RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+15.99%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.76B
AUM Growth
+$1.76B
Cap. Flow
+$75.7M
Cap. Flow %
4.3%
Top 10 Hldgs %
29.9%
Holding
338
New
64
Increased
73
Reduced
91
Closed
78

Top Buys

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$37.3M
2
GBDC icon
Golub Capital BDC
GBDC
$16.3M
3
BRW
Saba Capital Income & Opportunities Fund
BRW
$16.2M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$15.8M
5
BCSF icon
Bain Capital Specialty
BCSF
$10.8M

Top Sells

1
DUC
Duff & Phelps Utility & Corporate Bond Trust
DUC
$18.7M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
$15.2M
3
MYN icon
BlackRock MuniYield New York Quality Fund
MYN
$13.4M
4
ARCC icon
Ares Capital
ARCC
$13.1M
5
RQI icon
Cohen & Steers Quality Income Realty Fund
RQI
$12.2M

Sector Composition

1 Financials 5.67%
2 Technology 0.24%
3 Consumer Staples 0.2%
4 Healthcare 0.17%
5 Industrials 0.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PCPL.U
101
DELISTED
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
$3.18M 0.18% +300,000 New +$3.18M
PCI
102
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$3.12M 0.18% 169,299 +122,371 +261% +$2.26M
SPE
103
Special Opportunities Fund
SPE
$167M
$3.07M 0.17% 272,142 -33,441 -11% -$377K
SNAX
104
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$3.02M 0.17% +294,410 New +$3.02M
CLVR
105
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
$3.01M 0.17% +294,494 New +$3.01M
MSD
106
Morgan Stanley Emerging Markets Debt Fund
MSD
$152M
$3M 0.17% +352,744 New +$3M
TRNE.U
107
DELISTED
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$2.97M 0.17% 269,282 -5,718 -2% -$63K
CTR
108
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$2.95M 0.17% 1,089,286 +1,056,216 +3,194% +$2.86M
ALUS.U
109
DELISTED
Alussa Energy Acquisition Corp.
ALUS.U
$2.93M 0.17% 290,677 -9,323 -3% -$93.9K
LIVKU
110
DELISTED
LIV Capital Acquisition Corp. Unit
LIVKU
$2.91M 0.17% 284,062 -10,878 -4% -$112K
GNRSU
111
DELISTED
Greenrose Acquisition Corp. Unit
GNRSU
$2.9M 0.16% 289,496 -10,504 -4% -$105K
GCMG icon
112
GCM Grosvenor
GCMG
$690M
$2.82M 0.16% +259,670 New +$2.82M
NBO
113
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$2.81M 0.16% 243,026 -260,382 -52% -$3.01M
NAN icon
114
Nuveen New York Quality Municipal Income Fund
NAN
$339M
$2.76M 0.16% 204,493 -109,255 -35% -$1.47M
GRNVU
115
DELISTED
GreenVision Acquisition Corp Unit
GRNVU
$2.75M 0.16% 265,942 -9,058 -3% -$93.7K
EVN
116
Eaton Vance Municipal Income Trust
EVN
$415M
$2.71M 0.15% 217,138 -75,082 -26% -$938K
DMYT.U
117
DELISTED
dMY Technology Group, Inc. Units, each consisting of one share of Class A Common Stock and one-half
DMYT.U
$2.65M 0.15% 250,000 – –
THCBU
118
DELISTED
Tuscan Holdings Corp. Unit
THCBU
$2.63M 0.15% 245,968 -4,032 -2% -$43.1K
BGH
119
Barings Global Short Duration High Yield Fund
BGH
$328M
$2.63M 0.15% +209,227 New +$2.63M
FEN
120
DELISTED
First Trust Energy Income and Growth Fund
FEN
$2.57M 0.15% +237,038 New +$2.57M
NOVSU
121
DELISTED
Novus Capital Corporation Units
NOVSU
$2.53M 0.14% +241,172 New +$2.53M
AGBAU
122
DELISTED
AGBA Acquisition Limited Unit
AGBAU
$2.53M 0.14% 250,000 – –
NFINU
123
DELISTED
Netfin Acquisition Corp. Unit
NFINU
$2.46M 0.14% 195,721 -4,279 -2% -$53.9K
GLEO.U
124
DELISTED
Galileo Acquisition Corp. Units, each consisting of one Ordinary Share and one Redeemable Warrant
GLEO.U
$2.43M 0.14% 235,000 – –
EQOS
125
DELISTED
EQONEX LIMITED Ordinary Shares
EQOS
$2.38M 0.14% 235,496 +19,368 +9% +$196K
3 4
5
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