We are live on ! Find out more
RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.58%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.3M
AUM Growth
-$1.52B
Cap. Flow
-$21.8M
Cap. Flow %
-947.17%
Top 10 Hldgs %
51.05%
Holding
265
New
31
Increased
45
Reduced
65
Closed
22

Top Buys

Rank Stock Value
1
HIO
Western Asset High Income Opportunity Fund
HIO
+$8.28M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$6.91M
3
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$6.89M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.19M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$3.98M

Top Sells

Rank Stock Value
1
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$8.47M
2
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$7.23M
3
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$6.92M
4
FSK icon
FS KKR Capital
FSK
+$5.51M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$5.37M

Sector Composition

Rank Sector Weight
1 Financials 1.91%
2 Consumer Discretionary 0.32%
3 Healthcare 0.25%
4 Energy 0.2%
5 Technology 0.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TKKSU
101
DELISTED
TKK Symphony Acquisition Corporation Unit
TKKSU
$3.08K 0.13%
300,000
– –
DDMXU
102
DELISTED
DD3 Acquisition Corp. Units
DDMXU
$3.07K 0.13%
300,000
– –
MYN icon
103
BlackRock MuniYield New York Quality Fund
MYN
$377M
$3.07K 0.13%
241,552
+47,661
+25% +$599K
CCX.U
104
DELISTED
Churchill Capital Corp II
CCX.U
$3.04K 0.13%
+300,000
New +$3.04M
SAMAU
105
DELISTED
Schultze Special Purpose Acquisition Corp. Unit
SAMAU
$3.04K 0.13%
300,000
– –
DTF
106
DTF Tax-Free Income 2028 Term Fund
DTF
$81.1M
$3.03K 0.13%
+219,201
New +$3M
TRNE.U
107
DELISTED
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$2.78K 0.12%
275,000
– –
LEO
108
BNY Mellon Strategic Municipals
LEO
$387M
$2.74K 0.12%
335,552
-67,179
-17% -$543K
VWO icon
109
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$2.71K 0.12%
63,796
– –
THCBU
110
DELISTED
Tuscan Holdings Corp. Unit
THCBU
$2.65K 0.12%
250,000
– –
BFI
111
DELISTED
BurgerFi International, Inc. Common Stock
BFI
$2.58K 0.11%
250,000
– –
JFKKU
112
DELISTED
8i Enterprises Acquisition Corp Unit
JFKKU
$2.53K 0.11%
240,000
– –
NRXP icon
113
NRX Pharmaceuticals
NRXP
$153M
$2.53K 0.11%
24,000
– –
AGBAU
114
DELISTED
AGBA Acquisition Ltd Unit
AGBAU
$2.5K 0.11%
+250,000
New +$2.51M
BCX icon
115
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
$2.4K 0.1%
293,282
+98,585
+51% +$782K
RVT icon
116
Royce Value Trust
RVT
$2.3B
$2.33K 0.1%
167,669
– –
VEA icon
117
Vanguard FTSE Developed Markets ETF
VEA
$237B
$2.33K 0.1%
55,877
– –
AFT
118
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$2.3K 0.1%
153,837
-120,546
-44% -$1.81M
BROG
119
DELISTED
Brooge Energy
BROG
$2.28K 0.1%
225,000
– –
HHHHU
120
DELISTED
Wealthbridge Acquisition Limited Units
HHHHU
$2.28K 0.1%
225,000
– –
HPK icon
121
HighPeak Energy
HPK
$910M
$2.28K 0.1%
224,996
– –
BTT icon
122
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$2.19K 0.1%
94,510
-305,024
-76% -$6.92M
SMMCU
123
DELISTED
South Mountain Merger Corp. Unit
SMMCU
$2.14K 0.09%
+214,000
New +$2.14M
ALACU
124
DELISTED
Alberton Acquisition Corp Unit
ALACU
$2.09K 0.09%
200,000
– –
HCACU
125
DELISTED
Hennessy Capital Acquisition Corp. IV Unit
HCACU
$2.08K 0.09%
200,000
– –
3 4
5
6 7

Similar funds

LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
RMCM
Reynders McVeigh Capital Management Boston, Massachusetts $1.98B AUM 23.37% 1-Year Est. Return
AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return

Rivernorth Capital Management's Q2 2019 Portfolio in Review

As of Q2 2019, Rivernorth Capital Management held 265 positions worth $2.3M, down 100% from $1.52B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Rivernorth Capital Management withdrew a net $21.8M in Q2 2019, closing 22 positions and reducing 65 holdings. Its most notable exit was Ranpak Holdings, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.9% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Rivernorth Capital Management opened a new position in Proficient Alpha Acquisition Corp. Unit worth $3.27K.

  • Rivernorth Capital Management's largest Q2 2019 buy was Proficient Alpha Acquisition Corp. Unit: 325,000 shares worth $3.27K.
  • Rivernorth Capital Management added most to Western Asset High Income Opportunity Fund in Q2 2019, an estimated $8.28M increase.
  • Rivernorth Capital Management's biggest Q2 2019 reduction was Nuveen California Quality Municipal Income Fund, cutting an estimated $8.47M.
  • Rivernorth Capital Management fully exited Ranpak Holdings in Q2 2019, selling an estimated $4.08M.
  • Rivernorth Capital Management's ten largest holdings make up 51% of its $2.3M portfolio in Q2 2019.
  • Rivernorth Capital Management opened 31 new positions and closed 22 in Q2 2019.
  • Rivernorth Capital Management's portfolio value fell 100% quarter-over-quarter to $2.3M.

Based on Rivernorth Capital Management's 13F filing for Q2 2019, filed 14 Aug 2019.