RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+2.05%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.67B
AUM Growth
+$1.67B
Cap. Flow
-$60.8M
Cap. Flow %
-3.65%
Top 10 Hldgs %
31.26%
Holding
591
New
236
Increased
61
Reduced
68
Closed
133

Top Buys

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$46.7M
2
MHD icon
BlackRock MuniHoldings Fund
MHD
$14.6M
3
HIO
Western Asset High Income Opportunity Fund
HIO
$10.9M
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
$8.7M
5
EIM
Eaton Vance Municipal Bond Fund
EIM
$8.14M

Top Sells

1
OBDC icon
Blue Owl Capital
OBDC
$36.5M
2
BCSF icon
Bain Capital Specialty
BCSF
$28.4M
3
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
$26.9M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
$20.3M
5
NUM
Nuveen Michigan Quality Municipal Income Fund
NUM
$16.9M

Sector Composition

1 Financials 8.03%
2 Healthcare 1.08%
3 Consumer Discretionary 0.78%
4 Technology 0.67%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JHB
101
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$2.71M 0.16%
289,484
+107,491
+59% +$1.01M
NXJ icon
102
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$473M
$2.69M 0.16%
+185,554
New +$2.69M
FPL
103
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$2.64M 0.16%
494,665
-373,192
-43% -$1.99M
NCV
104
Virtus Convertible & Income Fund
NCV
$333M
$2.59M 0.16%
457,885
+316,031
+223% +$1.79M
MYC
105
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$2.53M 0.15%
171,944
+134,435
+358% +$1.98M
MUDS
106
DELISTED
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
$2.53M 0.15%
+199,998
New +$2.53M
VCKAU
107
DELISTED
Vickers Vantage Corp. I Unit
VCKAU
$2.52M 0.15%
+250,000
New +$2.52M
CXH
108
MFS Investment Grade Municipal Trust
CXH
$61.2M
$2.47M 0.15%
+251,909
New +$2.47M
FUND
109
Sprott Focus Trust
FUND
$244M
$2.46M 0.15%
315,103
-278,348
-47% -$2.17M
MSPR
110
MSP Recovery, Inc. Class A Common Stock
MSPR
$17.6M
$2.46M 0.15%
249,998
– –
OBDC icon
111
Blue Owl Capital
OBDC
$7.29B
$2.36M 0.14%
171,211
-2,652,452
-94% -$36.5M
SHPW
112
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$2.35M 0.14%
235,000
– –
LQD icon
113
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.4B
$2.3M 0.14%
+17,700
New +$2.3M
MYF
114
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$2.3M 0.14%
+165,110
New +$2.3M
VCVC
115
DELISTED
10X Capital Venture Acquisition Corp Class A Common Stock
VCVC
$2.25M 0.14%
+224,998
New +$2.25M
FIF
116
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$2.08M 0.12%
167,765
-157,121
-48% -$1.95M
AUS.U
117
DELISTED
Austerlitz Acquisition Corporation I Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
AUS.U
$2.06M 0.12%
+205,029
New +$2.06M
SEAH
118
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
$2.05M 0.12%
209,998
– –
VMO icon
119
Invesco Municipal Opportunity Trust
VMO
$619M
$2.05M 0.12%
155,553
-829,233
-84% -$10.9M
NHIC
120
DELISTED
NewHold Investment Corp. Class A Common Stock
NHIC
$2M 0.12%
199,998
– –
REVB icon
121
Revelation Biosciences
REVB
$4.69M
$2M 0.12%
200,000
+3,382
+2% +$33.8K
BENE
122
DELISTED
Benessere Capital Acquisition Corp. Class A Common Stock
BENE
$1.99M 0.12%
+199,996
New +$1.99M
GBTG icon
123
American Express Global Business Travel
GBTG
$3.86B
$1.98M 0.12%
199,998
– –
NBSTU
124
DELISTED
Newbury Street Acquisition Corporation Units
NBSTU
$1.98M 0.12%
+200,000
New +$1.98M
ATSPU
125
DELISTED
Archimedes Tech SPAC Partners Co. Unit
ATSPU
$1.98M 0.12%
+200,000
New +$1.98M
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5
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