We are live on ! Find out more
RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-16.65%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.49B
AUM Growth
-$173M
Cap. Flow
+$140M
Cap. Flow %
9.39%
Top 10 Hldgs %
27.23%
Holding
322
New
59
Increased
70
Reduced
57
Closed
50

Top Buys

Rank Stock Value
1
GBDC icon
Golub Capital BDC
GBDC
+$21.2M
2
ARCC icon
Ares Capital
ARCC
+$20.4M
3
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$19.5M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$18.5M
5
RQI icon
Cohen & Steers Quality Income Realty Fund
RQI
+$17.1M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$26M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$20.2M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$16.5M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$15M
5
GLO
Clough Global Opportunities Fund
GLO
+$11.5M

Sector Composition

Rank Sector Weight
1 Financials 5.06%
2 Technology 0.39%
3 Communication Services 0.38%
4 Healthcare 0.29%
5 Industrials 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYI
126
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$2.53M 0.17%
+205,306
New +$3.02M
THCBU
127
DELISTED
Tuscan Holdings Corp. Unit
THCBU
$2.53M 0.17%
250,000
– –
KMF
128
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$2.49M 0.17%
+747,082
New +$6.18M
IRR
129
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$2.42M 0.16%
1,122,345
+877,966
+359% +$2.94M
FAX
130
abrdn Asia-Pacific Income Fund
FAX
$604M
$2.42M 0.16%
+119,282
New +$2.92M
BOE icon
131
BlackRock Enhanced Global Dividend Trust
BOE
$691M
$2.39M 0.16%
288,832
+57,661
+25% +$583K
VWO icon
132
Vanguard FTSE Emerging Markets ETF
VWO
$125B
$2.35M 0.16%
70,000
+9,254
+15% +$377K
HPK icon
133
HighPeak Energy
HPK
$1.04B
$2.34M 0.16%
224,996
– –
FLLCU
134
DELISTED
Fellazo Inc. Unit
FLLCU
$2.28M 0.15%
225,000
– –
LACQ
135
DELISTED
Leisure Acquisition Corp.
LACQ
$2.27M 0.15%
207,923
-98,671
-32% -$1.03M
GLEO.U
136
DELISTED
Galileo Acquisition Corp. Units, each consisting of one Ordinary Share and one Redeemable Warrant
GLEO.U
$2.26M 0.15%
235,000
– –
MUE
137
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$2.24M 0.15%
186,603
+2,500
+1% +$31.4K
EQOS
138
DELISTED
EQONEX LIMITED Ordinary Shares
EQOS
$2.16M 0.14%
216,128
-23,872
-10% -$240K
ALTG.WS
139
DELISTED
Alta Equipment Group Warrants
ALTG.WS
$2.15M 0.14%
+74,998
New +$86.7K
SMMCU
140
DELISTED
South Mountain Merger Corp. Unit
SMMCU
$2.13M 0.14%
214,000
– –
GIX.U
141
DELISTED
GigCapital2, Inc.
GIX.U
$2.08M 0.14%
200,000
– –
DMS
142
DELISTED
Digital Media Solutions, Inc.
DMS
$2.06M 0.14%
13,333
– –
AMCIU
143
DELISTED
AMCI Acquisition Corp Unit
AMCIU
$2.06M 0.14%
200,000
– –
HCACU
144
DELISTED
Hennessy Capital Acquisition Corp. IV Unit
HCACU
$2.06M 0.14%
200,000
– –
LVOXU
145
DELISTED
LiveVox Holding, Inc. Unit
LVOXU
$2.05M 0.14%
200,000
– –
GXGXU
146
DELISTED
GX Acquisiton Corp. Unit
GXGXU
$2.02M 0.14%
200,000
– –
NFINU
147
DELISTED
Netfin Acquisition Corp. Unit
NFINU
$2.01M 0.13%
200,000
– –
NRXP icon
148
NRX Pharmaceuticals
NRXP
$146M
$2.01M 0.13%
6,770
-17,230
-72% -$1.85M
ALACU
149
DELISTED
Alberton Acquisition Corp Unit
ALACU
$2M 0.13%
200,000
– –
PIC.U
150
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
$1.99M 0.13%
200,000
– –
4 5
6
7 8

Similar funds

LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
RMCM
Reynders McVeigh Capital Management Boston, Massachusetts $1.98B AUM 23.37% 1-Year Est. Return
AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return

Rivernorth Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rivernorth Capital Management held 322 positions worth $1.49B, down 10% from $1.67B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rivernorth Capital Management deployed $140M of net new capital in Q1 2020, opening 59 new positions and adding to 70 existing holdings. Its largest new stake was Ares Capital: 1,211,881 shares worth $13.1M.

By sector, the portfolio is most concentrated in Financials at 5.1% of assets, up from 2.4% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was BlackRock Credit Allocation Income Trust, an estimated $26M trimmed.

  • Rivernorth Capital Management's largest Q1 2020 buy was Ares Capital: 1,211,881 shares worth $13.1M.
  • Rivernorth Capital Management added most to Golub Capital BDC in Q1 2020, an estimated $21.2M increase.
  • Rivernorth Capital Management's biggest Q1 2020 reduction was BlackRock Credit Allocation Income Trust, cutting an estimated $26M.
  • Rivernorth Capital Management fully exited Clough Global Opportunities Fund in Q1 2020, selling an estimated $11.5M.
  • Rivernorth Capital Management's ten largest holdings make up 27% of its $1.49B portfolio in Q1 2020.
  • Rivernorth Capital Management opened 59 new positions and closed 50 in Q1 2020.
  • Rivernorth Capital Management's portfolio value fell 10% quarter-over-quarter to $1.49B.

Based on Rivernorth Capital Management's 13F filing for Q1 2020, filed 18 May 2020.