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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBAC
101
DELISTED
RedBall Acquisition Corp.
RBAC
$3.44M 0.18%
349,994
+275,000
+367% +$2.69M
BGH
102
Barings Global Short Duration High Yield Fund
BGH
$286M
$3.4M 0.18%
198,742
-276,938
-58% -$4.72M
MQT
103
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$3.36M 0.18%
233,745
-229,637
-50% -$3.39M
NML
104
Neuberger Energy Infrastructure and Income Fund Inc
NML
$601M
$3.35M 0.18%
670,530
+95,350
+17% +$459K
SVFA
105
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
$3.18M 0.17%
+325,990
New +$3.19M
BMEZ icon
106
BlackRock Health Sciences Trust II
BMEZ
$1.01B
$3.15M 0.17%
+116,854
New +$3.35M
OXACU
107
DELISTED
Oxbridge Acquisition Corp. Unit
OXACU
$3.07M 0.16%
+300,000
New +$3.03M
CLOEU
108
DELISTED
Clover Leaf Capital Corp. Unit
CLOEU
$2.98M 0.16%
+288,070
New +$2.93M
PSAG
109
DELISTED
Property Solutions Acquisition Corporation II Class A Common Stock
PSAG
$2.91M 0.15%
+299,992
New +$2.89M
LFLY
110
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$2.87M 0.15%
14,377
– –
FIF
111
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$2.83M 0.15%
221,599
+27,068
+14% +$356K
ISPO
112
DELISTED
Inspirato
ISPO
$2.78M 0.15%
13,750
– –
MSD
113
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$2.74M 0.15%
300,319
-28,023
-9% -$265K
MYD
114
DELISTED
BlackRock MuniYield Fund
MYD
$2.71M 0.14%
182,755
-83,601
-31% -$1.28M
VMM
115
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$2.69M 0.14%
190,012
+146,690
+339% +$2.09M
GBTG icon
116
American Express Global Business Travel
GBTG
$4.93B
$2.68M 0.14%
274,998
+75,000
+38% +$731K
BYM
117
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$2.58M 0.14%
168,976
-185,821
-52% -$2.97M
PRPC
118
DELISTED
CC Neuberger Principal Holdings III
PRPC
$2.58M 0.14%
264,005
+163,420
+162% +$1.59M
NUW icon
119
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
$2.53M 0.13%
148,638
+41,072
+38% +$705K
CXH
120
DELISTED
MFS Investment Grade Municipal Trust
CXH
$2.52M 0.13%
251,909
– –
GDL
121
GDL Fund
GDL
$92.1M
$2.51M 0.13%
279,374
+176,874
+173% +$1.6M
SCLX icon
122
Scilex Holding
SCLX
$47.1M
$2.5M 0.13%
+7,143
New +$2.49M
MSPR
123
DELISTED
MSP Recovery Inc
MSPR
$2.48M 0.13%
57
– –
GGPI
124
DELISTED
Gores Guggenheim, Inc. Class A Common Stock
GGPI
$2.47M 0.13%
241,800
+41,800
+21% +$416K
NKG
125
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
$2.47M 0.13%
182,050
-33,204
-15% -$458K
3 4
5
6 7

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.