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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+9.45%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.09B
AUM Growth
+$159M
Cap. Flow
-$8M
Cap. Flow %
-0.38%
Top 10 Hldgs %
31.09%
Holding
587
New
43
Increased
68
Reduced
80
Closed
98

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$50.4M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$21.8M
3
MYD
BlackRock MuniYield Fund
MYD
+$19.7M
4
NUV icon
Nuveen Municipal Value Fund
NUV
+$13.2M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$12.5M

Top Sells

Rank Stock Value
1
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$42M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$28.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$23.2M
4
ZTR
Virtus Total Return Fund
ZTR
+$18M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 10.43%
2 Technology 0.93%
3 Healthcare 0.8%
4 Industrials 0.53%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KSM
126
DELISTED
DWS Strategic Municipal Income Trust
KSM
$2.66M 0.13%
307,841
-20,186
-6% -$161K
BFZ
127
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$2.64M 0.13%
219,178
-310,119
-59% -$3.36M
WTMA
128
DELISTED
Welsbach Technology Metals Acquisition Corp. Common Stock
WTMA
$2.63M 0.13%
244,954
-10,471
-4% -$112K
QOMO
129
DELISTED
Qomolangma Acquisition Corp. Common Stock
QOMO
$2.63M 0.13%
244,651
-5,349
-2% -$57.1K
AMCI
130
AMC Robotics
AMCI
$100M
$2.6M 0.12%
242,962
-7,038
-3% -$75K
YOTA
131
DELISTED
Yotta Acquisition Corporation Common Stock
YOTA
$2.57M 0.12%
248,680
– –
OSRH
132
OSR Health
OSRH
$13.6M
$2.57M 0.12%
245,115
-4,885
-2% -$51.1K
SDST
133
Stardust Power Inc
SDST
$7.51M
$2.55M 0.12%
23,049
– –
BNY
134
DELISTED
BlackRock New York Municipal Income Trust
BNY
$2.51M 0.12%
237,942
-16,168
-6% -$155K
CMU
135
DELISTED
MFS High Yield Municipal Trust
CMU
$2.33M 0.11%
703,418
-19,352
-3% -$59.7K
CBH
136
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$2.29M 0.11%
262,728
+58,934
+29% +$508K
NRK icon
137
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$919M
$2.23M 0.11%
211,788
– –
PML
138
PIMCO Municipal Income Fund II
PML
$496M
$2.22M 0.11%
267,610
-849,928
-76% -$6.62M
OTEC
139
DELISTED
OceanTech Acquisitions I Corp. Class A Common Stock
OTEC
$2.21M 0.11%
196,617
– –
HSPO
140
DELISTED
Horizon Space Acquisition I Corp
HSPO
$2.21M 0.11%
205,532
-9,302
-4% -$98.9K
NNY icon
141
Nuveen New York Municipal Value Fund
NNY
$157M
$2.2M 0.11%
265,120
– –
WEL
142
DELISTED
Integrated Wellness Acquisition Corp
WEL
$2.2M 0.11%
195,636
-4,362
-2% -$48.3K
PCQ
143
Pimco California Municipal Income Fund
PCQ
$168M
$2.19M 0.11%
235,341
-353,391
-60% -$3.15M
BCSA
144
DELISTED
Blockchain Coinvestors Acquisition Corp. I Class A Ordinary Shares
BCSA
$2.17M 0.1%
+200,000
New +$2.17M
ASCB
145
DELISTED
A SPAC II Acquisition Corp. Ordinary Shares
ASCB
$2.17M 0.1%
199,998
– –
PEPL
146
DELISTED
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
$2.17M 0.1%
200,000
– –
ATMC
147
DELISTED
AlphaTime Acquisition Corp
ATMC
$2.15M 0.1%
200,000
– –
ISRL
148
DELISTED
Israel Acquisitions Corp
ISRL
$2.15M 0.1%
199,750
– –
SUAC
149
DELISTED
ShoulderUp Technology Acquisition Corp.
SUAC
$2.14M 0.1%
200,000
-63,000
-24% -$667K
ABP
150
DELISTED
Abpro Holdings
ABP
$2.13M 0.1%
6,646
+2,150
+48% +$684K
4 5
6
7 8

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Rivernorth Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rivernorth Capital Management held 587 positions worth $2.09B, up 8.3% from $1.93B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management's Q4 2023 filing shows 43 new, 68 increased, 80 reduced and 98 closed positions. Its largest new stake was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M. The largest sale was Nuveen Preferred & Income Securities Fund, an estimated $42M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 12% a quarter earlier, followed by Technology and Healthcare.

  • Rivernorth Capital Management's largest Q4 2023 buy was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M.
  • Rivernorth Capital Management added most to Nuveen Preferred & Income Opportunities Fund in Q4 2023, an estimated $50.4M increase.
  • Rivernorth Capital Management's biggest Q4 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $28.5M.
  • Rivernorth Capital Management fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $42M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $2.09B portfolio in Q4 2023.
  • Rivernorth Capital Management opened 43 new positions and closed 98 in Q4 2023.
  • Rivernorth Capital Management's portfolio value rose 8.3% quarter-over-quarter to $2.09B.

Based on Rivernorth Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.