RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-16.64%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.49B
AUM Growth
-$173M
Cap. Flow
+$114M
Cap. Flow %
7.65%
Top 10 Hldgs %
27.23%
Holding
322
New
59
Increased
70
Reduced
57
Closed
50

Top Buys

1
EIM
Eaton Vance Municipal Bond Fund
EIM
+$18M
2
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$16.7M
3
GBDC icon
Golub Capital BDC
GBDC
+$16M
4
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$14.5M
5
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$13.3M

Top Sells

1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$22.5M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$19.2M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$12.8M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$12.8M
5
GLO
Clough Global Opportunities Fund
GLO
+$11.5M

Sector Composition

1 Financials 5.06%
2 Technology 0.39%
3 Communication Services 0.38%
4 Healthcare 0.29%
5 Industrials 0.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HYI
126
Western Asset High Yield Opportunity Fund Inc.
HYI
$273M
$2.53M 0.17%
+205,306
New +$2.53M
THCBU
127
DELISTED
Tuscan Holdings Corp. Unit
THCBU
$2.53M 0.17%
250,000
– –
KMF
128
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$2.49M 0.17%
+747,082
New +$2.49M
IRR
129
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$2.42M 0.16%
1,122,345
+877,966
+359% +$1.9M
FAX
130
abrdn Asia-Pacific Income Fund
FAX
$681M
$2.42M 0.16%
+119,282
New +$2.42M
BOE icon
131
BlackRock Enhanced Global Dividend Trust
BOE
$650M
$2.39M 0.16%
288,832
+57,661
+25% +$478K
VWO icon
132
Vanguard FTSE Emerging Markets ETF
VWO
$100B
$2.35M 0.16%
70,000
+9,254
+15% +$311K
HPK icon
133
HighPeak Energy
HPK
$899M
$2.34M 0.16%
224,996
– –
FLLCU
134
DELISTED
Fellazo Inc. Unit
FLLCU
$2.28M 0.15%
225,000
– –
LACQ
135
DELISTED
Leisure Acquisition Corp.
LACQ
$2.27M 0.15%
207,923
-98,671
-32% -$1.08M
GLEO.U
136
DELISTED
Galileo Acquisition Corp. Units, each consisting of one Ordinary Share and one Redeemable Warrant
GLEO.U
$2.26M 0.15%
235,000
– –
MUE icon
137
BlackRock MuniHoldings Quality Fund II
MUE
$220M
$2.24M 0.15%
186,603
+2,500
+1% +$30K
EQOS
138
DELISTED
EQONEX LIMITED Ordinary Shares
EQOS
$2.16M 0.14%
216,128
-23,872
-10% -$239K
ALTG.WS
139
DELISTED
Alta Equipment Group Inc. Warrants, each whole warrant exercisable for one share of Common Stock, ea
ALTG.WS
$2.15M 0.14%
+74,998
New +$2.15M
SMMCU
140
DELISTED
South Mountain Merger Corp. Unit
SMMCU
$2.13M 0.14%
214,000
– –
GIX.U
141
DELISTED
GigCapital2, Inc.
GIX.U
$2.08M 0.14%
200,000
– –
DMS
142
DELISTED
Digital Media Solutions, Inc.
DMS
$2.06M 0.14%
13,333
– –
AMCIU
143
DELISTED
AMCI Acquisition Corp. Unit
AMCIU
$2.06M 0.14%
200,000
– –
HCACU
144
DELISTED
Hennessy Capital Acquisition Corp. IV Unit
HCACU
$2.06M 0.14%
200,000
– –
LVOXU
145
DELISTED
LiveVox Holding, Inc. Unit
LVOXU
$2.05M 0.14%
200,000
– –
GXGXU
146
DELISTED
GX Acquisiton Corp. Unit
GXGXU
$2.02M 0.14%
200,000
– –
NFINU
147
DELISTED
Netfin Acquisition Corp. Unit
NFINU
$2.01M 0.13%
200,000
– –
NRXP icon
148
NRX Pharmaceuticals
NRXP
$66.6M
$2.01M 0.13%
6,770
-17,230
-72% -$5.11M
ALACU
149
DELISTED
Alberton Acquisition Corporation Unit
ALACU
$2M 0.13%
200,000
– –
PIC.U
150
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
$1.99M 0.13%
200,000
– –
4 5
6
7 8