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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$500M
Cap. Flow %
20.19%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

Rank Stock Value
1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$59.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$51.9M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45.7M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$45.3M

Top Sells

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43.9M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

Rank Sector Weight
1 Financials 18.77%
2 Technology 1.7%
3 Healthcare 1.36%
4 Industrials 1.31%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDNRU
126
DELISTED
Gardiner Healthcare Acquisitions Corp. Unit
GDNRU
$3.69M 0.15%
+365,000
New +$3.67M
HCNE
127
DELISTED
Jaws Hurricane Acquisition Corp. Class A Common Stock
HCNE
$3.49M 0.14%
+356,196
New +$3.5M
RBAC
128
DELISTED
RedBall Acquisition Corp.
RBAC
$3.47M 0.14%
349,994
– –
SZZLU
129
DELISTED
Sizzle Acquisition Corp. Unit
SZZLU
$3.33M 0.13%
+325,000
New +$3.29M
FIF
130
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$3.31M 0.13%
244,787
+23,188
+10% +$311K
WTMAU
131
DELISTED
Welsbach Technology Metals Acquisition Corp. Unit
WTMAU
$3.26M 0.13%
+325,000
New +$3.25M
MSD
132
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$3.16M 0.13%
350,426
+50,107
+17% +$457K
TRAQ.U
133
DELISTED
Trine II Acquisition Corp. Units, each consisting of one Class A Ordinary Share and one-half of one redeemable warrant
TRAQ.U
$3.04M 0.12%
+300,000
New +$3.02M
ROCAU
134
DELISTED
ROC Energy Acquisition Corp. Unit
ROCAU
$3.03M 0.12%
+300,000
New +$3.02M
XPDBU
135
DELISTED
Power & Digital Infrastructure Acquisition II Corp. Unit
XPDBU
$3.02M 0.12%
+300,000
New +$3.05M
NBW
136
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$3.02M 0.12%
215,501
+87,260
+68% +$1.21M
UTAAU
137
DELISTED
UTA Acquisition Corporation Units
UTAAU
$3.02M 0.12%
+300,000
New +$3.01M
LGVCU
138
DELISTED
LAMF Global Ventures Corp. I Unit
LGVCU
$3.01M 0.12%
+300,000
New +$3.02M
LGTOU
139
DELISTED
Legato Merger Corp. II Unit
LGTOU
$3.01M 0.12%
+300,000
New +$3.02M
OHAAU
140
DELISTED
OPY Acquisition Corp. I Units
OHAAU
$3M 0.12%
+300,000
New +$3M
SRV
141
NXG Cushing Midstream Energy Fund
SRV
$217M
$3M 0.12%
98,695
+48,280
+96% +$1.59M
CLOE
142
DELISTED
Clover Leaf Capital Corp. Class A Common Stock
CLOE
$2.99M 0.12%
300,000
+288,070
+2,415% +$2.88M
JTAI icon
143
Jet.AI
JTAI
$2.53M
$2.97M 0.12%
+7
New +$3.12M
MQT
144
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$2.94M 0.12%
202,487
-31,258
-13% -$452K
FCAX
145
DELISTED
Fortress Capital Acquisition Corp.
FCAX
$2.93M 0.12%
+300,000
New +$2.94M
OLITU
146
DELISTED
OmniLit Acquisition Corp. Units
OLITU
$2.91M 0.12%
+292,232
New +$2.94M
PSAG
147
DELISTED
Property Solutions Acquisition Corporation II Class A Common Stock
PSAG
$2.91M 0.12%
299,992
– –
LFLY
148
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$2.87M 0.12%
14,377
– –
ALORU
149
DELISTED
ALSP Orchid Acquisition Corp I Unit
ALORU
$2.8M 0.11%
+278,717
New +$2.81M
ISPO
150
DELISTED
Inspirato
ISPO
$2.78M 0.11%
13,750
– –
4 5
6
7 8

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Rivernorth Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rivernorth Capital Management held 830 positions worth $2.47B, up 31% from $1.89B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $500M of net new capital in Q4 2021, opening 261 new positions and adding to 95 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI Emerging Markets ETF, an estimated $43.9M trimmed.

  • Rivernorth Capital Management's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.
  • Rivernorth Capital Management added most to BlackRock Capital Allocation Term Trust in Q4 2021, an estimated $80.9M increase.
  • Rivernorth Capital Management's biggest Q4 2021 reduction was Invesco FTSE RAFI Emerging Markets ETF, cutting an estimated $43.9M.
  • Rivernorth Capital Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $32.4M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $2.47B portfolio in Q4 2021.
  • Rivernorth Capital Management opened 261 new positions and closed 112 in Q4 2021.
  • Rivernorth Capital Management's portfolio value rose 31% quarter-over-quarter to $2.47B.

Based on Rivernorth Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.