RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+15.99%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.76B
AUM Growth
+$266M
Cap. Flow
+$75.3M
Cap. Flow %
4.28%
Top 10 Hldgs %
29.9%
Holding
338
New
64
Increased
73
Reduced
91
Closed
78

Top Buys

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$37.3M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$16.2M
3
GBDC icon
Golub Capital BDC
GBDC
+$15.9M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$15.8M
5
BCSF icon
Bain Capital Specialty
BCSF
+$10.8M

Top Sells

1
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$18.7M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$15.2M
3
MYN icon
BlackRock MuniYield New York Quality Fund
MYN
+$13.4M
4
ARCC icon
Ares Capital
ARCC
+$13.1M
5
RQI icon
Cohen & Steers Quality Income Realty Fund
RQI
+$12.2M

Sector Composition

1 Financials 5.67%
2 Technology 0.24%
3 Consumer Staples 0.2%
4 Healthcare 0.17%
5 Industrials 0.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KYN icon
126
Kayne Anderson Energy Infrastructure Fund
KYN
$2.06B
$2.34M 0.13%
443,962
-534,508
-55% -$2.82M
CHAQ.U
127
DELISTED
Chardan Healthcare Acquisition 2 Corp. Units, each consisting of one share of Common Stock, and one
CHAQ.U
$2.34M 0.13%
+222,500
New +$2.34M
FMO
128
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$2.33M 0.13%
+251,426
New +$2.33M
DEX
129
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$2.31M 0.13%
285,849
-238,335
-45% -$1.93M
HCACU
130
DELISTED
Hennessy Capital Acquisition Corp. IV Unit
HCACU
$2.25M 0.13%
195,926
-4,074
-2% -$46.8K
SMMCU
131
DELISTED
South Mountain Merger Corp. Unit
SMMCU
$2.21M 0.13%
208,469
-5,531
-3% -$58.6K
BSL
132
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$184M
$2.2M 0.12%
+170,817
New +$2.2M
GIX.U
133
DELISTED
GigCapital2, Inc.
GIX.U
$2.15M 0.12%
200,000
– –
LVOXU
134
DELISTED
LiveVox Holding, Inc. Unit
LVOXU
$2.14M 0.12%
196,256
-3,744
-2% -$40.8K
DMS
135
DELISTED
Digital Media Solutions, Inc.
DMS
$2.08M 0.12%
13,333
– –
GXGXU
136
DELISTED
GX Acquisiton Corp. Unit
GXGXU
$2.08M 0.12%
200,000
– –
SSPKU
137
DELISTED
Silver Spike Acquisition Corp. Units
SSPKU
$2.06M 0.12%
200,000
– –
PXH icon
138
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.64B
$2.05M 0.12%
118,753
-60,000
-34% -$1.04M
SFTW.U
139
DELISTED
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
$2.04M 0.12%
197,128
-5,272
-3% -$54.6K
RVT icon
140
Royce Value Trust
RVT
$1.97B
$2.03M 0.12%
161,805
– –
CIICU
141
DELISTED
CIIG Merger Corp. Units
CIICU
$2.02M 0.12%
197,305
+97,305
+97% +$997K
SOAC.U
142
DELISTED
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
$2.02M 0.11%
+200,000
New +$2.02M
LGVW.U
143
DELISTED
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
$2.02M 0.11%
+200,000
New +$2.02M
GIK.U
144
DELISTED
GigCapital3, Inc. Units, each consisting of one share of Common Stock and three-fourths of one Redee
GIK.U
$2.01M 0.11%
+200,000
New +$2.01M
LOAK.U
145
DELISTED
Live Oak Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half
LOAK.U
$2M 0.11%
+200,000
New +$2M
HYI
146
Western Asset High Yield Opportunity Fund Inc.
HYI
$273M
$1.99M 0.11%
142,482
-62,824
-31% -$877K
PIC.U
147
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
$1.98M 0.11%
192,495
-7,505
-4% -$77.3K
MMU
148
Western Asset Managed Municipals Fund
MMU
$566M
$1.98M 0.11%
164,437
+50,282
+44% +$604K
AMHCU
149
DELISTED
Amplitude Healthcare Acquisition Corporation Unit
AMHCU
$1.97M 0.11%
193,423
-6,577
-3% -$67.1K
ZGYHU
150
DELISTED
Yunhong International Unit
ZGYHU
$1.94M 0.11%
193,024
-6,976
-3% -$70.1K
4 5
6
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