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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.58%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.3M
AUM Growth
-$1.52B
Cap. Flow
-$21.8M
Cap. Flow %
-947.17%
Top 10 Hldgs %
51.05%
Holding
265
New
31
Increased
45
Reduced
65
Closed
22

Top Buys

Rank Stock Value
1
HIO
Western Asset High Income Opportunity Fund
HIO
+$8.28M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$6.91M
3
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$6.89M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.19M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$3.98M

Top Sells

Rank Stock Value
1
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$8.47M
2
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$7.23M
3
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$6.92M
4
FSK icon
FS KKR Capital
FSK
+$5.51M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$5.37M

Sector Composition

Rank Sector Weight
1 Financials 1.91%
2 Consumer Discretionary 0.32%
3 Healthcare 0.25%
4 Energy 0.2%
5 Technology 0.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWMCU
126
DELISTED
Boxwood Merger Corp. Unit
BWMCU
$2.06K 0.09%
200,000
– –
DMS
127
DELISTED
Digital Media Solutions, Inc.
DMS
$2.05K 0.09%
+13,333
New +$2.06M
CHAC.U
128
DELISTED
Chardan Healthcare Acquisition Corp.
CHAC.U
$2.04K 0.09%
200,000
– –
HYMC icon
129
Hycroft Mining Holding Corp
HYMC
$2.47B
$2.04K 0.09%
20,000
– –
AMCIU
130
DELISTED
AMCI Acquisition Corp Unit
AMCIU
$2.03K 0.09%
200,000
– –
ID
131
DELISTED
PARTS iD, Inc.
ID
$2.02K 0.09%
200,000
– –
GXGXU
132
DELISTED
GX Acquisiton Corp. Unit
GXGXU
$2.01K 0.09%
+200,000
New +$2.01M
LVOXU
133
DELISTED
LiveVox Holding, Inc. Unit
LVOXU
$2.01K 0.09%
200,000
– –
GIX.U
134
DELISTED
GigCapital2, Inc.
GIX.U
$2.01K 0.09%
+200,000
New +$2M
MHN
135
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$1.99K 0.09%
150,977
+65,746
+77% +$859K
AIFA
136
All In FutureTech Alliance Inc
AIFA
$12.8M
$1.96K 0.09%
31,843
– –
HOFV
137
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$1.81K 0.08%
11,303
– –
IFN
138
Aberdeen India Fund
IFN
$504M
$1.8K 0.08%
84,690
-29,476
-26% -$629K
OHAI
139
DELISTED
OHA Investment Corporation
OHAI
$1.8K 0.08%
1,640,387
– –
CEV
140
Eaton Vance California Municipal Income Trust
CEV
$73.6M
$1.64K 0.07%
132,168
+41,163
+45% +$503K
FTACU
141
DELISTED
FinTech Acquisition Corp. III Unit
FTACU
$1.61K 0.07%
150,000
– –
RPAY icon
142
Repay Holdings
RPAY
$327M
$1.56K 0.07%
150,000
– –
MFAC.U
143
DELISTED
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
$1.55K 0.07%
150,000
– –
CFFAU
144
DELISTED
CF Finance Acquisition Corp. Unit
CFFAU
$1.55K 0.07%
150,000
– –
SEGG
145
Sports Entertainment Gaming Global Corp
SEGG
$8.25M
$1.55K 0.07%
107
– –
IQI icon
146
Invesco Quality Municipal Securities
IQI
$534M
$1.54K 0.07%
124,370
– –
NKLA
147
DELISTED
Nikola Corporation Common Stock
NKLA
$1.52K 0.07%
5,000
– –
NAN icon
148
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$1.5K 0.07%
108,500
– –
RPLA.U
149
DELISTED
Replay Acquisition Corp.
RPLA.U
$1.5K 0.07%
+150,000
New +$1.51M
BRPM.U
150
DELISTED
B. Riley Principal Merger Corp.
BRPM.U
$1.5K 0.07%
+150,000
New +$1.5M
4 5
6
7 8

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Rivernorth Capital Management's Q2 2019 Portfolio in Review

As of Q2 2019, Rivernorth Capital Management held 265 positions worth $2.3M, down 100% from $1.52B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Rivernorth Capital Management withdrew a net $21.8M in Q2 2019, closing 22 positions and reducing 65 holdings. Its most notable exit was Ranpak Holdings, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.9% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Rivernorth Capital Management opened a new position in Proficient Alpha Acquisition Corp. Unit worth $3.27K.

  • Rivernorth Capital Management's largest Q2 2019 buy was Proficient Alpha Acquisition Corp. Unit: 325,000 shares worth $3.27K.
  • Rivernorth Capital Management added most to Western Asset High Income Opportunity Fund in Q2 2019, an estimated $8.28M increase.
  • Rivernorth Capital Management's biggest Q2 2019 reduction was Nuveen California Quality Municipal Income Fund, cutting an estimated $8.47M.
  • Rivernorth Capital Management fully exited Ranpak Holdings in Q2 2019, selling an estimated $4.08M.
  • Rivernorth Capital Management's ten largest holdings make up 51% of its $2.3M portfolio in Q2 2019.
  • Rivernorth Capital Management opened 31 new positions and closed 22 in Q2 2019.
  • Rivernorth Capital Management's portfolio value fell 100% quarter-over-quarter to $2.3M.

Based on Rivernorth Capital Management's 13F filing for Q2 2019, filed 14 Aug 2019.