RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+8.69%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.52B
AUM Growth
-$160M
Cap. Flow
-$291M
Cap. Flow %
-19.15%
Top 10 Hldgs %
30.38%
Holding
315
New
23
Increased
46
Reduced
77
Closed
81

Top Buys

1
EHI
Western Asset Global High Income Fund
EHI
+$10.8M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$10.6M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$8.83M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$7.32M
5
PMO
Putnam Municipal Opportunities Trust
PMO
+$7.07M

Top Sells

1
FSK icon
FS KKR Capital
FSK
+$17M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$15.2M
3
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$15.2M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$14.4M
5
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$13.8M

Sector Composition

1 Financials 3.18%
2 Consumer Discretionary 0.9%
3 Technology 0.54%
4 Communication Services 0.38%
5 Healthcare 0.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ANDAU
101
DELISTED
Andina Acquisition Corp. III Unit
ANDAU
$3.03M 0.2%
+300,000
New +$3.03M
SAMAU
102
DELISTED
Schultze Special Purpose Acquisition Corp. Unit
SAMAU
$3.02M 0.2%
300,000
– –
FIV
103
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$2.89M 0.19%
330,328
-242,131
-42% -$2.12M
JEMD
104
DELISTED
Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share
JEMD
$2.76M 0.18%
316,407
-494,445
-61% -$4.31M
TRNE.U
105
DELISTED
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$2.76M 0.18%
+275,000
New +$2.76M
VWO icon
106
Vanguard FTSE Emerging Markets ETF
VWO
$100B
$2.71M 0.18%
63,796
– –
THCBU
107
DELISTED
Tuscan Holdings Corp. Unit
THCBU
$2.61M 0.17%
+250,000
New +$2.61M
BFI
108
DELISTED
BurgerFi International, Inc. Common Stock
BFI
$2.54M 0.17%
250,000
– –
NRXP icon
109
NRX Pharmaceuticals
NRXP
$68.2M
$2.48M 0.16%
24,000
– –
IFN
110
India Fund
IFN
$600M
$2.44M 0.16%
114,166
-3,949
-3% -$84.4K
JFKKU
111
DELISTED
8i Enterprises Acquisition Corp Unit
JFKKU
$2.41M 0.16%
+240,000
New +$2.41M
MYN icon
112
BlackRock MuniYield New York Quality Fund
MYN
$378M
$2.39M 0.16%
193,891
+72,569
+60% +$893K
JRO
113
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$2.32M 0.15%
241,634
+180,778
+297% +$1.73M
RVT icon
114
Royce Value Trust
RVT
$1.97B
$2.31M 0.15%
167,669
-51,016
-23% -$702K
NXDT
115
NexPoint Diversified Real Estate Trust
NXDT
$178M
$2.3M 0.15%
105,465
-634,622
-86% -$13.8M
VEA icon
116
Vanguard FTSE Developed Markets ETF
VEA
$174B
$2.28M 0.15%
55,877
– –
NTC
117
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$2.28M 0.15%
189,360
-216,314
-53% -$2.61M
ASG
118
Liberty All-Star Growth Fund
ASG
$350M
$2.27M 0.15%
407,487
-1,795,111
-81% -$9.98M
HPK icon
119
HighPeak Energy
HPK
$913M
$2.26M 0.15%
224,996
– –
HHHHU
120
DELISTED
Wealthbridge Acquisition Limited Units
HHHHU
$2.26M 0.15%
+225,000
New +$2.26M
BROG
121
DELISTED
Brooge Energy
BROG
$2.26M 0.15%
225,000
– –
NNC
122
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$2.21M 0.15%
173,709
+42,970
+33% +$547K
KXIN icon
123
Kaixin Holdings
KXIN
$8.65M
$2.19M 0.14%
333
– –
ALACU
124
DELISTED
Alberton Acquisition Corporation Unit
ALACU
$2.12M 0.14%
200,000
– –
USA icon
125
Liberty All-Star Equity Fund
USA
$1.94B
$2.08M 0.14%
340,864
-248,459
-42% -$1.52M
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5
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