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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+16.1%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.76B
AUM Growth
+$266M
Cap. Flow
+$63.5M
Cap. Flow %
3.61%
Top 10 Hldgs %
29.9%
Holding
338
New
64
Increased
73
Reduced
91
Closed
78

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.2M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$15.9M
3
GBDC icon
Golub Capital BDC
GBDC
+$15.4M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$15.3M
5
FEI
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
+$10.7M

Top Sells

Rank Stock Value
1
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$18.2M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$15.2M
3
ARCC icon
Ares Capital
ARCC
+$13.1M
4
MYN icon
BlackRock MuniYield New York Quality Fund
MYN
+$13M
5
RQI icon
Cohen & Steers Quality Income Realty Fund
RQI
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 5.67%
2 Technology 0.24%
3 Consumer Staples 0.2%
4 Healthcare 0.17%
5 Industrials 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KYN icon
126
Kayne Anderson Energy Infrastructure Fund
KYN
$2.48B
$2.34M 0.13%
443,962
-534,508
-55% -$2.84M
CHAQ.U
127
DELISTED
Chardan Healthcare Acquisition 2 Corp. Units, each consisting of one share of Common Stock, and one
CHAQ.U
$2.34M 0.13%
+222,500
New +$2.23M
FMO
128
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$2.33M 0.13%
+251,426
New +$2.35M
DEX
129
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$2.31M 0.13%
285,849
-238,335
-45% -$1.89M
HCACU
130
DELISTED
Hennessy Capital Acquisition Corp. IV Unit
HCACU
$2.25M 0.13%
195,926
-4,074
-2% -$44.8K
SMMCU
131
DELISTED
South Mountain Merger Corp. Unit
SMMCU
$2.21M 0.13%
208,469
-5,531
-3% -$57K
BSL
132
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$171M
$2.2M 0.12%
+170,817
New +$2.1M
GIX.U
133
DELISTED
GigCapital2, Inc.
GIX.U
$2.15M 0.12%
200,000
– –
LVOXU
134
DELISTED
LiveVox Holding, Inc. Unit
LVOXU
$2.14M 0.12%
196,256
-3,744
-2% -$40K
DMS
135
DELISTED
Digital Media Solutions, Inc.
DMS
$2.08M 0.12%
13,333
– –
GXGXU
136
DELISTED
GX Acquisiton Corp. Unit
GXGXU
$2.08M 0.12%
200,000
– –
SSPKU
137
DELISTED
Silver Spike Acquisition Corp. Units
SSPKU
$2.06M 0.12%
200,000
– –
PXH icon
138
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.97B
$2.05M 0.12%
118,753
-60,000
-34% -$1M
SFTW.U
139
DELISTED
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
$2.04M 0.12%
197,128
-5,272
-3% -$52.9K
RVT icon
140
Royce Value Trust
RVT
$2.3B
$2.03M 0.12%
161,805
– –
CIICU
141
DELISTED
CIIG Merger Corp. Units
CIICU
$2.02M 0.12%
197,305
+97,305
+97% +$977K
SOAC.U
142
DELISTED
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
$2.02M 0.11%
+200,000
New +$1.99M
LGVW.U
143
DELISTED
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
$2.02M 0.11%
+200,000
New +$2.01M
GIK.U
144
DELISTED
GigCapital3, Inc. Units, each consisting of one share of Common Stock and three-fourths of one Redee
GIK.U
$2.01M 0.11%
+200,000
New +$1.99M
LOAK.U
145
DELISTED
Live Oak Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half
LOAK.U
$2M 0.11%
+200,000
New +$1.98M
HYI
146
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$1.99M 0.11%
142,482
-62,824
-31% -$846K
PIC.U
147
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
$1.98M 0.11%
192,495
-7,505
-4% -$76.1K
MMU
148
Western Asset Managed Municipals Fund
MMU
$553M
$1.98M 0.11%
164,437
+50,282
+44% +$591K
AMHCU
149
DELISTED
Amplitude Healthcare Acquisition Corporation Unit
AMHCU
$1.97M 0.11%
193,423
-6,577
-3% -$65.5K
ZGYHU
150
DELISTED
Yunhong International Unit
ZGYHU
$1.94M 0.11%
193,024
-6,976
-3% -$68.4K
4 5
6
7 8

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Rivernorth Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Rivernorth Capital Management held 338 positions worth $1.76B, up 18% from $1.49B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Rivernorth Capital Management deployed $63.5M of net new capital in Q2 2020, opening 64 new positions and adding to 73 existing holdings. Its largest new stake was FIRST TRUST MLP AND ENERGY INCOME FUND: 1,863,762 shares worth $10.5M.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, up from 5.1% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Duff & Phelps Utility & Corporate Bond Trust, an estimated $18.2M trimmed.

  • Rivernorth Capital Management's largest Q2 2020 buy was FIRST TRUST MLP AND ENERGY INCOME FUND: 1,863,762 shares worth $10.5M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q2 2020, an estimated $36.2M increase.
  • Rivernorth Capital Management's biggest Q2 2020 reduction was Duff & Phelps Utility & Corporate Bond Trust, cutting an estimated $18.2M.
  • Rivernorth Capital Management fully exited BlackRock Credit Allocation Income Trust in Q2 2020, selling an estimated $15.2M.
  • Rivernorth Capital Management's ten largest holdings make up 30% of its $1.76B portfolio in Q2 2020.
  • Rivernorth Capital Management opened 64 new positions and closed 78 in Q2 2020.
  • Rivernorth Capital Management's portfolio value rose 18% quarter-over-quarter to $1.76B.

Based on Rivernorth Capital Management's 13F filing for Q2 2020, filed 14 Aug 2020.