RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-1.28%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.47B
AUM Growth
+$2.47B
Cap. Flow
+$576M
Cap. Flow %
23.26%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
$52.2M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
$50M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$45M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
$44.9M

Top Sells

1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
$43M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
$24.4M

Sector Composition

1 Financials 18.77%
2 Technology 1.66%
3 Healthcare 1.42%
4 Industrials 1.29%
5 Consumer Discretionary 0.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NAN icon
101
Nuveen New York Quality Municipal Income Fund
NAN
$337M
$5.12M 0.21%
346,000
+600
+0.2% +$8.87K
MHN icon
102
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$293M
$5.09M 0.21%
355,899
-40,480
-10% -$578K
GDL
103
GDL Fund
GDL
$96.2M
$5.05M 0.2%
564,974
+285,600
+102% +$2.55M
GSEV
104
DELISTED
Gores Holdings VII, Inc. Class A Common Stock
GSEV
$4.88M 0.2%
498,497
+417,297
+514% +$4.08M
NKX icon
105
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$565M
$4.68M 0.19%
295,828
-45,400
-13% -$719K
NXJ icon
106
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$475M
$4.63M 0.19%
301,185
– –
SST icon
107
System1
SST
$56.6M
$4.6M 0.19%
461,908
– –
CCV
108
DELISTED
Churchill Capital Corp V
CCV
$4.6M 0.19%
467,400
+267,400
+134% +$2.63M
LCA
109
DELISTED
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
$4.59M 0.19%
471,212
+421,212
+842% +$4.1M
TEI
110
Templeton Emerging Markets Income Fund
TEI
$291M
$4.55M 0.18%
+624,128
New +$4.55M
SHAP.U
111
DELISTED
Spree Acquisition Corp. 1 Limited Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
SHAP.U
$4.51M 0.18%
+450,000
New +$4.51M
SVFA
112
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
$4.47M 0.18%
445,550
+119,560
+37% +$1.2M
NML
113
Neuberger Berman Energy Infrastructure and Income Fund
NML
$484M
$4.42M 0.18%
862,369
+191,839
+29% +$984K
SEPA
114
DELISTED
SEP Acquisition Corp Class A Common Stock
SEPA
$4.29M 0.17%
437,500
– –
NSL
115
DELISTED
NUVEEN SENIOR INCM FD
NSL
$4.26M 0.17%
721,262
-363,831
-34% -$2.15M
VMM
116
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$4.22M 0.17%
299,039
+109,027
+57% +$1.54M
AUS
117
DELISTED
Austerlitz Acquisition Corporation I
AUS
$4.17M 0.17%
429,022
+224,002
+109% +$2.18M
THCA
118
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$4.08M 0.16%
399,998
– –
INTE
119
DELISTED
Integral Acquisition Corporation 1 Class A Common Stock
INTE
$4.02M 0.16%
+393,938
New +$4.02M
LIONU
120
DELISTED
Lionheart III Corp Unit
LIONU
$4.02M 0.16%
+400,000
New +$4.02M
NZF icon
121
Nuveen Municipal Credit Income Fund
NZF
$2.31B
$3.91M 0.16%
228,501
-103,952
-31% -$1.78M
NCA icon
122
Nuveen California Municipal Value Fund
NCA
$283M
$3.85M 0.16%
380,200
+163,868
+76% +$1.66M
PCF
123
High Income Securities Fund
PCF
$121M
$3.83M 0.15%
+442,623
New +$3.83M
DTF
124
DTF Tax-Free Income 2028 Term Fund
DTF
$79.4M
$3.76M 0.15%
263,178
-172,779
-40% -$2.47M
BOCNU
125
DELISTED
Blue Ocean Acquisition Corp Unit
BOCNU
$3.76M 0.15%
+375,000
New +$3.76M
3 4
5
6 7