RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-1.39%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.44B
AUM Growth
+$213M
Cap. Flow
+$223M
Cap. Flow %
15.54%
Top 10 Hldgs %
29.86%
Holding
197
New
68
Increased
48
Reduced
28
Closed
27

Top Buys

1
CCT
Corporate Capital Trust, Inc.
CCT
$23M
2
PHK
PIMCO High Income Fund
PHK
$20.3M
3
HFRO
Highland Opportunities and Income Fund
HFRO
$19.7M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$17.6M
5
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$17.1M

Top Sells

1
GLO
Clough Global Opportunities Fund
GLO
$21.9M
2
GLQ
Clough Global Equity Fund
GLQ
$17.7M
3
ADX icon
Adams Diversified Equity Fund
ADX
$12M
4
RVT icon
Royce Value Trust
RVT
$8.75M
5
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
$4.64M

Sector Composition

1 Financials 3.32%
2 Technology 0.69%
3 Consumer Staples 0.52%
4 Energy 0.38%
5 Industrials 0.32%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FNTEW
151
DELISTED
FinTech Acquisition Corp. II Warrant
FNTEW
$86K 0.01%
62,501
– –
FMCIW
152
DELISTED
Forum Merger Corporation Warrant
FMCIW
$68K ﹤0.01%
100,000
– –
KBLMR
153
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$67K ﹤0.01%
+230,000
New +$67K
MMDMW
154
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$63K ﹤0.01%
+115,000
New +$63K
INDUW
155
DELISTED
Industrea Acquisition Corp. Warrant
INDUW
$63K ﹤0.01%
+150,000
New +$63K
MPACW
156
DELISTED
Matlin & Partners Acquisition Corporation
MPACW
$63K ﹤0.01%
150,000
– –
STLRW
157
DELISTED
Stellar Acquisition III Inc. Warrants
STLRW
$62K ﹤0.01%
200,000
– –
OSPRW
158
DELISTED
Osprey Energy Acquisition Corp. Warrant
OSPRW
$61K ﹤0.01%
+87,500
New +$61K
DOTAR
159
DELISTED
Draper Oakwood Technology Acquisition, Inc. Rights
DOTAR
$60K ﹤0.01%
+120,000
New +$60K
IAMXW
160
DELISTED
I-AM Capital Acquisition Company Warrant
IAMXW
$50K ﹤0.01%
+150,000
New +$50K
BCACR
161
DELISTED
Bison Capital Acquistion Corp Rights
BCACR
$47K ﹤0.01%
+125,000
New +$47K
KBLMW
162
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$45K ﹤0.01%
+230,000
New +$45K
CMSSW
163
DELISTED
CM Seven Star Acquisition Corporation Warrant
CMSSW
$44K ﹤0.01%
+150,000
New +$44K
DOTAW
164
DELISTED
Draper Oakwood Technology Acquisition, Inc. Warrant
DOTAW
$40K ﹤0.01%
+60,000
New +$40K
CNACR
165
DELISTED
Constellation Alpha Capital Corp. Right
CNACR
$37K ﹤0.01%
+120,000
New +$37K
GTYHW
166
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
$36K ﹤0.01%
26,667
– –
BRACR
167
DELISTED
Black Ridge Acquisition Corp. Right
BRACR
$28K ﹤0.01%
+100,000
New +$28K
CNACW
168
DELISTED
Constellation Alpha Capital Corp. Warrant
CNACW
$26K ﹤0.01%
+120,000
New +$26K
HUNTW
169
DELISTED
Hunter Maritime Acquisition Corp. Warrant
HUNTW
$23K ﹤0.01%
75,001
– –
BCACW
170
DELISTED
Bison Capital Acquistion Corp Warrant
BCACW
$23K ﹤0.01%
+62,500
New +$23K
BOE icon
171
BlackRock Enhanced Global Dividend Trust
BOE
$659M
– –
-343,090
Closed -$4.64M
CGBD icon
172
Carlyle Secured Lending
CGBD
$999M
– –
-75,196
Closed -$1.41M
ERC
173
Allspring Multi-Sector Income Fund
ERC
$270M
– –
-110,653
Closed -$1.48M
EVG
174
Eaton Vance Short Duration Diversified Income Fund
EVG
$153M
– –
-65,567
Closed -$934K
GDO
175
Western Asset Global Corporate Defined Opportunity Fund
GDO
$89.5M
– –
-20,249
Closed -$371K
4 5 6
7
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