RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+2.63%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.62B
AUM Growth
+$1.62B
Cap. Flow
-$192M
Cap. Flow %
-11.91%
Top 10 Hldgs %
30.32%
Holding
425
New
161
Increased
44
Reduced
87
Closed
91

Top Buys

1
HIX
Western Asset High Income Fund II
HIX
$16.2M
2
OCSL icon
Oaktree Specialty Lending
OCSL
$13.9M
3
BCSF icon
Bain Capital Specialty
BCSF
$10.7M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$9.15M
5
PHD
Pioneer Floating Rate Fund
PHD
$8.23M

Top Sells

1
GBDC icon
Golub Capital BDC
GBDC
$33.2M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$26M
3
HFRO
Highland Opportunities and Income Fund
HFRO
$18.2M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
$17.2M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
$14.8M

Sector Composition

1 Financials 8%
2 Technology 1.39%
3 Consumer Discretionary 1%
4 Industrials 0.94%
5 Healthcare 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PSACU
101
DELISTED
Property Solutions Acquisition Corp. Unit
PSACU
$3.02M 0.19% +299,200 New +$3.02M
IRR
102
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$2.96M 0.18% 1,210,875 -435,864 -26% -$1.06M
DM
103
DELISTED
Desktop Metal, Inc.
DM
$2.91M 0.18% +269,281 New +$2.91M
GBDC icon
104
Golub Capital BDC
GBDC
$3.97B
$2.9M 0.18% 219,122 -2,507,395 -92% -$33.2M
ALUS
105
DELISTED
Alussa Energy Acquisition Corp.
ALUS
$2.89M 0.18% +290,674 New +$2.89M
FCT
106
First Trust Senior Floating Rate Income Fund II
FCT
$266M
$2.86M 0.18% 260,895 -584,168 -69% -$6.41M
FMO
107
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$2.83M 0.18% 393,031 -864,101 -69% -$6.22M
GNRS
108
DELISTED
Greenrose Acquisition Corp. Common Stock
GNRS
$2.83M 0.18% +289,496 New +$2.83M
LIVK
109
DELISTED
LIV Capital Acquisition Corp. Class A Ordinary Shares
LIVK
$2.8M 0.17% +284,062 New +$2.8M
IGD
110
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$472M
$2.74M 0.17% 553,017 -762,001 -58% -$3.77M
MCOM
111
DELISTED
micromobility.com Inc. Class A Common stock
MCOM
$2.67M 0.17% +265,942 New +$2.67M
AFT
112
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$2.62M 0.16% 204,606 +179,925 +729% +$2.31M
RSI icon
113
Rush Street Interactive
RSI
$2.12B
$2.62M 0.16% +205,330 New +$2.62M
EGIF
114
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
$2.61M 0.16% 207,900 -197,270 -49% -$2.48M
AGBA
115
DELISTED
AGBA Acquisition Limited Ordinary Share
AGBA
$2.6M 0.16% +250,000 New +$2.6M
MCI
116
Barings Corporate Investors
MCI
$443M
$2.56M 0.16% 204,831 +114,294 +126% +$1.43M
MMU
117
Western Asset Managed Municipals Fund
MMU
$540M
$2.54M 0.16% 208,167 +43,730 +27% +$533K
NBO
118
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$2.53M 0.16% 217,103 -25,923 -11% -$302K
LCAPU
119
DELISTED
Lionheart Acquisition Corp. II Unit
LCAPU
$2.49M 0.15% +250,000 New +$2.49M
SHPW
120
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$2.33M 0.14% +235,000 New +$2.33M
NAN icon
121
Nuveen New York Quality Municipal Income Fund
NAN
$339M
$2.25M 0.14% 164,789 -39,704 -19% -$543K
SPRU icon
122
Spruce Power Holding Corp
SPRU
$25.9M
$2.22M 0.14% +192,493 New +$2.22M
GOEV
123
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$2.18M 0.14% +195,920 New +$2.18M
BTRS
124
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$2.18M 0.13% +208,466 New +$2.18M
RCOR
125
DELISTED
Renovacor, Inc.
RCOR
$2.18M 0.13% +222,500 New +$2.18M
3 4
5
6 7