RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+3.4%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.55B
AUM Growth
+$1.55B
Cap. Flow
-$132M
Cap. Flow %
-8.51%
Top 10 Hldgs %
28.65%
Holding
179
New
8
Increased
63
Reduced
56
Closed
30

Top Buys

1
ZF
Virtus Total Return Fund Inc.
ZF
$7.12M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
$6.77M
3
EMD
Western Asset Emerging Markets
EMD
$5.03M
4
AVK
Advent Convertible and Income Fund
AVK
$5.02M
5
RVT icon
Royce Value Trust
RVT
$4.74M

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$21.2M
2
ACAS
American Capital Ltd
ACAS
$19.5M
3
PCEF icon
Invesco CEF Income Composite ETF
PCEF
$14.9M
4
AWF
AllianceBernstein Global High Income Fund
AWF
$10.7M
5
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
$9.22M

Sector Composition

1 Financials 3.18%
2 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KIO
126
KKR Income Opportunities Fund
KIO
$510M
$2.23M 0.14%
147,988
-51,149
-26% -$770K
PCF
127
High Income Securities Fund
PCF
$121M
$2.12M 0.14%
275,931
+75,004
+37% +$575K
KLREU
128
DELISTED
KLR Energy Acquisition Corp.
KLREU
$2.03M 0.13%
200,000
– –
SAR icon
129
Saratoga Investment
SAR
$407M
$1.95M 0.13%
115,332
-179,573
-61% -$3.03M
MSP
130
DELISTED
Madison Strategic Sector
MSP
$1.91M 0.12%
165,767
+16,412
+11% +$189K
KST
131
DELISTED
Deutsche Strategic Income Trust
KST
$1.83M 0.12%
159,352
+45,864
+40% +$526K
IHD
132
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$106M
$1.74M 0.11%
236,924
-38,964
-14% -$286K
LBF
133
DELISTED
Deutsche Global High Incm Fund
LBF
$1.67M 0.11%
205,534
– –
BCX icon
134
BlackRock Resources & Commodities Strategy Trust
BCX
$791M
$1.58M 0.1%
+204,976
New +$1.58M
EAD
135
Allspring Income Opportunities Fund
EAD
$420M
$1.56M 0.1%
197,444
+45,703
+30% +$361K
AGD
136
abrdn Global Dynamic Dividend Fund
AGD
$298M
$1.47M 0.09%
173,356
+122,854
+243% +$1.04M
NBD
137
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$1.22M 0.08%
53,894
-59,742
-53% -$1.36M
XRDC
138
DELISTED
Crossroads Capital, Inc
XRDC
$1.19M 0.08%
579,042
– –
PPT
139
Putnam Premier Income Trust
PPT
$353M
$1.03M 0.07%
+218,600
New +$1.03M
RGT
140
Royce Global Value Trust
RGT
$83M
$895K 0.06%
117,716
+4,900
+4% +$37.3K
EACQU
141
DELISTED
Easterly Acquisition Corp. Unit
EACQU
$731K 0.05%
+73,055
New +$731K
PIM
142
Putnam Master Intermediate Income Trust
PIM
$161M
$682K 0.04%
157,528
-63,295
-29% -$274K
NVG icon
143
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.53B
$624K 0.04%
38,369
-173,115
-82% -$2.82M
NZF icon
144
Nuveen Municipal Credit Income Fund
NZF
$2.32B
$623K 0.04%
+39,157
New +$623K
MCN
145
Madison Covered Call & Equity Strategy Fund
MCN
$133M
$482K 0.03%
+62,907
New +$482K
CFD
146
DELISTED
Nuveen Diversified Commodity Fnd
CFD
$455K 0.03%
46,384
-21,656
-32% -$212K
CET
147
Central Securities Corp
CET
$1.45B
$416K 0.03%
21,195
-59,200
-74% -$1.16M
BKT icon
148
BlackRock Income Trust
BKT
$286M
$401K 0.03%
+60,539
New +$401K
GGZ
149
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$116M
$344K 0.02%
33,117
– –
CLM icon
150
Cornerstone Strategic Value Fund
CLM
$2.31B
– –
-227,922
Closed -$3.34M
4 5
6
7 8