RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+1.59%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.3M
AUM Growth
-$1.52B
Cap. Flow
-$21M
Cap. Flow %
-914.93%
Top 10 Hldgs %
51.05%
Holding
265
New
31
Increased
45
Reduced
65
Closed
22

Top Buys

1
HIO
Western Asset High Income Opportunity Fund
HIO
$8.54K
2
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
$6.95K
3
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$6.93K
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$4.32K
5
HYB
New America High Income Fund, Inc.
HYB
$3.93K

Top Sells

1
PACK icon
Ranpak Holdings
PACK
$4.08M
2
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$4.01M
3
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$2.3M
4
ASG
Liberty All-Star Growth Fund
ASG
$2.27M
5
KXIN icon
Kaixin Holdings
KXIN
$2.19M

Sector Composition

1 Financials 1.91%
2 Consumer Discretionary 0.32%
3 Communication Services 0.25%
4 Healthcare 0.25%
5 Energy 0.2%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TKKSU
101
DELISTED
TKK Symphony Acquisition Corporation Unit
TKKSU
$3.08K 0.13%
300,000
– –
DDMXU
102
DELISTED
DD3 Acquisition Corp. Units
DDMXU
$3.07K 0.13%
300,000
– –
MYN icon
103
BlackRock MuniYield New York Quality Fund
MYN
$368M
$3.07K 0.13%
241,552
+47,661
+25% +$606
CCX.U
104
DELISTED
Churchill Capital Corp II
CCX.U
$3.05K 0.13%
+300,000
New +$3.05K
SAMAU
105
DELISTED
Schultze Special Purpose Acquisition Corp. Unit
SAMAU
$3.05K 0.13%
300,000
– –
DTF
106
DTF Tax-Free Income 2028 Term Fund
DTF
$79.8M
$3.03K 0.13%
+219,201
New +$3.03K
TRNE.U
107
DELISTED
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$2.78K 0.12%
275,000
– –
LEO
108
BNY Mellon Strategic Municipals
LEO
$379M
$2.74K 0.12%
335,552
-67,179
-17% -$549
VWO icon
109
Vanguard FTSE Emerging Markets ETF
VWO
$98B
$2.71K 0.12%
63,796
– –
THCBU
110
DELISTED
Tuscan Holdings Corp. Unit
THCBU
$2.65K 0.12%
250,000
– –
BFI
111
DELISTED
BurgerFi International, Inc. Common Stock
BFI
$2.58K 0.11%
250,000
– –
JFKKU
112
DELISTED
8i Enterprises Acquisition Corp Unit
JFKKU
$2.53K 0.11%
240,000
– –
NRXP icon
113
NRX Pharmaceuticals
NRXP
$67.7M
$2.53K 0.11%
24,000
– –
AGBAU
114
DELISTED
AGBA Acquisition Limited Unit
AGBAU
$2.51K 0.11%
+250,000
New +$2.51K
BCX icon
115
BlackRock Resources & Commodities Strategy Trust
BCX
$787M
$2.4K 0.1%
293,282
+98,585
+51% +$806
RVT icon
116
Royce Value Trust
RVT
$1.95B
$2.33K 0.1%
167,669
– –
VEA icon
117
Vanguard FTSE Developed Markets ETF
VEA
$173B
$2.33K 0.1%
55,877
– –
AFT
118
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$2.3K 0.1%
153,837
-120,546
-44% -$1.8K
BROG
119
DELISTED
Brooge Energy
BROG
$2.28K 0.1%
225,000
– –
HHHHU
120
DELISTED
Wealthbridge Acquisition Limited Units
HHHHU
$2.28K 0.1%
225,000
– –
HPK icon
121
HighPeak Energy
HPK
$921M
$2.28K 0.1%
224,996
– –
BTT icon
122
BlackRock Municipal 2030 Target Term Trust
BTT
$1.49B
$2.2K 0.1%
94,510
-305,024
-76% -$7.08K
SMMCU
123
DELISTED
South Mountain Merger Corp. Unit
SMMCU
$2.14K 0.09%
+214,000
New +$2.14K
ALACU
124
DELISTED
Alberton Acquisition Corporation Unit
ALACU
$2.09K 0.09%
200,000
– –
HCACU
125
DELISTED
Hennessy Capital Acquisition Corp. IV Unit
HCACU
$2.08K 0.09%
200,000
– –
3 4
5
6 7