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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$500M
Cap. Flow %
20.19%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

Rank Stock Value
1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$59.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$51.9M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45.7M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$45.3M

Top Sells

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43.9M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

Rank Sector Weight
1 Financials 18.77%
2 Technology 1.7%
3 Healthcare 1.36%
4 Industrials 1.31%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAN icon
101
Nuveen New York Quality Municipal Income Fund
NAN
$370M
$5.12M 0.21%
346,000
+600
+0.2% +$8.74K
MHN
102
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$5.09M 0.21%
355,899
-40,480
-10% -$584K
GDL
103
GDL Fund
GDL
$92.1M
$5.04M 0.2%
564,974
+285,600
+102% +$2.56M
GSEV
104
DELISTED
Gores Holdings VII, Inc. Class A Common Stock
GSEV
$4.88M 0.2%
498,497
+417,297
+514% +$4.11M
NKX icon
105
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$664M
$4.68M 0.19%
295,828
-45,400
-13% -$734K
NXJ
106
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$4.63M 0.19%
301,185
– –
SST icon
107
System1
SST
$17.6M
$4.6M 0.19%
46,191
– –
CCV
108
DELISTED
Churchill Capital Corp V
CCV
$4.6M 0.19%
467,400
+267,400
+134% +$2.64M
LCA
109
DELISTED
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
$4.58M 0.19%
471,212
+421,212
+842% +$4.12M
TEI
110
Templeton Emerging Markets Income Fund
TEI
$321M
$4.55M 0.18%
+624,128
New +$4.7M
SHAP.U
111
DELISTED
Spree Acquisition Corp. 1 Limited Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
SHAP.U
$4.51M 0.18%
+450,000
New +$4.5M
SVFA
112
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
$4.47M 0.18%
445,550
+119,560
+37% +$1.19M
NML
113
Neuberger Energy Infrastructure and Income Fund Inc
NML
$594M
$4.42M 0.18%
862,369
+191,839
+29% +$1.01M
SEPA
114
DELISTED
SEP Acquisition Corp Class A Common Stock
SEPA
$4.29M 0.17%
437,500
– –
NSL
115
DELISTED
NUVEEN SENIOR INCM FD
NSL
$4.25M 0.17%
721,262
-363,831
-34% -$2.16M
VMM
116
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$4.22M 0.17%
299,039
+109,027
+57% +$1.53M
AUS
117
DELISTED
Austerlitz Acquisition Corporation I
AUS
$4.17M 0.17%
429,022
+224,002
+109% +$2.21M
THCA
118
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$4.08M 0.16%
399,998
– –
INTE
119
DELISTED
Integral Acquisition Corporation 1 Class A Common Stock
INTE
$4.02M 0.16%
+393,938
New +$3.89M
LIONU
120
DELISTED
Lionheart III Corp Unit
LIONU
$4.02M 0.16%
+400,000
New +$4.02M
NZF icon
121
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$3.91M 0.16%
228,501
-103,952
-31% -$1.76M
NCA icon
122
Nuveen California Municipal Value Fund
NCA
$303M
$3.85M 0.16%
380,200
+163,868
+76% +$1.68M
PCF
123
High Income Securities Fund
PCF
$101M
$3.83M 0.15%
+442,623
New +$3.87M
DTF
124
DTF Tax-Free Income 2028 Term Fund
DTF
$80.8M
$3.76M 0.15%
263,178
-172,779
-40% -$2.48M
BOCNU
125
DELISTED
Blue Ocean Acquisition Corp Unit
BOCNU
$3.76M 0.15%
+375,000
New +$3.76M
3 4
5
6 7

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Rivernorth Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rivernorth Capital Management held 830 positions worth $2.47B, up 31% from $1.89B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $500M of net new capital in Q4 2021, opening 261 new positions and adding to 95 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI Emerging Markets ETF, an estimated $43.9M trimmed.

  • Rivernorth Capital Management's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.
  • Rivernorth Capital Management added most to BlackRock Capital Allocation Term Trust in Q4 2021, an estimated $80.9M increase.
  • Rivernorth Capital Management's biggest Q4 2021 reduction was Invesco FTSE RAFI Emerging Markets ETF, cutting an estimated $43.9M.
  • Rivernorth Capital Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $32.4M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $2.47B portfolio in Q4 2021.
  • Rivernorth Capital Management opened 261 new positions and closed 112 in Q4 2021.
  • Rivernorth Capital Management's portfolio value rose 31% quarter-over-quarter to $2.47B.

Based on Rivernorth Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.