RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+3.62%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.07B
AUM Growth
+$2.07B
Cap. Flow
-$75.1M
Cap. Flow %
-3.63%
Top 10 Hldgs %
30.81%
Holding
522
New
33
Increased
41
Reduced
115
Closed
59

Top Buys

1
CLM icon
Cornerstone Strategic Value Fund
CLM
$16.2M
2
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
$10M
3
LEGT.U
Legato Merger Corp III Units, each consisting of one Ordinary Share and one-half of one warrant
LEGT.U
$8.1M
4
EAD
Allspring Income Opportunities Fund
EAD
$7.05M
5
BCX icon
BlackRock Resources & Commodities Strategy Trust
BCX
$5.69M

Top Sells

1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
$18.4M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$14.6M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
$13M
4
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
$12.5M
5
PAXS
PIMCO Access Income Fund
PAXS
$9.08M

Sector Composition

1 Financials 9.62%
2 Healthcare 0.7%
3 Technology 0.58%
4 Industrials 0.4%
5 Consumer Discretionary 0.24%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IXAQ
101
DELISTED
IX Acquisition Corp. Class A Ordinary Share
IXAQ
$4.2M 0.2%
375,000
– –
BWG
102
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$146M
$4.13M 0.2%
486,644
-68,302
-12% -$579K
DYCQU
103
DT Cloud Acquisition Corporation Unit
DYCQU
$4.06M 0.2%
+400,000
New +$4.06M
BMN icon
104
BlackRock 2037 Municipal Target Term Trust
BMN
$150M
$3.99M 0.19%
165,564
+5,410
+3% +$130K
CLBR
105
DELISTED
Colombier Acquisition Corp II
CLBR
$3.97M 0.19%
+386,523
New +$3.97M
BRAC
106
DELISTED
Broad Capital Acquisition Corp Common Stock
BRAC
$3.93M 0.19%
350,000
– –
AACI
107
DELISTED
Armada Acquisition Corp. I Common Stock
AACI
$3.88M 0.19%
350,000
– –
CTOR
108
Citius Oncology, Inc. Common Stock
CTOR
$154M
$3.87M 0.19%
350,000
– –
GCTS
109
GCT Semiconductor Holding
GCTS
$72.1M
$3.77M 0.18%
375,000
– –
CLOE
110
DELISTED
Clover Leaf Capital Corp. Class A Common Stock
CLOE
$3.6M 0.17%
300,000
– –
CBH
111
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$3.5M 0.17%
397,300
+134,572
+51% +$1.19M
CXE
112
MFS High Income Municipal Trust
CXE
$111M
$3.43M 0.17%
945,301
-11,799
-1% -$42.8K
XLU icon
113
Utilities Select Sector SPDR Fund
XLU
$20.8B
$3.28M 0.16%
50,000
– –
VPV icon
114
Invesco Pennsylvania Value Municipal Income Trust
VPV
$179M
$3.26M 0.16%
317,859
– –
BKHAU
115
Black Hawk Acquisition Corporation Units
BKHAU
$3.2M 0.15%
+315,000
New +$3.2M
PGP
116
PIMCO Global StockPLUS & Income Fund
PGP
$97.5M
$3.18M 0.15%
415,224
– –
NXJ icon
117
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$475M
$2.98M 0.14%
246,283
– –
JHI
118
John Hancock Investors Trust
JHI
$124M
$2.96M 0.14%
224,345
+200,000
+822% +$2.64M
BACA
119
DELISTED
Berenson Acquisition Corp. I
BACA
$2.95M 0.14%
285,715
– –
CMU
120
MFS High Yield Municipal Trust
CMU
$83.9M
$2.87M 0.14%
861,357
+157,939
+22% +$526K
RFAC
121
DELISTED
RF Acquisition Corp. Class A Common Stock
RFAC
$2.79M 0.14%
258,463
– –
MBTC
122
DELISTED
Nocturne Acquisition Corporation Ordinary Shares
MBTC
$2.76M 0.13%
240,720
-5,632
-2% -$64.5K
XFIN
123
DELISTED
ExcelFin Acquisition Corp Class A Common Stock
XFIN
$2.73M 0.13%
249,501
– –
PRLH
124
DELISTED
Pearl Holdings Acquisition Corp Class A Ordinary Shares
PRLH
$2.7M 0.13%
250,000
– –
YOTA
125
DELISTED
Yotta Acquisition Corporation Common Stock
YOTA
$2.69M 0.13%
248,680
– –
3 4
5
6 7