMW
162
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$45K ﹤0.01%
+230,000
New +$43.3K
CMSSW
163
DELISTED
CM Seven Star Acquisition Corporation Warrant
CMSSW
$44K ﹤0.01%
+150,000
New +$41.4K
DOTAW
164
DELISTED
Draper Oakwood Technology Acquisition, Inc. Warrant
DOTAW
$40K ﹤0.01%
+60,000
New +$32.4K
CNACR
165
DELISTED
Constellation Alpha Capital Corp. Right
CNACR
$37K ﹤0.01%
+120,000
New +$34.8K
GTYHW
166
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
$36K ﹤0.01%
26,667
– –
BRACR
167
DELISTED
Black Ridge Acquisition Corp. Right
BRACR
$28K ﹤0.01%
+100,000
New +$27.8K
CNACW
168
DELISTED
Constellation Alpha Capital Corp. Warrant
CNACW
$26K ﹤0.01%
+120,000
New +$26.1K
BCACW
169
DELISTED
Bison Capital Acquistion Corp Warrant
BCACW
$23K ﹤0.01%
+62,500
New +$22K
HUNTW
170
DELISTED
Hunter Maritime Acquisition Corp. Warrant
HUNTW
$23K ﹤0.01%
75,001
– –
BOE icon
171
BlackRock Enhanced Global Dividend Trust
BOE
$684M
– –
-343,090
Closed -$4.64M
CGBD icon
172
Carlyle Secured Lending
CGBD
$758M
– –
-75,196
Closed -$1.41M
ERC
173
Allspring Multi-Sector Income Fund
ERC
$259M
– –
-110,653
Closed -$1.48M
EVG
174
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
– –
-65,567
Closed -$934K
GDO
175
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
– –
-20,249
Closed -$371K
4 5 6
7
8

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Rivernorth Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Rivernorth Capital Management held 197 positions worth $1.44B, up 17% from $1.23B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Rivernorth Capital Management deployed $227M of net new capital in Q4 2017, opening 68 new positions and adding to 48 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 1,436,616 shares worth $23M.

By sector, the portfolio is most concentrated in Financials at 3.9% of assets, down from 4.2% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Clough Global Opportunities Fund, an estimated $22.4M trimmed.

  • Rivernorth Capital Management's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 1,436,616 shares worth $23M.
  • Rivernorth Capital Management added most to Liberty All-Star Equity Fund in Q4 2017, an estimated $10.4M increase.
  • Rivernorth Capital Management's biggest Q4 2017 reduction was Clough Global Opportunities Fund, cutting an estimated $22.4M.
  • Rivernorth Capital Management fully exited BlackRock Enhanced Global Dividend Trust in Q4 2017, selling an estimated $4.64M.
  • Rivernorth Capital Management's ten largest holdings make up 30% of its $1.44B portfolio in Q4 2017.
  • Rivernorth Capital Management opened 68 new positions and closed 27 in Q4 2017.
  • Rivernorth Capital Management's portfolio value rose 17% quarter-over-quarter to $1.44B.

Based on Rivernorth Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.