RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.55B
AUM Growth
-$79.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
179
New
Increased
Reduced
Closed

Top Buys

1
+$7.12M
2
+$6.77M
3
+$5.03M
4
AVK
Advent Convertible and Income Fund
AVK
+$5.02M
5
RVT icon
Royce Value Trust
RVT
+$4.74M

Top Sells

1
+$21.2M
2
+$19.5M
3
+$14.9M
4
AWF
AllianceBernstein Global High Income Fund
AWF
+$10.7M
5
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
+$9.22M

Sector Composition

1 Financials 4.63%
2 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
151
– –
-46,712
152
– –
-25,658
153
– –
-305,171
154
– –
-119,414
155
– –
-25,323
156
– –
-13,606
157
– –
-9,021
158
– –
-23,471
159
– –
-85,269
160
– –
-644,902
161
– –
-17,739
162
– –
-322,866
163
– –
-72,005
164
– –
-1,539,057
165
– –
-642,339
166
– –
-231,569
167
– –
-131,962
168
– –
-310,267
169
– –
-255,046
170
– –
-203,320
171
– –
-87,567
172
– –
-42,957
173
– –
-691,184
174
– –
-41,643
175
– –
-121,729
4 5 6
7
8