RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+1.59%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.3M
AUM Growth
-$1.52B
Cap. Flow
-$21M
Cap. Flow %
-914.93%
Top 10 Hldgs %
51.05%
Holding
265
New
31
Increased
45
Reduced
65
Closed
22

Top Buys

1
HIO
Western Asset High Income Opportunity Fund
HIO
+$8.54K
2
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$6.95K
3
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$6.93K
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.32K
5
HYB
New America High Income Fund, Inc.
HYB
+$3.93K

Top Sells

1
PACK icon
Ranpak Holdings
PACK
+$4.08M
2
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
+$4.01M
3
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$2.3M
4
ASG
Liberty All-Star Growth Fund
ASG
+$2.27M
5
KXIN icon
Kaixin Holdings
KXIN
+$2.19M

Sector Composition

1 Financials 1.91%
2 Consumer Discretionary 0.32%
3 Communication Services 0.25%
4 Healthcare 0.25%
5 Energy 0.2%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BWMCU
126
DELISTED
Boxwood Merger Corp. Unit
BWMCU
$2.06K 0.09%
200,000
– –
DMS
127
DELISTED
Digital Media Solutions, Inc.
DMS
$2.05K 0.09%
+13,333
New +$2.05K
CHAC.U
128
DELISTED
Chardan Healthcare Acquisition Corp.
CHAC.U
$2.04K 0.09%
200,000
– –
HYMC icon
129
Hycroft Mining Holding Corp
HYMC
$224M
$2.04K 0.09%
20,000
– –
AMCIU
130
DELISTED
AMCI Acquisition Corp. Unit
AMCIU
$2.03K 0.09%
200,000
– –
ID
131
DELISTED
PARTS iD, Inc.
ID
$2.02K 0.09%
200,000
– –
GXGXU
132
DELISTED
GX Acquisiton Corp. Unit
GXGXU
$2.01K 0.09%
+200,000
New +$2.01K
LVOXU
133
DELISTED
LiveVox Holding, Inc. Unit
LVOXU
$2.01K 0.09%
200,000
– –
GIX.U
134
DELISTED
GigCapital2, Inc.
GIX.U
$2.01K 0.09%
+200,000
New +$2.01K
MHN icon
135
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$301M
$1.99K 0.09%
150,977
+65,746
+77% +$865
AGAE icon
136
Allied Gaming & Entertainment
AGAE
$36.6M
$1.96K 0.09%
191,057
– –
HOFV
137
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$1.81K 0.08%
11,303
– –
IFN
138
India Fund
IFN
$604M
$1.8K 0.08%
84,690
-29,476
-26% -$627
OHAI
139
DELISTED
OHA Investment Corporation
OHAI
$1.8K 0.08%
1,640,387
– –
CEV
140
Eaton Vance California Municipal Income Trust
CEV
$69.1M
$1.64K 0.07%
132,168
+41,163
+45% +$510
FTACU
141
DELISTED
FinTech Acquisition Corp. III Unit
FTACU
$1.61K 0.07%
150,000
– –
RPAY icon
142
Repay Holdings
RPAY
$513M
$1.57K 0.07%
150,000
– –
MFAC.U
143
DELISTED
Megalith Financial Acquisition Corp. Units, each consisting of one share of Class A Common Stock, an
MFAC.U
$1.55K 0.07%
150,000
– –
CFFAU
144
DELISTED
CF Finance Acquisition Corp. Unit
CFFAU
$1.55K 0.07%
150,000
– –
SEGG
145
Lottery.com
SEGG
$22.9M
$1.55K 0.07%
750
– –
IQI icon
146
Invesco Quality Municipal Securities
IQI
$515M
$1.54K 0.07%
124,370
– –
NKLA
147
DELISTED
Nikola Corporation Common Stock
NKLA
$1.52K 0.07%
5,000
– –
NAN icon
148
Nuveen New York Quality Municipal Income Fund
NAN
$349M
$1.5K 0.07%
108,500
– –
RPLA.U
149
DELISTED
Replay Acquisition Corp.
RPLA.U
$1.5K 0.07%
+150,000
New +$1.5K
BRPM.U
150
DELISTED
B. Riley Principal Merger Corp.
BRPM.U
$1.5K 0.07%
+150,000
New +$1.5K
4 5
6
7 8