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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMAQU
126
DELISTED
International Media Acquisition Corp. Unit
IMAQU
$2.46M 0.13%
+237,586
New +$2.42M
NOAC
127
DELISTED
Natural Order Acquisition Corp. Common Stock
NOAC
$2.44M 0.13%
250,000
– –
CNTQU
128
DELISTED
Chardan NexTech Acquisition 2 Corp. Unit
CNTQU
$2.44M 0.13%
+237,556
New +$2.41M
NCA icon
129
Nuveen California Municipal Value Fund
NCA
$304M
$2.28M 0.12%
216,332
-74,522
-26% -$797K
AIO
130
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$904M
$2.26M 0.12%
+85,227
New +$2.33M
BGIO
131
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$2.26M 0.12%
+433,464
New +$3.11M
SWET
132
DELISTED
Athlon Acquisition Corp. Class A Common stock
SWET
$2.2M 0.12%
224,998
+6,980
+3% +$67.6K
BIOT
133
DELISTED
Biotech Acquisition Company Class A Ordinary Shares
BIOT
$2.19M 0.12%
+224,998
New +$2.18M
SEAH
134
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
$2.1M 0.11%
209,998
– –
DILAU
135
DELISTED
DILA Capital Acquisition Corp. Unit
DILAU
$2.07M 0.11%
200,000
– –
MEOAU
136
DELISTED
Minority Equality Opportunities Acquisition Inc. Units
MEOAU
$2.07M 0.11%
+200,000
New +$2.03M
GGGVU
137
DELISTED
G3 VRM Acquisition Corp. Units
GGGVU
$2.06M 0.11%
+200,000
New +$2.02M
AUS
138
DELISTED
Austerlitz Acquisition Corporation I
AUS
$2.04M 0.11%
+205,020
New +$2.03M
GSDWU
139
DELISTED
Global Systems Dynamics, Inc. Unit
GSDWU
$2.04M 0.11%
+200,000
New +$2.02M
ADF
140
DELISTED
Aldel Financial Inc
ADF
$2.02M 0.11%
+199,996
New +$1.98M
REVB icon
141
Revelation Biosciences
REVB
$4.42M
$2.02M 0.11%
1
– –
BENE
142
DELISTED
Benessere Capital Acquisition Corp. Class A Common Stock
BENE
$2.02M 0.11%
199,996
– –
FUND
143
Sprott Focus Trust
FUND
$318M
$2.01M 0.11%
242,778
-27,659
-10% -$229K
MAQC
144
DELISTED
Maquia Capital Acquisition Corporation Class A Common Stock
MAQC
$2M 0.11%
+199,998
New +$1.98M
GLSPT
145
DELISTED
Global SPAC Partners Co. Subunit
GLSPT
$2M 0.11%
199,998
+60,372
+43% +$599K
CLAYU
146
DELISTED
Chavant Capital Acquisition Corp. Unit
CLAYU
$1.99M 0.11%
+188,828
New +$1.89M
ATSPU
147
DELISTED
Archimedes Tech SPAC Partners Co. Unit
ATSPU
$1.99M 0.11%
200,000
– –
TRONU
148
DELISTED
Corner Growth Acquisition Corp. 2 Units
TRONU
$1.99M 0.11%
200,000
– –
BSGA
149
DELISTED
Blue Safari Group Acquisition Corp. Class A Ordinary Share
BSGA
$1.98M 0.1%
+200,000
New +$1.97M
OTEC
150
DELISTED
OceanTech Acquisitions I Corp. Class A Common Stock
OTEC
$1.98M 0.1%
+200,000
New +$1.97M
4 5
6
7 8

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.