RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+3.4%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.55B
AUM Growth
-$79.6M
Cap. Flow
-$132M
Cap. Flow %
-8.51%
Top 10 Hldgs %
28.65%
Holding
179
New
8
Increased
63
Reduced
56
Closed
30

Top Buys

1
ZF
Virtus Total Return Fund Inc.
ZF
$7.12M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
$6.77M
3
EMD
Western Asset Emerging Markets
EMD
$5.03M
4
AVK
Advent Convertible and Income Fund
AVK
$5.02M
5
RVT icon
Royce Value Trust
RVT
$4.74M

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$21.2M
2
ACAS
American Capital Ltd
ACAS
$19.5M
3
PCEF icon
Invesco CEF Income Composite ETF
PCEF
$14.9M
4
AWF
AllianceBernstein Global High Income Fund
AWF
$10.7M
5
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
$9.22M

Sector Composition

1 Financials 3.18%
2 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EDF
151
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$159M
– –
-131,962
Closed -$1.69M
EFT
152
Eaton Vance Floating-Rate Income Trust
EFT
$319M
– –
-253,754
Closed -$3.34M
EMO
153
ClearBridge Energy Midstream Opportunity Fund
EMO
$864M
– –
-46,712
Closed -$2.63M
IWD icon
154
iShares Russell 1000 Value ETF
IWD
$63.5B
– –
-25,658
Closed -$2.54M
MFIC icon
155
MidCap Financial Investment
MFIC
$1.22B
– –
-305,171
Closed -$5.08M
NFJ
156
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.24B
– –
-255,046
Closed -$3.13M
NXRT
157
NexPoint Residential Trust
NXRT
$879M
– –
-203,320
Closed -$2.66M
OEF icon
158
iShares S&P 100 ETF
OEF
$22.1B
– –
-87,567
Closed -$8M
OXSQ icon
159
Oxford Square Capital
OXSQ
$172M
– –
-42,957
Closed -$206K
PCEF icon
160
Invesco CEF Income Composite ETF
PCEF
$840M
– –
-691,184
Closed -$14.9M
PFX icon
161
PhenixFIN
PFX
$98M
– –
-41,643
Closed -$5.5M
BCIC
162
BCP Investment Corporation Common Stock
BCIC
$160M
– –
-121,729
Closed -$4.38M
RNP icon
163
Cohen & Steers REIT and Preferred and Income Fund
RNP
$1.06B
– –
-235,070
Closed -$4.45M
SLRC icon
164
SLR Investment Corp
SLRC
$911M
– –
-138,346
Closed -$2.39M
TSI
165
TCW Strategic Income Fund
TSI
$238M
– –
-39,311
Closed -$205K
TYG
166
Tortoise Energy Infrastructure Corp
TYG
$736M
– –
-25,323
Closed -$2.49M
NTG
167
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-13,606
Closed -$2.22M
GMZ
168
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
– –
-9,021
Closed -$485K
ACSF
169
DELISTED
American Capital Senior Floating, Ltd.
ACSF
– –
-23,471
Closed -$235K
FAV
170
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
– –
-85,269
Closed -$738K
SGL
171
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
– –
-531,762
Closed -$4.74M
GHI
172
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
– –
-644,902
Closed -$5.6M
NXZ
173
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
– –
-17,739
Closed -$263K
NMA
174
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
– –
-642,339
Closed -$9.22M
RIT
175
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
– –
-322,866
Closed -$4.4M
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7
8