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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+16.1%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.76B
AUM Growth
+$266M
Cap. Flow
+$63.5M
Cap. Flow %
3.61%
Top 10 Hldgs %
29.9%
Holding
338
New
64
Increased
73
Reduced
91
Closed
78

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.2M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$15.9M
3
GBDC icon
Golub Capital BDC
GBDC
+$15.4M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$15.3M
5
FEI
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
+$10.7M

Top Sells

Rank Stock Value
1
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
+$18.2M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$15.2M
3
ARCC icon
Ares Capital
ARCC
+$13.1M
4
MYN icon
BlackRock MuniYield New York Quality Fund
MYN
+$13M
5
RQI icon
Cohen & Steers Quality Income Realty Fund
RQI
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 5.67%
2 Technology 0.24%
3 Consumer Staples 0.2%
4 Healthcare 0.17%
5 Industrials 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCPL.U
101
DELISTED
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
$3.18M 0.18%
+300,000
New +$3.08M
PCI
102
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$3.12M 0.18%
169,299
+122,371
+261% +$2.19M
SPE
103
Special Opportunities Fund
SPE
$144M
$3.07M 0.17%
284,878
-35,006
-11% -$348K
SNAX
104
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$3.02M 0.17%
+19,627
New +$3M
CLVR
105
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
$3.01M 0.17%
+9,816
New +$3.02M
MSD
106
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$3M 0.17%
+352,744
New +$2.85M
TRNE.U
107
DELISTED
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$2.97M 0.17%
269,282
-5,718
-2% -$59.8K
CTR
108
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$2.95M 0.17%
217,857
+211,243
+3,194% +$2.76M
ALUS.U
109
DELISTED
Alussa Energy Acquisition Corp
ALUS.U
$2.93M 0.17%
290,677
-9,323
-3% -$93.3K
LIVKU
110
DELISTED
LIV Capital Acquisition Corp. Unit
LIVKU
$2.91M 0.17%
284,062
-10,878
-4% -$109K
GNRSU
111
DELISTED
Greenrose Acquisition Corp. Unit
GNRSU
$2.9M 0.16%
289,496
-10,504
-4% -$104K
GCMG icon
112
GCM Grosvenor
GCMG
$834M
$2.82M 0.16%
+259,670
New +$2.7M
NBO
113
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$2.81M 0.16%
243,026
-260,382
-52% -$2.94M
NAN icon
114
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$2.76M 0.16%
204,493
-109,255
-35% -$1.43M
GRNVU
115
DELISTED
GreenVision Acquisition Corp Unit
GRNVU
$2.75M 0.16%
265,942
-9,058
-3% -$92.5K
EVN
116
Eaton Vance Municipal Income Trust
EVN
$429M
$2.71M 0.15%
217,138
-75,082
-26% -$901K
DMYT.U
117
DELISTED
dMY Technology Group, Inc. Units, each consisting of one share of Class A Common Stock and one-half
DMYT.U
$2.65M 0.15%
250,000
– –
THCBU
118
DELISTED
Tuscan Holdings Corp. Unit
THCBU
$2.63M 0.15%
245,968
-4,032
-2% -$41.5K
BGH
119
Barings Global Short Duration High Yield Fund
BGH
$287M
$2.63M 0.15%
+209,227
New +$2.43M
FEN
120
DELISTED
First Trust Energy Income and Growth Fund
FEN
$2.56M 0.15%
+237,038
New +$2.65M
NOVSU
121
DELISTED
Novus Capital Corporation Units
NOVSU
$2.53M 0.14%
+241,172
New +$2.44M
AGBAU
122
DELISTED
AGBA Acquisition Ltd Unit
AGBAU
$2.52M 0.14%
250,000
– –
NFINU
123
DELISTED
Netfin Acquisition Corp. Unit
NFINU
$2.46M 0.14%
195,721
-4,279
-2% -$45K
GLEO.U
124
DELISTED
Galileo Acquisition Corp. Units, each consisting of one Ordinary Share and one Redeemable Warrant
GLEO.U
$2.43M 0.14%
235,000
– –
EQOS
125
DELISTED
EQONEX LIMITED Ordinary Shares
EQOS
$2.38M 0.14%
235,496
+19,368
+9% +$195K
3 4
5
6 7

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Rivernorth Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Rivernorth Capital Management held 338 positions worth $1.76B, up 18% from $1.49B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Rivernorth Capital Management deployed $63.5M of net new capital in Q2 2020, opening 64 new positions and adding to 73 existing holdings. Its largest new stake was FIRST TRUST MLP AND ENERGY INCOME FUND: 1,863,762 shares worth $10.5M.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, up from 5.1% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Duff & Phelps Utility & Corporate Bond Trust, an estimated $18.2M trimmed.

  • Rivernorth Capital Management's largest Q2 2020 buy was FIRST TRUST MLP AND ENERGY INCOME FUND: 1,863,762 shares worth $10.5M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q2 2020, an estimated $36.2M increase.
  • Rivernorth Capital Management's biggest Q2 2020 reduction was Duff & Phelps Utility & Corporate Bond Trust, cutting an estimated $18.2M.
  • Rivernorth Capital Management fully exited BlackRock Credit Allocation Income Trust in Q2 2020, selling an estimated $15.2M.
  • Rivernorth Capital Management's ten largest holdings make up 30% of its $1.76B portfolio in Q2 2020.
  • Rivernorth Capital Management opened 64 new positions and closed 78 in Q2 2020.
  • Rivernorth Capital Management's portfolio value rose 18% quarter-over-quarter to $1.76B.

Based on Rivernorth Capital Management's 13F filing for Q2 2020, filed 14 Aug 2020.